0001127602-18-016131.txt : 20180503
0001127602-18-016131.hdr.sgml : 20180503
20180503103757
ACCESSION NUMBER: 0001127602-18-016131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180501
FILED AS OF DATE: 20180503
DATE AS OF CHANGE: 20180503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Squeri Stephen J
CENTRAL INDEX KEY: 0001326109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 18802248
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-05-01
0000004962
AMERICAN EXPRESS CO
AXP
0001326109
Squeri Stephen J
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
Vice Chairman
Common Stock
2018-05-01
4
S
0
9851
97.93
D
203919.813
D
Common Stock
2018-05-01
4
S
0
2649
98.49
D
201270.813
D
Common Stock
118.74
I
401(k) Trust
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.34 to $98.33. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.34 to $98.60. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
The transactions reported on this Form 4 were effected pursuant to a rule 10b5-1 plan adopted by the reporting person on March 14, 2018.
/s/ Tangela S. Richter, attorney-in-fact
2018-05-03