0001324659-14-000004.txt : 20140429 0001324659-14-000004.hdr.sgml : 20140429 20140429145539 ACCESSION NUMBER: 0001324659-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140429 DATE AS OF CHANGE: 20140429 EFFECTIVENESS DATE: 20140429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC CENTRAL INDEX KEY: 0001324659 IRS NUMBER: 421578585 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11324 FILM NUMBER: 14793345 BUSINESS ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 2810 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-298-1858 MAIL ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 2810 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Alexander Capital Management Group, LLC DATE OF NAME CHANGE: 20050422 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001324659 XXXXXXXX 03-31-2014 03-31-2014 COBIZ INVESTMENT MANAGEMENT, LLC

1099 18TH STREET SUITE 2810 DENVER CO 80202

13F HOLDINGS REPORT 028-11324 N Rita Koch Day 303-294-1481 Rita Koch Day Denver CO 04-29-2014 0 120 418861 false INFORMATION TABLE 2 CoBiz_13F_033114.xml COBIZ 13F 033114 BOSTON PRIVATE FINL HLDGS INC PFD 101119303 408 17500 SH SOLE 17500 0 0 CITIGROUP CAP XVII TRUPS 6.35% PFD 17311H209 394 15650 SH SOLE 15650 0 0 MERRILL LYNCH CAP TR II PFD GD PFD 59024T203 502 19949 SH SOLE 19949 0 0 PRIVATEBANCORP INC SUB DEB 42 PFD 742962400 1078 41481 SH SOLE 41481 0 0 STIFEL FINL CORP SR NT 22 PFD 860630300 474 18500 SH SOLE 18500 0 0 SVB CAP II PFD TR GTD 7% PFD 86959H201 1251 49315 SH SOLE 49315 0 0 ISHARES TR CORE STRM USBD ETF 46432F859 610 6081 SH SOLE 6081 0 0 ABBOTT LABS COM COM 002824100 5719 148499 SH SOLE 148499 0 0 ABBVIE INC COM COM 00287Y109 325 6327 SH SOLE 6327 0 0 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 7376 92523 SH SOLE 92523 0 0 AMAZON COM INC COM COM 023135106 5298 15750 SH SOLE 15750 0 0 AMPHENOL CORP NEW CL A COM 032095101 6902 75305 SH SOLE 75305 0 0 APPLE INC COM COM 037833100 3469 6463 SH SOLE 6463 0 0 AT&T INC COM COM 00206R102 698 19904 SH SOLE 19904 0 0 BAXTER INTL INC COM COM 071813109 4765 64761 SH SOLE 64761 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 1124 6 SH SOLE 6 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 628 5027 SH SOLE 5027 0 0 BLACKROCK INC COM COM 09247X101 4768 15163 SH SOLE 15163 0 0 BOEING CO COM COM 097023105 331 2639 SH SOLE 2639 0 0 BP PLC SPONSORED ADR COM 055622104 359 7459 SH SOLE 7459 0 0 CAPITAL ONE FINL CORP COM COM 14040H105 5920 76730 SH SOLE 76730 0 0 CERES INC COM COM 156773103 9 10666 SH SOLE 10666 0 0 CHEVRON CORP NEW COM COM 166764100 6672 56109 SH SOLE 56109 0 0 CHURCH & DWIGHT INC COM COM 171340102 5539 80189 SH SOLE 80189 0 0 CIGNA CORPORATION COM COM 125509109 4592 54841 SH SOLE 54841 0 0 CISCO SYS INC COM COM 17275R102 1072 47822 SH SOLE 47822 0 0 COBIZ FINANCIAL INC COM COM 190897108 689 59840 SH SOLE 59840 0 0 COCA COLA CO COM COM 191216100 387 10007 SH SOLE 10007 0 0 COSTCO WHSL CORP NEW COM COM 22160K105 5547 49665 SH SOLE 49665 0 0 DICKS SPORTING GOODS INC COM COM 