0001104659-21-145953.txt : 20211202 0001104659-21-145953.hdr.sgml : 20211202 20211202170316 ACCESSION NUMBER: 0001104659-21-145953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211130 FILED AS OF DATE: 20211202 DATE AS OF CHANGE: 20211202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stoltz Thomas W CENTRAL INDEX KEY: 0001325540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38818 FILM NUMBER: 211467584 MAIL ADDRESS: STREET 1: 611 BAINBRIDGE STREET, SUITE 100 STREET 2: C/O CARLOTZ, INC. CITY: RICHMOND STATE: VA ZIP: 23224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CarLotz, Inc. CENTRAL INDEX KEY: 0001759008 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 832456129 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 611 BAINBRIDGE STREET STREET 2: SUITE 100 CITY: RICHMOND STATE: VA ZIP: 23224 BUSINESS PHONE: (804) 728-3833 MAIL ADDRESS: STREET 1: 611 BAINBRIDGE STREET STREET 2: SUITE 100 CITY: RICHMOND STATE: VA ZIP: 23224 FORMER COMPANY: FORMER CONFORMED NAME: Acamar Partners Acquisition Corp. DATE OF NAME CHANGE: 20181114 4 1 tm2134374-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-30 0 0001759008 CarLotz, Inc. LOTZ 0001325540 Stoltz Thomas W C/O CARLOTZ, INC. 611 BAINBRIDGE STREET, SUITE 100 RICHMOND VA 23224 0 1 0 0 Chief Financial Officer Class A Common Stock 2021-11-30 4 M 0 17083 0 A 17083 D Class A Common Stock 2021-11-30 4 F 0 5142 2.96 D 11941 D Stock Option (right to buy) 11.35 2031-01-21 Class A Common Stock 506167 506167 D Restricted Stock Units 2021-11-30 4 M 0 17083 0 D Class A Common Stock 17083 51250 D Each restricted stock unit is convertible into a share of Class A common stock on a 1-for-1 basis. The restricted stock units vested in Class A common stock on November 30, 2021. Shares withheld by the Company to satisfy tax withholding requirements. These options are service options that vest based on the passage of time and the reporting person's continued service with the Company. 126,541 of these options are currently exercisable and the remaining 379,626 become exercisable in three equal annual installments beginning on November 30, 2022. Each restricted stock unit is convertible into a share of Class A common stock on a 1-for-1 basis. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in Class A common stock as follows: one-fourth of these restricted stock units vested on November 30, 2021, one-fourth of these restricted stock units vest on November 30, 2022, one-fourth of these restricted stock units vest on November 30, 2023 and one-fourth of these restricted stock units vest on November 30, 2024, assuming continued employment through the applicable vesting date. /s/ Rebecca C. Polak as attorney-infact for Mr. Stoltz Rebecca C. Polak 2021-12-02