0001638599-16-001462.txt : 20161011 0001638599-16-001462.hdr.sgml : 20161011 20161011171425 ACCESSION NUMBER: 0001638599-16-001462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161007 FILED AS OF DATE: 20161011 DATE AS OF CHANGE: 20161011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Bearings INC CENTRAL INDEX KEY: 0001324948 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 954372080 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 BUSINESS PHONE: (203) 267 7001 MAIL ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTNETT MICHAEL J CENTRAL INDEX KEY: 0001256535 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51486 FILM NUMBER: 161931788 MAIL ADDRESS: STREET 1: RBC BEARINGS, INC., 102 WILLENBROCK ROAD STREET 2: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 4 1 doc4_4256.xml PRIMARY DOCUMENT X0306 4 2016-10-07 0 0001324948 RBC Bearings INC ROLL 0001256535 HARTNETT MICHAEL J 102 WILLENBROCK ROAD ONE TRIBOLOGY CENTER OXFORD CT 06478 1 1 0 0 President and CEO Common Stock 2016-10-07 4 F 0 3426 77.51 D 514980 D Common Stock 2016-10-10 4 S 0 6740 76.12 D 508240 D Common Stock 2016-10-11 4 S 0 2 76 D 508238 D Stock Option for Commn Shares 44.6 2012-06-04 2019-06-04 Common Stock 100000 100000 D Stock Option for purchase of Common Stock 37.66 2012-10-06 2018-10-06 Common Stock 100000 100000 D Stock Option for Common Stock 51.08 2014-06-14 2020-06-14 Common Stock 100000 100000 D Stock Option for purchase of Common Stock 64.15 2015-07-01 2021-07-01 Common Stock 100000 100000 D Stock Option for Common Stock 72.83 2016-07-01 2022-07-01 Common Stock 80000 80000 D Stock Option for Common Stock 72.94 2017-07-08 2023-07-08 Common Stock 100000 100000 D Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 10/06/2012, 1/5 vest on 10/06/2013, 1/5 vest on 10/06/2014, 1/5 vest on 10/06/2015 and 1/5 vest on 10/06/2016. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/14/2014, 1/5 vest on 6/14/2015, 1/5 vest on 6/14/2016, 1/5 vest on 6/14/2017 and 1/5 vest on 6/14/2018. Options expire 7 years from grant date. 16,784 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7-1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7-1/2015, 1/5 vest on 7-1/2016, 1/5 vest on 7-1/2017, 1/5 vest on 7-1/2018 and 1/5 vest on 7-1/2019. Options expire 7 years from grant date. 26133 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7/1/2016, 1/5 vest on 7/1/2017, 1/5 vest on 7/1/2018, 1/5 vest on 7/1/2019 and 1/5 vest on 7/1/2020. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7/8/2017, 1/5 vest on 7/8/2018, 1/5 vest on 7/8/2019, 1/5 vest on 7/8/2020 and 1/5 vest on 7/8/2021. Options expire 7 years from grant date. 50,350 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock. Thomas J. Williams /attorney in fact/ 2016-10-11