EX-FILING FEES 11 bkcc-ex99s1_175.htm EX-107 bkcc-ex99s1_175.htm

Exhibit (s)

Calculation of Filing Fee Tables

FORM N-2

(Form Type)

BLACKROCK CAPITAL INVESTMENT CORPORATION

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Security
Type

 

 

Security
Class
Title

 

 

Fee
Calculation
or Carry
Forward
Rule

 

 

Amount
Registered

 

 

Proposed
Maximum
Offering
Price Per
Unit

 

 

Maximum
Aggregate
Offering Price

 

 

Fee
Rate

 

 

Amount of
Registration
Fee

 

 

Carry
Forward
Form
Type

 

 

Carry
Forward
File
Number

 

 

Carry
Forward
Initial
effective
date

 

 

Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward

 

Newly Registered Securities

 

Fees to Be

Paid

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Fees

Previously Paid

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Carry Forward Securities

 

Carry Forward Securities

 

 

Equity

 

 

 

Common Stock

 

 

 

Rule 415(a)(6)

 

 

 

 

 

 

 

 

 

 

 

(1)

 

 

 

 

 

 

 

 

 

 

 

N-2

 

 

333-230610

 

 

 

 

June 3, 2019

 

 

(1)

 

 

 

 

 

Equity

 

 

 

Preferred Stock

 

 

 

Rule 415(a)(6)

 

 

 

 

 

 

 

 

 

 

 

(1)

 

 

 

 

 

 

 

 

 

 

 

N-2

 

 

333-230610

 

 

 

 

June 3, 2019

 

 

(1)

 

 

 

 

 

Debt

 

 

 

Debt Securities

 

 

 

Rule 415(a)(6)

 

 

 

 

 

 

 

 

 

 

 

(1)

 

 

 

 

 

 

 

 

 

 

 

N-2

 

 

333-230610

 

 

 

 

June 3, 2019

 

 

(1)

 

 

 

 

 

Other

 

 

 

Warrants

 

 

 

Rule 415(a)(6)

 

 

 

 

 

 

 

 

 

 

 

(1)

 

 

 

 

 

 

 

 

 

 

 

N-2

 

 

333-230610

 

 

 

 

June 3, 2019

 

 

(1)

 

 

 

 

 

Other

 

 

 

Subscription Rights

 

 

 

Rule 415(a)(6)

 

 

 

 

 

 

 

 

 

 

 

(1)

 

 

 

 

 

 

 

 

 

 

 

N-2

 

 

333-230610

 

 

 

 

June 3, 2019

 

 

(1)

 

 

 

 

 

Other

 

 

 

Units

 

 

 

Rule 415(a)(6)

 

 

 

 

 

 

 

 

 

 

 

(1)

 

 

 

 

 

 

 

 

 

 

 

N-2

 

 

333-230610

 

 

 

 

June 3, 2019

 

 

(1)

 

 

 

 

 

Other

 

 

 

Unallocated (Universal) Shelf

 

 

 

Rule 415(a)(6)

 

 

 

 

 

 

 

 

 

 

 

$500,000,000

 

 

 

 

 

 

 

 

 

 

 

N-2

 

 

333-230610

 

 

 

 

June 3, 2019

 

 

$57,950

 

 

Total Offering Amounts

 

 

 

 

 

 

 

$500,000,000

 

 

 

 

 

 

 

$0

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Total Fees Previously Paid

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

--

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Total Fee Offsets

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

--

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Net Fee Due

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

$0

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(1) Included as part of Unallocated (Universal) Shelf. The Registrant did not sell any securities from its registration statement on Form N-2 (333-230610) initially filed on March 29, 2019 and declared effective on June 3, 2019 (the “Prior Registration Statement”). There was registered, and is being carried forward, an indeterminate number of shares of common stock, preferred stock or subscription rights to purchase shares of common stock and/or preferred stock as may be sold, from time to time separately or as units in combination with other securities registered hereunder; common stock includes such indeterminate number of


shares of common stock as may, from time to time, be issued upon conversion or exchange of other securities registered hereunder, to the extent any such securities are, by their terms, convertible or exchangeable for common stock; warrants include an indeterminate number of warrants as may be sold, from time to time separately or as units in combination with other securities registered hereunder, representing rights to purchase common stock, preferred stock or debt securities; debt securities include an indeterminate principal amount of debt securities as may be sold, from time to time separately or as units in combination with other securities registered hereunder; units include an indeterminate number of units and each unit may consist of a combination of any one or more of the securities being registered hereunder. Pursuant to Rule 415(a)(6), the offering of the unsold securities registered under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.