253393102 5715 104658 SH SOLE 104658 0 0 DISCOVER FINL SVCS COM COM 254709108 6570 112911 SH SOLE 112911 0 0 DISNEY WALT CO COM DISNEY COM 254687106 6036 75378 SH SOLE 75378 0 0 DONALDSON INC COM COM 257651109 951 22427 SH SOLE 22427 0 0 E M C CORP MASS COM COM 268648102 713 26009 SH SOLE 26009 0 0 ECOLAB INC COM COM 278865100 8640 80005 SH SOLE 80005 0 0 EMERSON ELEC CO COM COM 291011104 5840 87427 SH SOLE 87427 0 0 EXXON MOBIL CORP COM COM 30231G102 2552 26127 SH SOLE 26127 0 0 F M C CORP COM NEW COM 302491303 5917 77280 SH SOLE 77280 0 0 F5 NETWORKS INC COM COM 315616102 4979 46697 SH SOLE 46697 0 0 FIRST REP BK SAN FRANCISCO CAL COM 33616C100 4610 85377 SH SOLE 85377 0 0 FLOWSERVE CORP COM COM 34354P105 7239 92399 SH SOLE 92399 0 0 FRANKLIN COVEY CO COM COM 353469109 1249 63198 SH SOLE 63198 0 0 GENERAL ELECTRIC CO COM COM 369604103 1824 70441 SH SOLE 70441 0 0 GILEAD SCIENCES INC COM COM 375558103 5115 72182 SH SOLE 72182 0 0 GOOGLE INC CL C COM 38259p706 232 208 SH SOLE 208 0 0 GRAINGER W W INC COM COM 384802104 5650 22363 SH SOLE 22363 0 0 HARVEST NATURAL RESOURCES INC COM 41754V103 54 14290 SH SOLE 14290 0 0 HONEYWELL INTL INC COM COM 438516106 7632 82281 SH SOLE 82281 0 0 HORMEL FOODS CORP COM COM 440452100 6046 122711 SH SOLE 122711 0 0 INTEL CORP COM COM 458140100 454 17603 SH SOLE 17603 0 0 INTERNATIONAL BUSINESS MACHS C COM 459200101 1171 6083 SH SOLE 6083 0 0 INTUIT COM COM 461202103 4703 60498 SH SOLE 60498 0 0 JOHNSON & JOHNSON COM COM 478160104 7814 79552 SH SOLE 79552 0 0 JPMORGAN CHASE & CO COM COM 46625H100 9434 155401 SH SOLE 155401 0 0 KEURIG GREEN MTN INC COM COM 49271M100 211 2000 SH SOLE 2000 0 0 KONINKLIJKE PHILIPS N V NY REG COM 500472303 578 16453 SH SOLE 16453 0 0 LAUDER ESTEE COS INC CL A COM 518439104 5476 81884 SH SOLE 81884 0 0 LOWES COS INC COM COM 548661107 5567 113840 SH SOLE 113840 0 0 MARATHON OIL CORP COM COM 565849106 4969 139885 SH SOLE 139885 0 0 MASTERCARD INC CL A COM 57636Q104 6900 92376 SH SOLE 92376 0 0 MERCK & CO INC NEW COM COM 58933Y105 204 3597 SH SOLE 3597 0 0 MICROSOFT CORP COM COM 594918104 373 9108 SH SOLE 9108 0 0 NATIONAL OILWELL VARCO INC COM COM 637071101 905 11616 SH SOLE 11616 0 0 NIKE INC CL B COM 654106103 6813 92243 SH SOLE 92243 0 0 NOVO-NORDISK A S ADR COM 670100205 5646 123677 SH SOLE 123677 0 0 O REILLY AUTOMOTIVE INC NEW CO COM 67103H107 7436 50113 SH SOLE 50113 0 0 OCEANEERING INTL INC COM COM 675232102 3567 49645 SH SOLE 49645 0 0 ORACLE CORP COM COM 68389X105 6563 160419 SH SOLE 160419 0 0 PEPSICO INC COM COM 713448108 756 9049 SH SOLE 9049 0 0 PERRIGO CO PLC SHS COM G97822103 6881 44494 SH SOLE 44494 0 0 PETSMART INC COM COM 716768106 478 6943 SH SOLE 6943 0 0 PFIZER INC COM COM 717081103 347 10815 SH SOLE 10815 0 0 PPG INDS INC COM COM 693506107 271 1400 SH SOLE 1400 0 0 PRAXAIR INC COM COM 74005P104 690 5269 SH SOLE 5269 0 0 PRICE T ROWE GROUP INC COM COM 74144T108 6268 76118 SH SOLE 76118 0 0 PRINCIPAL FINL GROUP INC COM COM 74251V102 372 8098 SH SOLE 8098 0 0 PROCTER & GAMBLE