0001324659-18-000002.txt : 20180123 0001324659-18-000002.hdr.sgml : 20180123 20180123110951 ACCESSION NUMBER: 0001324659-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 EFFECTIVENESS DATE: 20180123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ WEALTH, LLC CENTRAL INDEX KEY: 0001324659 IRS NUMBER: 421578585 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11324 FILM NUMBER: 18541435 BUSINESS ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-291-4700 MAIL ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC DATE OF NAME CHANGE: 20100805 FORMER COMPANY: FORMER CONFORMED NAME: Alexander Capital Management Group, LLC DATE OF NAME CHANGE: 20050422 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001324659 XXXXXXXX 12-31-2017 12-31-2017 COBIZ WEALTH, LLC

1099 18TH STREET SUITE 3000 DENVER CO 80202

13F HOLDINGS REPORT 028-11324 N Rita Koch Day 303-291-4700 Rita Koch Day Denver CO 01-23-2018 0 132 478511 false INFORMATION TABLE 2 inftable.xml BOSTON PRIVATE FINL HLDGS INC PFD 101119303 877 34200 SH SOLE 34200 0 0 CITIGROUP INC DEP SHS PFD S PFD 172967317 996 37000 SH SOLE 37000 0 0 JPMORGAN CHASE & CO DEP SHS RP PFD 48127A161 608 22500 SH SOLE 22500 0 0 STIFEL FINL CORP DSHS 1/40 PF PFD 860630409 2824 104270 SH SOLE 104270 0 0 WELLS FARGO CO NEW DEP 1/1000 PFD 949746465 1281 44750 SH SOLE 44750 0 0 VANGUARD SCOTTSDALE FDS SHRT T ETF 92206C409 1489 18781 SH SOLE 18781 0 0 3M CO COM COM 88579Y101 587 2496 SH SOLE 2496 0 0 ABBOTT LABS COM COM 002824100 896 15705 SH SOLE 15705 0 0 ABBVIE INC COM COM 00287Y109 1053 10888 SH SOLE 10888 0 0 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 8022 52403 SH SOLE 52375 0 28 ALPHABET INC CAP STK CL A COM 02079K305 11972 11365 SH SOLE 11360 0 5 ALPHABET INC CAP STK CL C COM 02079K107 222 212 SH SOLE 212 0 0 AMAZON COM INC COM COM 023135106 12302 10519 SH SOLE 10513 0 6 AMPHENOL CORP NEW CL A COM 032095101 6457 73547 SH SOLE 73508 0 39 ANADARKO PETE CORP COM COM 032511107 3353 62516 SH SOLE 62474 0 42 APPLE INC COM COM 037833100 15655 92509 SH SOLE 92483 0 26 AT&T INC COM COM 00206R102 371 9534 SH SOLE 9534 0 0 BANK AMER CORP COM COM 060505104 285 9645 SH SOLE 9645 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 893 3 SH SOLE 3 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 908 4579 SH SOLE 4579 0 0 BLACK HILLS CORP COM 092113109 929 15457 SH SOLE 15457 0 0 BLACKROCK INC COM COM 09247X101 5585 10871 SH SOLE 10863 0 8 BOEING CO COM COM 097023105 7187 24369 SH SOLE 24354 0 15 BP PLC SPONSORED ADR COM 055622104 282 6712 SH SOLE 6712 0 0 BROADCOM LTD SHS COM Y09827109 6691 26045 SH SOLE 26029 0 16 CALYPTE BIOMEDICAL CORP COM 131722605 0 595888 SH SOLE 595888 0 0 CAPITAL ONE FINL CORP COM COM 14040H105 219 2200 SH SOLE 2200 0 0 CATERPILLAR INC DEL COM COM 149123101 298 1888 SH SOLE 1888 0 0 CELGENE CORP COM COM 151020104 3155 30235 SH SOLE 30201 0 34 CHECK POINT SOFTWARE TECH COM COM M22465104 5286 51018 SH SOLE 50990 0 28 CHEVRON CORP NEW COM COM 166764100 6316 50452 SH SOLE 50432 0 20 CHURCH & DWIGHT INC COM COM 171340102 5718 113971 SH SOLE 113911 0 60 CIGNA CORPORATION COM COM 125509109 9432 46441 SH SOLE 46416 0 25 CISCO SYS INC COM COM 17275R102 1187 30987 SH SOLE 30987 0 0 COCA COLA CO COM COM 191216100 239 5215 SH SOLE 5215 0 0 COMCAST CORP NEW CL A COM 20030N101 