0001480248-14-000162.txt : 20140909
0001480248-14-000162.hdr.sgml : 20140909
20140909163559
ACCESSION NUMBER: 0001480248-14-000162
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140906
FILED AS OF DATE: 20140909
DATE AS OF CHANGE: 20140909
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GT Advanced Technologies Inc.
CENTRAL INDEX KEY: 0001394954
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 030606749
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 243 DANIEL WEBSTER HIGHWAY
CITY: MERRIMACK
STATE: NH
ZIP: 03054
BUSINESS PHONE: (603)883-5200
MAIL ADDRESS:
STREET 1: 243 DANIEL WEBSTER HIGHWAY
CITY: MERRIMACK
STATE: NH
ZIP: 03054
FORMER COMPANY:
FORMER CONFORMED NAME: GT Solar International, Inc.
DATE OF NAME CHANGE: 20070330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gutierrez Thomas
CENTRAL INDEX KEY: 0001325214
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34133
FILM NUMBER: 141093728
MAIL ADDRESS:
STREET 1: C/O XERIUM TECHNOLOGIES, INC.
STREET 2: ONE TECHNOLOGY DRIVE
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-09-06
0001394954
GT Advanced Technologies Inc.
GTAT
0001325214
Gutierrez Thomas
GT ADVANCED TECHNOLOGIES INC.
243 DANIEL WEBSTER HIGHWAY
MERRIMACK
NH
03054
1
1
0
0
President and CEO
Common Stock, par value $.01
2014-09-06
4
M
0
15902
0
A
184801
D
Common Stock, par value $.01
2014-09-06
4
F
0
6670
16.70
D
178131
D
Common Stock, par value $.01
2014-09-08
4
S
0
9232
17.3796
D
168899
D
Restricted Stock Unit
2014-09-06
4
M
0
15902
0
D
Common Stock, par value $.01
15902
111315
D
These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on September 6, 2014.
This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on March 14, 2014 in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
Each restricted stock unit represents the right to receive one share of common stock of GT Advanced Technologies Inc.
The restricted stock units vested one-fourth on June 6, 2013, and the balance vests in equal quarterly installments over the following three years. Shares of common stock are delivered to the reporting person on vesting.
/s/Allison Pellegrino, under power of attorney
2014-09-09