0001104659-18-066436.txt : 20181106
0001104659-18-066436.hdr.sgml : 20181106
20181106215051
ACCESSION NUMBER: 0001104659-18-066436
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181102
FILED AS OF DATE: 20181106
DATE AS OF CHANGE: 20181106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chapman John
CENTRAL INDEX KEY: 0001327887
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33494
FILM NUMBER: 181164541
MAIL ADDRESS:
STREET 1: 62 LASALLE ROAD
CITY: WEST HARTFORD
STATE: CT
ZIP: 06107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAPSTONE PAPER & PACKAGING CORP
CENTRAL INDEX KEY: 0001325281
STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621]
IRS NUMBER: 202699372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 ABERNATHY ROAD
CITY: ATLANTA
STATE: 2Q
ZIP: 30328
BUSINESS PHONE: 770-448-2193
MAIL ADDRESS:
STREET 1: 1000 ABERNATHY ROAD
CITY: ATLANTA
STATE: 2Q
ZIP: 30328
FORMER COMPANY:
FORMER CONFORMED NAME: KapStone Paper & Packaging CORP
DATE OF NAME CHANGE: 20070104
FORMER COMPANY:
FORMER CONFORMED NAME: Stone Arcade Acquisition CORP
DATE OF NAME CHANGE: 20050428
4
1
a4.xml
4
X0306
4
2018-11-02
1
0001325281
KAPSTONE PAPER & PACKAGING CORP
KS
0001327887
Chapman John
62 LASALLE ROAD
WEST HARTFORD
CT
06107
1
0
0
0
Common Stock
2018-11-02
4
D
0
397657
D
2833
D
Common Stock
2018-11-02
4
D
0
200
D
0
I
Minor child
Common Stock
2018-11-02
4
D
0
2833
D
0
D
Stock Option (Right to Buy)
0.85
2018-11-02
4
D
0
45662
D
2019-05-13
Common Stock
45662
0
D
Stock Option (Right to Buy)
4.68
2018-11-02
4
D
0
11896
D
2020-05-27
Common Stock
11896
0
D
Stock Option (Right to Buy)
7.305
2018-11-02
4
D
0
7526
D
2021-03-03
Common Stock
7526
0
D
Stock Option (Right to Buy)
8.875
2018-11-02
4
D
0
6550
D
2022-03-07
Common Stock
6550
0
D
Stock Option (Right to Buy)
13.825
2018-11-02
4
D
0
5508
D
2023-03-06
Common Stock
5508
0
D
Stock Option (Right to Buy)
30.41
2018-11-02
4
D
0
4098
D
2024-03-12
Common Stock
4098
0
D
Stock Option (Right to Buy)
31.89
2018-11-02
4
D
0
4216
D
2025-03-26
Common Stock
4216
0
D
Stock Option (Right to Buy)
12.72
2018-11-02
4
D
0
9116
D
2026-03-18
Common Stock
9116
0
D
Stock Option (Right to Buy)
22.195
2018-11-02
4
D
0
5458
D
2018-03-07
2027-03-07
Common Stock
5458
0
D
Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 28, 2018 among WRKCo Inc., a Delaware corporation (formerly known as WestRock Company), KapStone Paper and Packaging Corporation, a Delaware corporation ("KapStone" or the "Company"), WestRock Company, a Delaware corporation (formerly known as Whiskey Holdco, Inc.), Whiskey Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Holdco, and Kola Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Holdco ("Merger Sub"), effective as of the effective time of the merger of Merger Sub with and into the Company (the "Merger"), these shares of Company common stock, par value $0.0001 per share, were converted into the right to receive, at the election of the stockholder, (i) $35.00 in cash, without interest thereon or (ii) 0.4981 shares of Holdco common stock.
Pursuant to the Merger Agreement, these restricted stock unit awards became fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and exchanged for the right to receive a restricted stock unit award of Holdco relating to the number of Holdco shares (rounded to the nearest whole share) determined by multiplying the number of KapStone shares subject to the KapStone restricted stock unit award by the Equity Award Exchange Ratio (as defined in the Merger Agreement).
The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. The options were granted on 5/13/09.
The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. The options were granted on 5/27/10.
The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. The options were granted on 3/3/11.
The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. The options were granted on 3/7/12.
The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. The options were granted on 3/6/13.
The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. The options were granted on 3/12/14.
The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. The options were granted on 3/26/15.
The options vested 50% on the second anniversary of the grant date and were scheduled to vest 50% on the third anniversary of the grant date. The options were granted on 3/18/16.
Pursuant to the Merger Agreement, these options to purchase KapStone shares became fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and exchanged for the right to receive an option to purchase, generally on the same terms and conditions as were applicable to such KapStone option immediately prior to the effective time of the Merger, a number of Holdco shares (rounded down to the nearest whole share) determined by multiplying the number of KapStone shares subject to the KapStone option by Equity Award Exchange Ratio (as defined in the Merger Agreement), at an exercise price per share (rounded up to the nearest whole cent) determined by dividing the per-share exercise price of the KapStone option by the Equity Award Exchange Ratio.
/s/ Timothy W. Schmidt, Attorney-in-Fact
2018-11-06