0001324659-16-000015.txt : 20160801
0001324659-16-000015.hdr.sgml : 20160801
20160801120301
ACCESSION NUMBER: 0001324659-16-000015
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160801
DATE AS OF CHANGE: 20160801
EFFECTIVENESS DATE: 20160801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001324659
IRS NUMBER: 421578585
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11324
FILM NUMBER: 161796447
BUSINESS ADDRESS:
STREET 1: 1099 18TH STREET
STREET 2: SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-291-4700
MAIL ADDRESS:
STREET 1: 1099 18TH STREET
STREET 2: SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Alexander Capital Management Group, LLC
DATE OF NAME CHANGE: 20050422
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001324659
XXXXXXXX
06-30-2016
06-30-2016
COBIZ INVESTMENT MANAGEMENT, LLC
1099 18TH STREET
SUITE 3000
DENVER
CO
80202
13F HOLDINGS REPORT
028-11324
N
Rita Koch Day
CCO
303-291-4700
Rita Koch Day
Denver
CO
08-01-2016
0
135
397172
false
INFORMATION TABLE
2
inftable.xml
BOSTON PRIVATE FINL HLDGS INC
PFD
101119303
442
17000
SH
SOLE
17000
0
0
COUNTRYWIDE CAP IV PFD TR 6.75
PFD
22238E206
290
11250
SH
SOLE
11250
0
0
JPMORGAN CHASE & CO DEP SHS RP
PFD
48127A161
353
12500
SH
SOLE
12500
0
0
MERRILL LYNCH CAP TR II PFD GD
PFD
59024T203
645
24949
SH
SOLE
24949
0
0
MORGAN STANLEY CAP TR III CAP
PFD
617460209
459
17900
SH
SOLE
17900
0
0
PRIVATEBANCORP INC SUB DEB 42
PFD
742962400
2628
98911
SH
SOLE
98911
0
0
STIFEL FINL CORP SR NT 22
PFD
860630300
2164
85870
SH
SOLE
85870
0
0
SVB CAP II PFD TR GTD 7%
PFD
86959H201
1452
54615
SH
SOLE
54615
0
0
WELLS FARGO & CO NEW DEP 1/100
PFD
949746465
476
16000
SH
SOLE
16000
0
0
ISHARES TR 7-10 Y TR BD ETF
ETF
464287440
267
2368
SH
SOLE
2368
0
0
VANGUARD SCOTTSDALE FDS SHRT T
ETF
92206C409
1458
18032
SH
SOLE
18032
0
0
3M CO COM
COM
88579Y101
2560
14616
SH
SOLE
14606
0
10
ABBOTT LABS COM
COM
002824100
1037
26372
SH
SOLE
26372
0
0
ABBVIE INC COM
COM
00287Y109
417
6728
SH
SOLE
6728
0
0
ACCENTURE PLC IRELAND SHS CLAS
COM
G1151C101
6570
57991
SH
SOLE
57963
0
28
ADOBE SYS INC COM
COM
00724F101
249
2600
SH
SOLE
2600
0
0
ALPHABET INC CAP STK CL A
COM
02079K305
6020
8557
SH
SOLE
8552
0
5
ALTRIA GROUP INC COM
COM
02209S103
234
3400
SH
SOLE
3400
0
0
AMAZON COM INC COM
COM
023135106
7461
10426
SH
SOLE
10420
0
6
AMPHENOL CORP NEW CL A
COM
032095101
4706
82086
SH
SOLE
82047
0
39
ANADARKO PETE CORP COM
COM
032511107
2915
54748
SH
SOLE
54706
0
42
APPLE INC COM
COM
037833100
9837
102893
SH
SOLE
102840
0
53
AT&T INC COM
