0001480248-14-000162.txt : 20140909 0001480248-14-000162.hdr.sgml : 20140909 20140909163559 ACCESSION NUMBER: 0001480248-14-000162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140906 FILED AS OF DATE: 20140909 DATE AS OF CHANGE: 20140909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GT Advanced Technologies Inc. CENTRAL INDEX KEY: 0001394954 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 030606749 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 243 DANIEL WEBSTER HIGHWAY CITY: MERRIMACK STATE: NH ZIP: 03054 BUSINESS PHONE: (603)883-5200 MAIL ADDRESS: STREET 1: 243 DANIEL WEBSTER HIGHWAY CITY: MERRIMACK STATE: NH ZIP: 03054 FORMER COMPANY: FORMER CONFORMED NAME: GT Solar International, Inc. DATE OF NAME CHANGE: 20070330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gutierrez Thomas CENTRAL INDEX KEY: 0001325214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34133 FILM NUMBER: 141093728 MAIL ADDRESS: STREET 1: C/O XERIUM TECHNOLOGIES, INC. STREET 2: ONE TECHNOLOGY DRIVE CITY: WESTBOROUGH STATE: MA ZIP: 01581 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-09-06 0001394954 GT Advanced Technologies Inc. GTAT 0001325214 Gutierrez Thomas GT ADVANCED TECHNOLOGIES INC. 243 DANIEL WEBSTER HIGHWAY MERRIMACK NH 03054 1 1 0 0 President and CEO Common Stock, par value $.01 2014-09-06 4 M 0 15902 0 A 184801 D Common Stock, par value $.01 2014-09-06 4 F 0 6670 16.70 D 178131 D Common Stock, par value $.01 2014-09-08 4 S 0 9232 17.3796 D 168899 D Restricted Stock Unit 2014-09-06 4 M 0 15902 0 D Common Stock, par value $.01 15902 111315 D These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on September 6, 2014. This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on March 14, 2014 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements. Each restricted stock unit represents the right to receive one share of common stock of GT Advanced Technologies Inc. The restricted stock units vested one-fourth on June 6, 2013, and the balance vests in equal quarterly installments over the following three years. Shares of common stock are delivered to the reporting person on vesting. /s/Allison Pellegrino, under power of attorney 2014-09-09