0001209191-24-002623.txt : 20240202 0001209191-24-002623.hdr.sgml : 20240202 20240202151107 ACCESSION NUMBER: 0001209191-24-002623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240131 FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keenan James CENTRAL INDEX KEY: 0001406689 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00712 FILM NUMBER: 24590776 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Capital Investment Corp CENTRAL INDEX KEY: 0001326003 ORGANIZATION NAME: IRS NUMBER: 202725151 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-810-5800 MAIL ADDRESS: STREET 1: 50 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock Kelso Capital CORP DATE OF NAME CHANGE: 20050503 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-01-31 0 0001326003 BlackRock Capital Investment Corp BKCC 0001406689 Keenan James 50 HUDSON YARDS NEW YORK NY 10001 0 1 0 1 Interim CEO Chairman of the Board 0 Common Stock 2024-01-31 4 M 0 127942.1707 A 617945.1707 D Common Stock 2024-01-31 4 D 0 127942.1707 3.86 D 490003 D Phantom Shares 2024-01-31 4 A 0 110324.19 0.00 A Common Stock 110324.19 110324.19 D Phantom Shares 2024-01-31 4 M 0 25327.89 D Common Stock 25327.89 50655.78 D Phantom Shares 2024-01-31 4 M 0 41135.28 D Common Stock 41135.28 41135.28 D Phantom Shares 2024-01-31 4 M 0 61479 D Common Stock 61479 0 D As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 31, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. These phantom shares vest in equal installments on each of the first three anniversaries of the award. /s/ Laurence D. Paredes as Attorney-in-Fact 2024-02-02