COM
00206R102
702
16239
SH
SOLE
16239
0
0
BANK AMER CORP COM
COM
060505104
180
13600
SH
SOLE
13600
0
0
BERKSHIRE HATHAWAY INC DEL CL
COM
084670108
651
3
SH
SOLE
3
0
0
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
704
4861
SH
SOLE
4861
0
0
BLACKROCK INC COM
COM
09247X101
4104
11980
SH
SOLE
11972
0
8
BOEING CO COM
COM
097023105
4191
32274
SH
SOLE
32219
0
55
BP PLC SPONSORED ADR
COM
055622104
244
6858
SH
SOLE
6858
0
0
CALYPTE BIOMEDICAL CORP
COM
131722605
0
595888
SH
SOLE
595888
0
0
CELGENE CORP COM
COM
151020104
3244
32894
SH
SOLE
32876
0
18
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
4302
53994
SH
SOLE
53966
0
28
CHEVRON CORP NEW COM
COM
166764100
5013
47824
SH
SOLE
47804
0
20
CHURCH & DWIGHT INC COM
COM
171340102
6436
62556
SH
SOLE
62526
0
30
CIGNA CORPORATION COM
COM
125509109
5207
40679
SH
SOLE
40661
0
18
CISCO SYS INC COM
COM
17275R102
1191
41499
SH
SOLE
41499
0
0
COCA COLA CO COM
COM
191216100
389
8577
SH
SOLE
8577
0
0
COSTCO WHSL CORP NEW COM
COM
22160K105
6327
40291
SH
SOLE
40272
0
19
CVS HEALTH CORP COM
COM
126650100
3147
32867
SH
SOLE
32849
0
18
DENTSPLY SIRONA INC COM
COM
24906P109
3669
59145
SH
SOLE
59114
0
31
DICKS SPORTING GOODS INC COM
COM
253393102
433
9605
SH
SOLE
9605
0
0
DISCOVER FINL SVCS COM
COM
254709108
2725
50852
SH
SOLE
50829
0
23
DISNEY WALT CO COM DISNEY
COM
254687106
5400
55207
SH
SOLE
55181
0
26
DONALDSON INC COM
COM
257651109
359
10448
SH
SOLE
10448
0
0
E M C CORP MASS COM
COM
268648102
386
14225
SH
SOLE
14225
0
0
ECOLAB INC COM
COM
278865100
6026
50811
SH
SOLE
50789
0
22
EDWARDS LIFESCIENCES CORP COM
COM
28176E108
4767
47800
SH
SOLE
47780
0
20
EMERSON ELEC CO COM
COM
291011104
657
12598
SH
SOLE
12598
0
0
EOG RES INC COM
COM
26875P101
2778
33298
SH
SOLE
33282
0
16
EXPEDIA INC DEL COM NEW
COM
30212P303
3839
36114
SH
SOLE
36094
0
20
EXXON MOBIL CORP COM
COM
30231G102
2145
22887
SH
SOLE
22887
0
0
F5 NETWORKS INC COM
COM
315616102
4471
39273
SH
SOLE
39250
0
23
FACEBOOK INC CL A
COM
30303M102
6127
53615
SH
SOLE
53583
0
32
FEDEX CORP COM
COM
31428X106
2734
18012
SH
SOLE
18005
0
7
FIDELITY MSCI CONSM DIS
COM
316092204
515
16897
SH
SOLE
16897
0
0
FIDELITY MSCI INDL INDX
COM
316092709
713
24582
SH
SOLE
24582
0
0
FIRST REP BK SAN FRANCISCO CAL
COM
33616C100
5568
79551
SH
SOLE
79512
0
39
GENERAL DYNAMICS CORP COM
COM
369550108
238
1709
SH
SOLE
1709
0
0
GENERAL ELECTRIC CO COM
COM
369604103
5977
189851
SH
SOLE
189774
0
77
GILEAD SCIENCES INC COM
COM
375558103
3656
43826
SH
SOLE
43803
0
23
HOME DEPOT INC COM
COM
437076102
203
1586
SH