CO COM COM 742718109 1090 13519 SH SOLE 13519 0 0 QUALCOMM INC COM COM 747525103 7789 98766 SH SOLE 98766 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 579 7919 SH SOLE 7919 0 0 SCHLUMBERGER LTD COM COM 806857108 7581 77758 SH SOLE 77758 0 0 SONIC CORP COM COM 835451105 1663 72966 SH SOLE 72966 0 0 TRAVELERS COMPANIES INC COM COM 89417E109 5844 68676 SH SOLE 68676 0 0 UNION PAC CORP COM COM 907818108 8085 43083 SH SOLE 43083 0 0 US BANCORP DEL COM NEW COM 902973304 1758 41020 SH SOLE 41020 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 245 5157 SH SOLE 5157 0 0 WABTEC CORP COM COM 929740108 5485 70775 SH SOLE 70775 0 0 WALGREEN CO COM COM 931422109 598 9059 SH SOLE 9059 0 0 WATERS CORP COM COM 941848103 4330 39942 SH SOLE 39942 0 0 WELLS FARGO & CO NEW COM COM 949746101 9064 182218 SH SOLE 182218 0 0 YAHOO INC COM COM 984332106 3657 101859 SH SOLE 101859 0 0 ISHARES CORE S&P MCP ETF ETF 464287507 2393 17407 SH SOLE 17407 0 0 ISHARES CORE S&P500 ETF ETF 464287200 4546 24162 SH SOLE 24162 0 0 ISHARES RUS 1000 VAL ETF ETF 464287598 1209 12529 SH SOLE 12529 0 0 ISHARES S&P 500 VAL ETF ETF 464287408 1276 14686 SH SOLE 14686 0 0 ISHARES S&P MC 400GR ETF ETF 464287606 1104 7218 SH SOLE 7218 0 0 ISHARES S&P MC 400VL ETF ETF 464287705 1769 14691 SH SOLE 14691 0 0 POWERSHARES ETF TRUST DYNA BUY ETF 73935X286 225 5165 SH SOLE 5165 0 0 RYDEX ETF TRUST GUG S&P500 EQ ETF 78355W106 17208 235752 SH SOLE 235752 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 295 1580 SH SOLE 1580 0 0 SPDR SERIES TRUST S&P DIVID ET ETF 78464A763 17581 238937 SH SOLE 238937 0 0 VANGUARD INDEX FDS TOTAL STK M ETF 922908769 328 3363 SH SOLE 3363 0 0 WISDOMTREE TR EQTY INC ETF ETF 97717W208 8500 150249 SH SOLE 150249 0 0 WISDOMTREE TR TOTAL DIVID FD ETF 97717W109 384 5625 SH SOLE 5625 0 0 ISHARES CORE S&P SCP ETF ETF 464287804 9808 89047 SH SOLE 89047 0 0 ISHARES RUS 2000 VAL ETF ETF 464287630 2775 27518 SH SOLE 27518 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 854 7340 SH SOLE 7340 0 0 ISHARES SP SMCP600GR ETF ETF 464287887 1000 8407 SH SOLE 8407 0 0 ISHARES SP SMCP600VL ETF ETF 464287879 901 7940 SH SOLE 7940 0 0 WISDOMTREE TR SMALLCAP DIVID ETF 97717W604 2342 34307 SH SOLE 34307 0 0 ISHARES MSCI EAFE ETF ETF 464287465 3243 48260 SH SOLE 48260 0 0 ISHARES MSCI EMG MKT ETF ETF 464287234 1997 48689 SH SOLE 48689 0 0 VANGUARD INTL EQUITY INDEX FD ETF 922042858 514 12668 SH SOLE 12668 0 0 WISDOMTREE TR EMERG MKTS ETF ETF 97717W315 993 20232 SH SOLE 20232 0 0 WISDOMTREE TR EMG MKTS SMCAP ETF 97717W281 810 17379 SH SOLE 17379 0 0 INDEXIQ ETF TR HEDGE MLTI ETF ETF 45409B107 3180 108845 SH SOLE 108845 0 0 INDEXIQ ETF TR IQ GLB RES ETF ETF 45409B883 527 18032 SH SOLE 18032 0 0 ALPS ETF TR ALERIAN MLP ETF 00162Q866 9300 526626 SH SOLE 526626 0 0 UBS AG JERSEY BRH ALERIAN INFR ETF 902641646 5723 143681 SH SOLE 143681 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 316 4052 SH SOLE 4052 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 675 9554 SH SOLE 9554 0 0