0001104659-21-145953.txt : 20211202
0001104659-21-145953.hdr.sgml : 20211202
20211202170316
ACCESSION NUMBER: 0001104659-21-145953
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211130
FILED AS OF DATE: 20211202
DATE AS OF CHANGE: 20211202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stoltz Thomas W
CENTRAL INDEX KEY: 0001325540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38818
FILM NUMBER: 211467584
MAIL ADDRESS:
STREET 1: 611 BAINBRIDGE STREET, SUITE 100
STREET 2: C/O CARLOTZ, INC.
CITY: RICHMOND
STATE: VA
ZIP: 23224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CarLotz, Inc.
CENTRAL INDEX KEY: 0001759008
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 832456129
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 611 BAINBRIDGE STREET
STREET 2: SUITE 100
CITY: RICHMOND
STATE: VA
ZIP: 23224
BUSINESS PHONE: (804) 728-3833
MAIL ADDRESS:
STREET 1: 611 BAINBRIDGE STREET
STREET 2: SUITE 100
CITY: RICHMOND
STATE: VA
ZIP: 23224
FORMER COMPANY:
FORMER CONFORMED NAME: Acamar Partners Acquisition Corp.
DATE OF NAME CHANGE: 20181114
4
1
tm2134374-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-11-30
0
0001759008
CarLotz, Inc.
LOTZ
0001325540
Stoltz Thomas W
C/O CARLOTZ, INC.
611 BAINBRIDGE STREET, SUITE 100
RICHMOND
VA
23224
0
1
0
0
Chief Financial Officer
Class A Common Stock
2021-11-30
4
M
0
17083
0
A
17083
D
Class A Common Stock
2021-11-30
4
F
0
5142
2.96
D
11941
D
Stock Option (right to buy)
11.35
2031-01-21
Class A Common Stock
506167
506167
D
Restricted Stock Units
2021-11-30
4
M
0
17083
0
D
Class A Common Stock
17083
51250
D
Each restricted stock unit is convertible into a share of Class A common stock on a 1-for-1 basis. The restricted stock units vested in Class A common stock on November 30, 2021.
Shares withheld by the Company to satisfy tax withholding requirements.
These options are service options that vest based on the passage of time and the reporting person's continued service with the Company. 126,541 of these options are currently exercisable and the remaining 379,626 become exercisable in three equal annual installments beginning on November 30, 2022.
Each restricted stock unit is convertible into a share of Class A common stock on a 1-for-1 basis.
These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in Class A common stock as follows: one-fourth of these restricted stock units vested on November 30, 2021, one-fourth of these restricted stock units vest on November 30, 2022, one-fourth of these restricted stock units vest on November 30, 2023 and one-fourth of these restricted stock units vest on November 30, 2024, assuming continued employment through the applicable vesting date.
/s/ Rebecca C. Polak as attorney-infact for Mr. Stoltz Rebecca C. Polak
2021-12-02