SOLE
1586
0
0
HONEYWELL INTL INC COM
COM
438516106
7284
62624
SH
SOLE
62594
0
30
HORMEL FOODS CORP COM
COM
440452100
1633
44626
SH
SOLE
44626
0
0
INTEL CORP COM
COM
458140100
599
18253
SH
SOLE
18098
0
155
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
5252
20518
SH
SOLE
20507
0
11
INTERNATIONAL BUSINESS MACHS C
COM
459200101
287
1894
SH
SOLE
1894
0
0
INTUIT COM
COM
461202103
5748
51502
SH
SOLE
51473
0
29
JOHNSON & JOHNSON COM
COM
478160104
7304
60218
SH
SOLE
60138
0
80
JPMORGAN CHASE & CO COM
COM
46625H100
7720
124237
SH
SOLE
124177
0
60
LAUDER ESTEE COS INC CL A
COM
518439104
4476
49173
SH
SOLE
49149
0
24
LENNOX INTL INC COM
COM
526107107
4913
34452
SH
SOLE
34428
0
24
LOWES COS INC COM
COM
548661107
5709
72107
SH
SOLE
72068
0
39
MARRIOTT INTL INC NEW CL A
COM
571903202
1942
29217
SH
SOLE
29197
0
20
MASTERCARD INC CL A
COM
57636Q104
6279
71308
SH
SOLE
71273
0
35
MERCK & CO INC NEW COM
COM
58933Y105
210
3648
SH
SOLE
3648
0
0
MICROSOFT CORP COM
COM
594918104
539
10528
SH
SOLE
10404
0
124
NEWMONT MINING CORP COM
COM
651639106
1629
41648
SH
SOLE
41648
0
0
NIKE INC CL B
COM
654106103
5528
100142
SH
SOLE
100101
0
41
NOVO-NORDISK A S ADR
COM
670100205
2791
51901
SH
SOLE
51857
0
44
NXP SEMICONDUCTORS N V COM
COM
N6596X109
3785
48309
SH
SOLE
48278
0
31
O REILLY AUTOMOTIVE INC NEW CO
COM
67103H107
7418
27363
SH
SOLE
27353
0
10
ORACLE CORP COM
COM
68389X105
4689
114569
SH
SOLE
114513
0
56
PEPSICO INC COM
COM
713448108
802
7571
SH
SOLE
7571
0
0
PFIZER INC COM
COM
717081103
356
10102
SH
SOLE
10102
0
0
PHILIP MORRIS INTL INC COM
COM
718172109
214
2106
SH
SOLE
2106
0
0
PRAXAIR INC COM
COM
74005P104
368
3278
SH
SOLE
3278
0
0
PRICE T ROWE GROUP INC COM
COM
74144T108
672
9215
SH
SOLE
9215
0
0
PRIVATEBANCORP INC COM
COM
742962103
4817
109413
SH
SOLE
109363
0
50
PROCTER & GAMBLE CO COM
COM
742718109
961
11352
SH
SOLE
11352
0
0
SCHLUMBERGER LTD COM
COM
806857108
4927
62302
SH
SOLE
62271
0
31
SCHWAB CHARLES CORP NEW COM
COM
808513105
4966
196197
SH
SOLE
196107
0
90
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y506
1520
22279
SH
SOLE
22279
0
0
SONIC CORP COM
COM
835451105
1509
55783
SH
SOLE
55783
0
0
SOUTHWEST AIRLS CO COM
COM
844741108
250
6372
SH
SOLE
6372
0
0
SPDR SERIES TRUST S&P OILGAS E
COM
78464A730
499
14342
SH
SOLE
14342
0
0
STRYKER CORP COM
COM
863667101
261
2179
SH
SOLE
2179
0
0
TORO CO COM
COM
891092108
4631
52503
SH
SOLE
52472
0
31
TRAVELERS COMPANIES INC COM
COM
89417E109
5048
42407
SH
SOLE
42330
0
77
UNION PAC CORP COM
COM
907818108
930
10660
SH
SOLE
10660
0
0
