0001638599-15-000253.txt : 20151013 0001638599-15-000253.hdr.sgml : 20151012 20151013171410 ACCESSION NUMBER: 0001638599-15-000253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151009 FILED AS OF DATE: 20151013 DATE AS OF CHANGE: 20151013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Bearings INC CENTRAL INDEX KEY: 0001324948 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 954372080 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 BUSINESS PHONE: (203) 267 7001 MAIL ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edwards Richard J CENTRAL INDEX KEY: 0001335597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51486 FILM NUMBER: 151156681 MAIL ADDRESS: STREET 1: RBC BEARINGS INCORPORATED STREET 2: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 4 1 doc4_2514.xml PRIMARY DOCUMENT X0306 4 2015-10-09 0 0001324948 RBC Bearings INC ROLL 0001335597 Edwards Richard J 102 WILLENBROCK ROAD ONE TRIBOLOGY CENTER OXFORD CT 06478 0 1 0 0 V.P. and General Manager Common Stock 2015-10-09 4 F 0 344 61.19 D 19253 D Option to Purchase Common Stock 22.73 2010-11-16 2016-11-16 Common Stock 20000 8000 D Option to Purchase Common Stock 37.66 2012-10-06 2018-10-06 Common Stock 20000 12000 D Option to Purchase Common Stock 44.6 2013-06-04 2019-06-04 Common Stock 20000 20000 D Option to Purchase Common Stock 51.08 2014-06-14 2020-06-14 Common Stock 10000 10000 D Option to Purchase Common Stock 64.15 2015-07-01 2021-07-01 Common Stock 20000 20000 D Option to Purchase Common Stock 72.83 2016-07-01 2022-07-01 Common Stock 20000 20000 D Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 11/16/2010, 1/5 vest on 11/16/2011, 1/5 vest on 11/16/2012, 1/5 vest on 11/16/2013 and 1/5 vest on 11/16/2014 1000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 10/06/2016. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 10/06/2012, 1/5 vest on 10/06/2013, 1/5 vest on 10/06/2014, 1/5 vest on 10/06/2015 and 1/5 vest on 10/06/2016. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date. 333 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/14/2014, 1/5 vest on 6/14/2015, 1/5 vest on 6/14/2016, 1/5 vest on 6/14/2017and 1/5 vest on 6/14/2018. Options expire 7 years from grant date. 1,667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 vest on 7-1/2016, 1/2 vest on 7-1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7-1/2015, 1/5 vest on 7-1/2016, 1/5 vest on 7-1/2017, 1/5 vest on 7-1/2018 and 1/5 vest on 7-1/2019. Options expire 7 years from grant date. 2,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/3 vest on 7/1/2016, 1/3 vest on 7/1/2017, 1/3 vest on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7/1/2016, 1/5 vest on 7/1/2017, 1/5 vest on 7/1/2018, 1/5 vest on 7/1/2019 and 1/5 vest on 7/1/2020. Options expire 7 years from grant date. Represents shares withheld by the Company to pay tax liability related to the vesting of restricted stock. Thomas J. Williams /attorney in fact/ 2015-10-13