0001144204-14-009812.txt : 20140214 0001144204-14-009812.hdr.sgml : 20140214 20140214161330 ACCESSION NUMBER: 0001144204-14-009812 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Knoll Capital Management, LP CENTRAL INDEX KEY: 0001325083 IRS NUMBER: 133476926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11424 FILM NUMBER: 14616596 BUSINESS ADDRESS: STREET 1: 5 EAST 44TH STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-808-7474 MAIL ADDRESS: STREET 1: 5 EAST 44TH STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001325083 XXXXXXXX 12-31-2013 12-31-2013 false Knoll Capital Management, LP
5 East 44th Street 12th floor New York NY 10017
13F HOLDINGS REPORT 028-11424 N
Fred Knoll President 646-590-3960 /s/ Fred Knoll New York NY 02-14-2014 0 14 198576
INFORMATION TABLE 2 infotable.xml Newlink Genetics Corp Com 651511107 1704 77437 SH SOLE 77437 0 0 Medivation, Inc. Com 58501N101 158535 2484101 SH SOLE 2484101 0 0 Sequenom Inc. Com New 817337405 2073 893600 SH SOLE 893600 0 0 Keryx Biopharmaceuticals Inc. Com 492515101 2592 200000 SH SOLE 200000 0 0 Echo Therapeutics Inc. Com New 27876L206 140 44445 SH SOLE 44445 0 0 Ampio Pharmaceuticals Inc. Com 03209T109 14452 2026998 SH SOLE 2026998 0 0 Vivus Inc. Call 928551900 1050 5000 SH Call SOLE 5000 0 0 Alcobra Ltd SHS M2239P109 12366 687000 SH SOLE 687000 0 0 Inovio Pharmaceuticals Inc. CPM 45773H102 1167 408352 SH SOLE 408352 0 0 Advaxis Inc. COM NEW 7624208 947 225000 SH SOLE 225000 0 0 Advaxis Inc. W EXP 07/15/201 7624117 186 112500 SH SOLE 112500 0 0 Parkervision Inc. COM 701354102 910 200000 SH SOLE 200000 0 0 Merrimack Pharmaceuticals Inc. COM 590328100 400 75000 SH SOLE 75000 0 0 Synthetic Biologics Inc. COM 87164U102 2054 1360000 SH SOLE 1360000 0 0