0001593968-18-001099.txt : 20180809 0001593968-18-001099.hdr.sgml : 20180809 20180809165340 ACCESSION NUMBER: 0001593968-18-001099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180807 FILED AS OF DATE: 20180809 DATE AS OF CHANGE: 20180809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Thomas J CENTRAL INDEX KEY: 0001371828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51486 FILM NUMBER: 181006061 MAIL ADDRESS: STREET 1: RBC BEARINGS INCORPORATED STREET 2: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Bearings INC CENTRAL INDEX KEY: 0001324948 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 954372080 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 BUSINESS PHONE: (203) 267 7001 MAIL ADDRESS: STREET 1: ONE TRIBOLOGY CENTER CITY: OXFORD STATE: CT ZIP: 06478 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2018-08-07 0001324948 RBC Bearings INC ROLL 0001371828 Williams Thomas J 15 LAUREL CREST DRIVE BURLINGTON CT 06013 false true false false General Counsel and Secretary Common Stock 2018-08-07 4 M false 2000 51.08 A 6478 D Common Stock 2018-08-07 4 S false 2000 140.315 D 4478 D Common Stock 2018-08-07 4 M false 3000 64.15 A 7478 D Common Stock 2018-08-07 4 S false 3000 140.315 D 4478 D Common Stock 2018-08-07 4 M false 3000 72.83 A 7478 D Common Stock 2018-08-07 4 S false 3000 140.315 D 4478 D Common Stock 2018-08-07 4 M false 3000 72.94 A 7478 D Common Stock 2018-08-07 4 S false 3000 140.315 D 4478 D Common Stock 2018-08-07 4 M false 1500 99.64 A 5978 D Common Stock 2018-08-07 4 S false 1500 140.315 D 4478 D Common Stock 2018-08-07 4 S false 1341 140.315 D 3137 D Option to Purchase Common Stock 51.08 2018-08-07 4 M false 2000 51.08 D 2014-06-14 2020-06-14 Common Stock 2000 0 D Option to Purchase Common Stock 64.15 2018-08-07 4 M false 3000 64.15 D 2015-07-01 2021-07-01 Common Stock 3000 1500 D Option to Purchase Common Stock 72.83 2018-08-07 4 M false 3000 72.83 D 2016-07-01 2022-07-01 Common Stock 3000 3000 D Option to Purchase Common Stock 72.94 2018-08-07 4 M false 3000 72.94 D 2017-07-08 2023-07-08 Common Stock 3000 4500 D Option to Purchase Common Stock 99.64 2018-08-07 4 M false 1500 99.64 D 2018-06-27 2024-06-27 Common Stock 1500 6000 D Option to Purchase Common Stock 132.12 2019-06-07 2025-06-07 Common Stock 7500 7500 D 1,000 shares of the reported Common Stock are Restricted Shares. 1/5 vest on 6/7/2019, 1/5 vest on 6/7/2020, 1/5 vest on 6/7/2021, 1/5 vest on 6/7/2022, 1/5 vest on 6/7/2023. Unvested shares of Restricted Stock (i)may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. 333 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. 667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Options to purchase shares of Common Stock expire 7 years from grant date. Options to purchase shares of Common Stock vest on 7/1/2019. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/2 vest on 7/1/2019 and 1/2 vest on 7/1/2020. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/3 vest on 7/8/2019, 1/3 vest on 7/8/2020 and 1/3 vest on 7/8/2021. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/4 vest on 6/27/2019, 1/4 vest on 6/27/2020, 1/4 vest on 6/27/2021 and 1/4 vest on 6/27/2022. Options expire 7 years from grant date. Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/5 vest on 6/7/2019, 1/5 vest on 6/7/2020, 1/5 vest on 6/7/2021, 1/5 vest on 6/7/2022 and 1/5 vest on 6/7/2023. Options expire 7 years from grant date. /s/Thomas J. Williams 2018-08-09