221 5524 SH SOLE 5524 0 0 CONSTELLATION BRANDS INC CL A COM 21036P108 4249 18589 SH SOLE 18577 0 12 COSTCO WHSL CORP NEW COM COM 22160K105 6837 36737 SH SOLE 36718 0 19 DISCOVER FINL SVCS COM COM 254709108 3599 46787 SH SOLE 46764 0 23 DISNEY WALT CO COM DISNEY COM 254687106 5146 47867 SH SOLE 47841 0 26 DONALDSON INC COM COM 257651109 361 7365 SH SOLE 7365 0 0 ECOLAB INC COM COM 278865100 6147 45809 SH SOLE 45787 0 22 EDWARDS LIFESCIENCES CORP COM COM 28176E108 6640 58908 SH SOLE 58875 0 33 EMERSON ELEC CO COM COM 291011104 734 10527 SH SOLE 10527 0 0 EOG RES INC COM COM 26875P101 6494 60178 SH SOLE 60142 0 36 EXPEDIA INC DEL COM NEW COM 30212P303 3952 32997 SH SOLE 32977 0 20 EXXON MOBIL CORP COM COM 30231G102 1975 23611 SH SOLE 23611 0 0 FACEBOOK INC CL A COM 30303M102 7320 41483 SH SOLE 41461 0 22 FEDEX CORP COM COM 31428X106 6356 25472 SH SOLE 25457 0 15 FIDELITY CONSMR STAPLES COM 316092303 338 9857 SH SOLE 9857 0 0 FIDELITY MSCI ENERGY INDX ETF COM 316092402 629 31350 SH SOLE 31350 0 0 FIDELITY MSCI HLTH CARE I COM 316092600 2572 64305 SH SOLE 64305 0 0 FIRST REP BK SAN FRANCISCO CAL COM 33616C100 6245 72079 SH SOLE 72040 0 39 GENERAL DYNAMICS CORP COM COM 369550108 348 1709 SH SOLE 1709 0 0 GENERAL ELECTRIC CO COM COM 369604103 711 40759 SH SOLE 40759 0 0 HOME DEPOT INC COM COM 437076102 426 2247 SH SOLE 2247 0 0 HONEYWELL INTL INC COM COM 438516106 8720 56857 SH SOLE 56827 0 30 INCYTE CORP COM COM 45337C102 3497 36920 SH SOLE 36894 0 26 INTEL CORP COM COM 458140100 792 17164 SH SOLE 17164 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 7108 100743 SH SOLE 100688 0 55 INTERNATIONAL BUSINESS MACHS C COM 459200101 280 1822 SH SOLE 1822 0 0 INTUIT COM COM 461202103 7641 48427 SH SOLE 48398 0 29 JOHNSON & JOHNSON COM COM 478160104 10692 76523 SH SOLE 76487 0 36 JPMORGAN CHASE & CO COM COM 46625H100 12205 114133 SH SOLE 114073 0 60 KRAFT HEINZ CO COM COM 500754106 3904 50206 SH SOLE 50166 0 40 LAUDER ESTEE COS INC CL A COM 518439104 1785 14028 SH SOLE 14028 0 0 LENNOX INTL INC COM COM 526107107 7601 36500 SH SOLE 36483 0 17 LOWES COS INC COM COM 548661107 6327 68071 SH SOLE 68032 0 39 MASTERCARD INCORPORATED CL A COM 57636Q104 9898 65391 SH SOLE 65356 0 35 MICROSOFT CORP COM COM 594918104 814 9516 SH SOLE 9516 0 0 NIKE INC CL B COM 654106103 1903 30420 SH SOLE 30420 0 0 NOVO-NORDISK A S ADR COM 670100205 439 8177 SH SOLE 8177 0 0 O REILLY AUTOMOTIVE INC NEW CO COM 67103H107 5409 22487 SH SOLE 22477 0 10 ORACLE CORP COM COM 68389X105 7131 150815 SH SOLE 150729 0 86 PAYPAL HLDGS INC COM COM 70450Y103 259 3524 SH SOLE 3524 0 0 PEPSICO INC COM COM 713448108 581 4849 SH SOLE 4849 0 0 PFIZER INC COM COM 717081103 236 6510 SH SOLE 6510 0 0 PHILIP MORRIS INTL INC COM COM 718172109 211 2000 SH SOLE 2000 0 0 PIONEER NAT RES CO COM COM 723787107 5872 33971 SH SOLE 33956 0 15 PRICE T ROWE GROUP INC COM COM 74144T108 425 4050 SH SOLE 4050 0 0 PROCTER AND GAMBLE CO COM COM 742718109 701 7633 SH SOLE 7633 0 0 SCHLUMBERGER LTD COM COM 806857108 5257 78002 SH SOLE 77955 0 47 SCHWAB CHARLES CORP NEW COM COM 808513105 7902 153834 SH SOLE 153744 0 90 SONIC CORP COM COM 835451105 1513 55069 SH SOLE 55069 0 0 SOUTHWEST AIRLS CO COM COM 844741108 425 6497 SH SOLE 6497 0 0 STANLEY BLACK & DECKER INC COM COM 854502101 5951 35069 SH SOLE 35049 0 20 STRYKER