UNITEDHEALTH GROUP INC COM
COM
91324P102
6058
42907
SH
SOLE
42886
0
21
US BANCORP DEL COM NEW
COM
902973304
1322
32785
SH
SOLE
32785
0
0
WABTEC CORP COM
COM
929740108
3275
46630
SH
SOLE
46603
0
27
WALGREENS BOOTS ALLIANCE INC C
COM
931427108
616
7398
SH
SOLE
7398
0
0
WATERS CORP COM
COM
941848103
359
2552
SH
SOLE
2552
0
0
WELLS FARGO & CO NEW COM
COM
949746101
6140
129724
SH
SOLE
129656
0
68
ISHARES TR CORE S&P MCP ETF
ETF
464287507
5824
38982
SH
SOLE
38962
0
20
ISHARES TR CORE S&P500 ETF
ETF
464287200
5804
27571
SH
SOLE
27301
0
270
ISHARES TR RUS 1000 VAL ETF
ETF
464287598
1618
15670
SH
SOLE
15670
0
0
ISHARES TR S&P 500 GRWT ETF
ETF
464287309
561
4811
SH
SOLE
4811
0
0
ISHARES TR S&P 500 VAL ETF
ETF
464287408
1831
19714
SH
SOLE
19714
0
0
ISHARES TR S&P MC 400GR ETF
ETF
464287606
1413
8356
SH
SOLE
8356
0
0
ISHARES TR S&P MC 400VL ETF
ETF
464287705
1764
13775
SH
SOLE
13775
0
0
POWERSHARES ETF TRUST DYNA BUY
ETF
73935X286
1568
34690
SH
SOLE
34690
0
0
RYDEX ETF TRUST GUG S&P500 EQ
ETF
78355W106
22982
286029
SH
SOLE
285821
0
208
SPDR S&P 500 ETF TR TR UNIT
ETF
78462F103
316
1509
SH
SOLE
1509
0
0
SPDR SERIES TRUST S&P DIVID ET
ETF
78464A763
19158
228283
SH
SOLE
227868
0
415
VANGUARD INDEX FDS TOTAL STK M
ETF
922908769
413
3854
SH
SOLE
3854
0
0
WISDOMTREE TR HIGH DIV FD
ETF
97717W208
5977
89577
SH
SOLE
89577
0
0
WISDOMTREE TR MDCP EARN FUND
ETF
97717W570
465
5091
SH
SOLE
5091
0
0
WISDOMTREE TR TOTAL DIVID FD
ETF
97717W109
294
3831
SH
SOLE
3831
0
0
ISHARES TR CORE S&P SCP ETF
ETF
464287804
15221
130975
SH
SOLE
130857
0
118
ISHARES TR RUS 2000 GRW ETF
ETF
464287648
306
2231
SH
SOLE
2231
0
0
ISHARES TR RUS 2000 VAL ETF
ETF
464287630
1788
18379
SH
SOLE
18379
0
0
ISHARES TR RUSSELL 2000 ETF
ETF
464287655
257
2232
SH
SOLE
2232
0
0
ISHARES TR SP SMCP600GR ETF
ETF
464287887
954
7426
SH
SOLE
7426
0
0
ISHARES TR SP SMCP600VL ETF
ETF
464287879
1141
9770
SH
SOLE
9749
0
21
WISDOMTREE TR SMALLCAP DIVID
ETF
97717W604
3752
52361
SH
SOLE
52361
0
0
ISHARES TR MSCI EAFE ETF
ETF
464287465
1245
22307
SH
SOLE
22307
0
0
ISHARES TR MSCI EMG MKT ETF
ETF
464287234
584
16987
SH
SOLE
16987
0
0
VANGUARD INTL EQUITY INDEX FD
ETF
922042858
225
6391
SH
SOLE
6361
0
30
INDEXIQ ETF TR HEDGE MLTI ETF
ETF
45409B107
675
23156
SH
SOLE
23156
0
0
ALPS ETF TR ALERIAN MLP
ETF
00162Q866
477
37471
SH
SOLE
37471
0
0
UBS AG JERSEY BRH ALERIAN INFR
ETF
902641646
747
26406
SH
SOLE
26406
0
0
SPDR SERIES TRUST DJ REIT ETF
ETF
78464A607
422
4247
SH
SOLE
4247
0
0
VANGUARD INDEX FDS REIT ETF
ETF
922908553
1098
12380
SH
SOLE
12380
0
0