0001144204-14-074762.txt : 20141218
0001144204-14-074762.hdr.sgml : 20141218
20141218162434
ACCESSION NUMBER: 0001144204-14-074762
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141217
FILED AS OF DATE: 20141218
DATE AS OF CHANGE: 20141218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: dELiAs, Inc.
CENTRAL INDEX KEY: 0001337885
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 203397172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O DELIA*S, INC.
STREET 2: 50 WEST 23RD STREET
CITY: NEW YORK CITY
STATE: NY
ZIP: 10010
BUSINESS PHONE: (212) 590-6204
MAIL ADDRESS:
STREET 1: C/O DELIA*S, INC.
STREET 2: 50 WEST 23RD STREET
CITY: NEW YORK CITY
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zimmerman Michael
CENTRAL INDEX KEY: 0001326156
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51648
FILM NUMBER: 141296111
MAIL ADDRESS:
STREET 1: 900 THIRD AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prentice Capital Management, LP
CENTRAL INDEX KEY: 0001326150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51648
FILM NUMBER: 141296112
BUSINESS ADDRESS:
STREET 1: 33 BENEDICT PLACE
STREET 2: 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (212) 756-3587
MAIL ADDRESS:
STREET 1: 33 BENEDICT PLACE
STREET 2: 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRENDEL, LLC
CENTRAL INDEX KEY: 0001500181
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51648
FILM NUMBER: 141296113
BUSINESS ADDRESS:
STREET 1: 33 BENEDICT PLACE
STREET 2: 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 212-756-8040
MAIL ADDRESS:
STREET 1: 33 BENEDICT PLACE
STREET 2: 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
v397032_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-12-17
0
0001337885
dELiAs, Inc.
DLIA
0001500181
PRENDEL, LLC
C/O PRENTICE CAPITAL MANAGEMENT, LP,
33 BENEDICT PLACE, 2ND FLOOR
GREENWICH
CT
06830
1
0
1
0
0001326150
Prentice Capital Management, LP
33 BENEDICT PLACE
2ND FLOOR
GREENWICH
CT
06830
1
0
1
0
0001326156
Zimmerman Michael
33 BENEDICT PLACE
2ND FLOOR
GREENWICH
CT
06830
1
0
1
0
Common Stock
2014-12-17
4
S
0
100000
0.0065
D
5971429
D
Common Stock
2014-12-17
4
S
0
950000
0.0063
D
5021429
D
Common Stock
2014-12-17
4
S
0
950000
0.0062
D
4071429
D
Common Stock
2014-12-17
4
S
0
100000
0.0066
D
3971429
D
Common Stock
2014-12-17
4
S
0
900000
0.0070
D
3071429
D
Common Stock
2014-12-18
4
S
0
900000
0.0055
D
2171429
D
Common Stock
2014-12-18
4
S
0
171429
0.0054
D
2000000
D
Common Stock
2014-12-18
4
S
0
550000
0.0054
D
1450000
D
Common Stock
2014-12-18
4
S
0
300000
0.0054
D
1150000
D
Common Stock
2014-12-18
4
S
0
200000
0.0054
D
950000
D
Common Stock
2014-12-18
4
S
0
950000
0.0053
D
0
D
The securities of dELiA*s, Inc. (the "Issuer") reported herein were held by Prendel LLC ("Prendel"). Prentice Capital Management, LP ("Prentice Capital") is the investment manager of Prendel, and Michael Zimmerman controls, and is responsible for the supervision and conduct of all investment activities of, Prentice Capital. Prentice Capital and Michael Zimmerman are filing this Form 4 jointly with Prendel. Mr. Zimmerman and Prentice Capital disclaim beneficial ownership of the securities reported in this Form 4, except to the extent of their pecuniary interest therein.
Remarks: Michael Zimmerman, one of the Reporting Persons, is a director of dELiAs, Inc.
/s/ Michael Zimmerman, individually and as CEO of Prentice Capital Management, LP, for itself and as Investment Manager of Prendel LLC
2014-12-18