CORP COM COM 863667101 327 2113 SH SOLE 2113 0 0 THERMO FISHER SCIENTIFIC INC C COM 883556102 3802 20024 SH SOLE 20012 0 12 TORO CO COM COM 891092108 5129 78622 SH SOLE 78581 0 41 TRAVELERS COMPANIES INC COM COM 89417E109 5354 39470 SH SOLE 39443 0 27 ULTIMATE SOFTWARE GROUP INC CO COM 90385D107 5083 23294 SH SOLE 23279 0 15 UNION PAC CORP COM COM 907818108 929 6929 SH SOLE 6929 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 7057 32009 SH SOLE 31993 0 16 UNIVERSAL DISPLAY CORP COM COM 91347P105 263 1524 SH SOLE 1524 0 0 US BANCORP DEL COM NEW COM 902973304 1221 22782 SH SOLE 22782 0 0 WALGREENS BOOTS ALLIANCE INC C COM 931427108 290 3994 SH SOLE 3994 0 0 WELLS FARGO CO NEW COM COM 949746101 3663 60368 SH SOLE 60368 0 0 ISHARES TR CORE S&P MCP ETF ETF 464287507 7789 41042 SH SOLE 41022 0 20 ISHARES TR CORE S&P500 ETF ETF 464287200 5408 20116 SH SOLE 19837 0 279 ISHARES TR RUS 1000 VAL ETF ETF 464287598 1250 10052 SH SOLE 10052 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 340 2225 SH SOLE 2225 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 1699 14870 SH SOLE 14870 0 0 ISHARES TR S&P MC 400GR ETF ETF 464287606 1344 6228 SH SOLE 6228 0 0 ISHARES TR S&P MC 400VL ETF ETF 464287705 1839 11484 SH SOLE 11484 0 0 POWERSHARES ETF TRUST DYNA BUY ETF 73935X286 310 5259 SH SOLE 5259 0 0 POWERSHARES ETF TRUST HI YLD E ETF 73935X302 345 19358 SH SOLE 19358 0 0 RYDEX ETF TRUST GUG S&P500 EQ ETF 78355W106 33179 328406 SH SOLE 328292 0 114 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 299 1122 SH SOLE 1122 0 0 SPDR SERIES TRUST S&P DIVID ET ETF 78464A763 23774 251625 SH SOLE 251192 0 433 VANECK VECTORS ETF TR AGRIBUSI ETF 92189F700 303 4923 SH SOLE 4923 0 0 VANGUARD INDEX FDS TOTAL STK M ETF 922908769 649 4726 SH SOLE 4726 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 208 1960 SH SOLE 1960 0 0 WISDOMTREE TR US HIGH DIVIDEND ETF 97717W208 6566 90140 SH SOLE 90140 0 0 WISDOMTREE TR US TOTAL DIVIDND ETF 97717W109 244 2626 SH SOLE 2626 0 0 ISHARES TR CORE S&P SCP ETF ETF 464287804 20816 271008 SH SOLE 270646 0 362 ISHARES TR RUS 2000 GRW ETF ETF 464287648 381 2042 SH SOLE 2042 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 1697 13495 SH SOLE 13495 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 271 1776 SH SOLE 1776 0 0 ISHARES TR S&P SML 600 GWT ETF 464287887 893 5250 SH SOLE 5250 0 0 ISHARES TR SP SMCP600VL ETF ETF 464287879 1206 7852 SH SOLE 7831 0 21 WISDOMTREE TR US SMALLCAP DIVD ETF 97717W604 6546 225323 SH SOLE 225323 0 0 ISHARES TR MSCI EAFE ETF ETF 464287465 1401 19923 SH SOLE 19923 0 0 VANGUARD TAX MANAGED INTL FD F ETF 921943858 500 11141 SH SOLE 11026 0 115 ISHARES TR MSCI EMG MKT ETF ETF 464287234 500 10608 SH SOLE 10608 0 0 VANGUARD INTL EQUITY INDEX FD ETF 922042858 1237 26948 SH SOLE 26782 0 166 INDEXIQ ETF TR HEDGE MLTI ETF ETF 45409B107 320 10500 SH SOLE 10500 0 0 ISHARES GOLD TRUST ISHARES ETF 464285105 150 12013 SH SOLE 12013 0 0 SPDR INDEX SHS FDS GLB NAT RES ETF 78463X541 242 4923 SH SOLE 4923 0 0 ALPS ETF TR ALERIAN MLP ETF 00162Q866 641 59375 SH SOLE 59375 0 0 UBS AG JERSEY BRH ALERIAN INFR ETF 902641646 1438 59430 SH SOLE 59430 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 349 3720 SH SOLE 3720 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 909 10953 SH SOLE 10953 0 0