0001638599-16-001552.txt : 20161114 0001638599-16-001552.hdr.sgml : 20161111 20161114174049 ACCESSION NUMBER: 0001638599-16-001552 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161109 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Bearings INC CENTRAL INDEX KEY: 0001324948 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 954372080 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 BUSINESS PHONE: (203) 267 7001 MAIL ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBrien Thomas J CENTRAL INDEX KEY: 0001353150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51486 FILM NUMBER: 161996511 MAIL ADDRESS: STREET 1: 392 KENSINGTON ROAD CITY: SOUTHINGTON STATE: CT ZIP: 06289 4 1 doc4_4310.xml PRIMARY DOCUMENT X0306 4 2016-11-09 0 0001324948 RBC Bearings INC ROLL 0001353150 OBrien Thomas J 392 KENSINGTON ROAD SOUTHINGTON CT 06289 1 0 0 0 Common Stock 2016-11-09 4 M 0 2500 22.73 A 17250 D Common Stock 2016-11-09 4 S 0 2500 72.9744 D 14750 D Option to purchase Common Stock 22.73 2016-11-09 4 M 0 2500 22.73 D 2010-11-16 2016-11-16 Common Stock 2500 0 D Option to purchase Common stock 39.16 2012-07-07 2018-07-07 Common Stock 2500 2500 D Option to Purchase Common Stock 44.6 2013-06-04 2019-06-04 Common Stock 2500 2500 D Option to Purchase Common Stock 51.08 2014-06-14 2020-06-14 Common Stock 2500 2500 D Option to Purchase Common Stock 64.15 2015-07-01 2021-07-01 Common Stock 2000 2000 D Option to Purchase Common Stock 72.83 2016-07-01 2022-07-01 Common Stock 2000 2000 D Option to Purchase Common Stock 72.94 2017-07-08 2023-07-08 Common Stock 2000 2000 D Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/3 vest on 11/16/2010, 1/3 vest on 11/16/2011 and 1/3/ vest on 11/16/2012 Options to purchase shares of common stock are subject to the following vesting schedule: 1/3 vested on 7/7/2012, 1/3 vest on 7/7/2013 and 1/3 vest on 7/7/2014. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/14/2014, 1/5 vest on 6/14/2015, 1/5 vest on 6/14/2016, 1/5 vest on 6/14/2017 and 1/5 vest on 6/14/2018. Options expire 7 years from grant date. 416 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in on 7/1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7/1/2015, 1/5 vest on 7/1/2016, 1/5 vest on 7/1/2017, 1/5 vest on 7/1/2018 and 1/5 vest on 7/1/2019. Options expire 7 years from grant date 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7/1/2016, 1/5 vest on 7/1/2017, 1/5 vest on 7/1/2018, 1/5 vest on 7/1/2019 and 1/5 vest on 7/1/2020. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7/8/2017, 1/5 vest on 7/8/2018, 1/5 vest on 7/8/2019, 1/5 vest on 7/8/2020 and 1/5 vest on 7/8/2021. Options expire 7 years from grant date 1,250 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. /s/ Thomas J. Williams, attorney in fact 2016-11-14