0001144204-14-074762.txt : 20141218 0001144204-14-074762.hdr.sgml : 20141218 20141218162434 ACCESSION NUMBER: 0001144204-14-074762 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141217 FILED AS OF DATE: 20141218 DATE AS OF CHANGE: 20141218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: dELiAs, Inc. CENTRAL INDEX KEY: 0001337885 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 203397172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O DELIA*S, INC. STREET 2: 50 WEST 23RD STREET CITY: NEW YORK CITY STATE: NY ZIP: 10010 BUSINESS PHONE: (212) 590-6204 MAIL ADDRESS: STREET 1: C/O DELIA*S, INC. STREET 2: 50 WEST 23RD STREET CITY: NEW YORK CITY STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zimmerman Michael CENTRAL INDEX KEY: 0001326156 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51648 FILM NUMBER: 141296111 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prentice Capital Management, LP CENTRAL INDEX KEY: 0001326150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51648 FILM NUMBER: 141296112 BUSINESS ADDRESS: STREET 1: 33 BENEDICT PLACE STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (212) 756-3587 MAIL ADDRESS: STREET 1: 33 BENEDICT PLACE STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRENDEL, LLC CENTRAL INDEX KEY: 0001500181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51648 FILM NUMBER: 141296113 BUSINESS ADDRESS: STREET 1: 33 BENEDICT PLACE STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 212-756-8040 MAIL ADDRESS: STREET 1: 33 BENEDICT PLACE STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 4 1 v397032_4.xml OWNERSHIP DOCUMENT X0306 4 2014-12-17 0 0001337885 dELiAs, Inc. DLIA 0001500181 PRENDEL, LLC C/O PRENTICE CAPITAL MANAGEMENT, LP, 33 BENEDICT PLACE, 2ND FLOOR GREENWICH CT 06830 1 0 1 0 0001326150 Prentice Capital Management, LP 33 BENEDICT PLACE 2ND FLOOR GREENWICH CT 06830 1 0 1 0 0001326156 Zimmerman Michael 33 BENEDICT PLACE 2ND FLOOR GREENWICH CT 06830 1 0 1 0 Common Stock 2014-12-17 4 S 0 100000 0.0065 D 5971429 D Common Stock 2014-12-17 4 S 0 950000 0.0063 D 5021429 D Common Stock 2014-12-17 4 S 0 950000 0.0062 D 4071429 D Common Stock 2014-12-17 4 S 0 100000 0.0066 D 3971429 D Common Stock 2014-12-17 4 S 0 900000 0.0070 D 3071429 D Common Stock 2014-12-18 4 S 0 900000 0.0055 D 2171429 D Common Stock 2014-12-18 4 S 0 171429 0.0054 D 2000000 D Common Stock 2014-12-18 4 S 0 550000 0.0054 D 1450000 D Common Stock 2014-12-18 4 S 0 300000 0.0054 D 1150000 D Common Stock 2014-12-18 4 S 0 200000 0.0054 D 950000 D Common Stock 2014-12-18 4 S 0 950000 0.0053 D 0 D The securities of dELiA*s, Inc. (the "Issuer") reported herein were held by Prendel LLC ("Prendel"). Prentice Capital Management, LP ("Prentice Capital") is the investment manager of Prendel, and Michael Zimmerman controls, and is responsible for the supervision and conduct of all investment activities of, Prentice Capital. Prentice Capital and Michael Zimmerman are filing this Form 4 jointly with Prendel. Mr. Zimmerman and Prentice Capital disclaim beneficial ownership of the securities reported in this Form 4, except to the extent of their pecuniary interest therein. Remarks: Michael Zimmerman, one of the Reporting Persons, is a director of dELiAs, Inc. /s/ Michael Zimmerman, individually and as CEO of Prentice Capital Management, LP, for itself and as Investment Manager of Prendel LLC 2014-12-18