-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RdnLMwq0VWjTerRkuxlDKE7eP4ENvOP40+ukWRyu+QL2c9CfHfW2VdQDzIKNYOtt zlJ0ZxPm93GZdXh2aJ1mUA== 0001144204-10-068574.txt : 20101228 0001144204-10-068574.hdr.sgml : 20101228 20101228182734 ACCESSION NUMBER: 0001144204-10-068574 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101223 FILED AS OF DATE: 20101228 DATE AS OF CHANGE: 20101228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHMAN ERIC I CENTRAL INDEX KEY: 0001313876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 101276582 MAIL ADDRESS: STREET 1: LEV PHARMACEUTICALS INC STREET 2: 122 EAST 42ND STREET STE 206 CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMATHENE, INC CENTRAL INDEX KEY: 0001326190 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 202726770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: 410 269 2600 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHCARE ACQUISITION CORP DATE OF NAME CHANGE: 20050505 4 1 v206706_ex.xml X0303 4 2010-12-23 0 0001326190 PHARMATHENE, INC PIP 0001313876 RICHMAN ERIC I C/O PHARMATHENE, INC. ONE PARK PLACE, SUITE 450 ANNAPOLIS MD 21401 1 1 0 0 See Remarks Common Stock, $0.0001 par value per share 2010-12-23 4 A 0 35000 A 112879 D Stock Options (right to buy) 3.91 2010-12-23 4 A 0 225000 A 2020-12-23 Common Stock 225000 225000 D This is a restricted stock award, which vests in full on the three month anniversary of the grant date. On December 23, 2010, the date such restricted shares and options were granted, the closing price of the Issuer's Common Stock on the NYSE Amex was $3.91 per share. The options vest over a 4 year period with 25% each vesting on the first, second, third and fourth anniversaries of the grant date. President and Chief Executive Officer /s/ Roland S. Chase, attorney in fact 2010-12-28 -----END PRIVACY-ENHANCED MESSAGE-----