0001179110-19-000130.txt : 20190103
0001179110-19-000130.hdr.sgml : 20190103
20190103131257
ACCESSION NUMBER: 0001179110-19-000130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190101
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Brien Patrick Dan
CENTRAL INDEX KEY: 0001723714
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51556
FILM NUMBER: 19504550
MAIL ADDRESS:
STREET 1: 1331 SEVENTEENTH ST.
STREET 2: SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guaranty Bancorp
CENTRAL INDEX KEY: 0001324410
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 412150446
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 SEVENTEENTH STREET, SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-296-9600
MAIL ADDRESS:
STREET 1: 1331 SEVENTEENTH STREET, SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Centennial Bank Holdings, Inc.
DATE OF NAME CHANGE: 20050420
4
1
edgar.xml
FORM 4 -
X0306
4
2019-01-01
1
0001324410
Guaranty Bancorp
GBNK
0001723714
O'Brien Patrick Dan
1331 17TH STREET
SUITE 200
DENVER
CO
80202
0
1
0
0
EVP, Regional Pres., SBA Mgr.
Voting Common Stock
2019-01-01
4
M
0
7500
0
A
28552
D
Voting Common Stock
2019-01-01
4
M
0
5409
0
A
33961
D
Voting Common Stock
2019-01-01
4
D
0
33961
D
0
D
Voting Common Stock
2019-01-01
4
D
0
6000
D
0
I
By IRA
On January 1, 2019 (the "Effective Date"), pursuant to the Agreement and Plan of Reorganization dated as of May 22, 2018, by and between Independent Bank Group, Inc. ("Independent") and Guaranty Bancorp ("Guaranty"), Guaranty merged with and into Independent (the "Merger"). In connection with the Merger shares of performance-based restricted stock previously granted to the reporting person under the Guaranty Bancorp Amended and Restated 2005 Stock Incentive Plan vested on the Effective Date.
In connection with the Merger shares of performance-based restricted stock previously granted to the reporting person under the Guaranty Bancorp 2015 Long-Term Incentive Plan converted into shares of time-based restricted stock pursuant to the terms of the plan scheduled to vest in accordance with the original performance cycle.
In connection with the Merger each share of Guaranty common stock and each unvested share of time-based restricted stock granted to the reporting person was converted into the right to receive 0.45 of a share of Independent common stock and restricted stock, respectively, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Independent common stock which the holder would otherwise be entitled to receive multiplied by $51.92. In connection with the Merger, the reporting person has the right to receive, in exchange therefor, an aggregate of 14,078 shares of Independent common stock and 3,904 shares of Independent time-based restricted stock, with cash payable in lieu of a fractional share of Independent common stock, subject to any required tax withholding under applicable law. On December 31, 2018, the last trading day preceding the Effective Date, the closing price of Independent common stock was $45.77 per share.
/s/ Patrick Dan O'Brien
2019-01-03