0001766526-22-000001.txt : 20220603 0001766526-22-000001.hdr.sgml : 20220603 20220603171506 ACCESSION NUMBER: 0001766526-22-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McDougal Thomas CENTRAL INDEX KEY: 0001325733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38910 FILM NUMBER: 22995699 MAIL ADDRESS: STREET 1: 16000 DALLAS PARKWAY, SUITE 125 CITY: DALLAS STATE: TX ZIP: 75248 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tectonic Financial, Inc. CENTRAL INDEX KEY: 0001766526 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 820764846 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16200 DALLAS PARKWAY, SUITE 190 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 972-720-9000 MAIL ADDRESS: STREET 1: 16200 DALLAS PARKWAY, SUITE 190 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: T Acquisition, Inc. DATE OF NAME CHANGE: 20190131 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-06-01 0 0001766526 Tectonic Financial, Inc. TECTP 0001325733 McDougal Thomas 16000 DALLAS PARKWAY, SUITE 125 DALLAS TX 75248 1 0 0 0 Series B Non-Cumulative Perpetual Preferred Stock 2022-06-01 4 P 0 4577 10.3646 A 19577 D Series B Non-Cumulative Perpetual Preferred Stock 2022-06-02 4 P 0 390 10.45 A 19967 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.335 to $10.45, inclusive. The reporting person undertakes to provide to Tectonic Financial, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Thomas McDougal 2022-06-03