Co-Chief Executive Officer

0001213900-19-008671.txt : 20190515 0001213900-19-008671.hdr.sgml : 20190515 20190515074234 ACCESSION NUMBER: 0001213900-19-008671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altshuler Shaham Ltd CENTRAL INDEX KEY: 0001324290 IRS NUMBER: 000000000 STATE OF INCORPORATION: L3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18756 FILM NUMBER: 19825090 BUSINESS ADDRESS: STREET 1: 19A HABARZEL STREET STREET 2: RAMAT HAHAYAL CITY: TEL AVIV STATE: L3 ZIP: 6971026 BUSINESS PHONE: 972-3-648-0003 MAIL ADDRESS: STREET 1: 19A HABARZEL STREET STREET 2: RAMAT HAHAYAL CITY: TEL AVIV STATE: L3 ZIP: 6971026 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001324290 XXXXXXXX 03-31-2019 03-31-2019 false Altshuler Shaham Ltd

19A Habarzel Street Ramat Hahayal Tel Aviv L3 6971026

13F HOLDINGS REPORT 028-18756 N Ran Shaham Co-Chief Executive Officer 972-73-233-1547 /s/ Ran Shaham Tel Aviv L3 05-15-2019 3 327 2191846 1 Altshuler Shaham Mutual Funds Management Ltd. 2 Altshuler Shaham Provident Funds & Pension Ltd. 3 Altshuler Shaham Owl, Limited Partnership INFORMATION TABLE 2 infotable.xml ABB Ltd SPONSORED ADR 000375204 10 2000 SH DFND 3 2000 0 0 Abeona Therapeutics Inc COM 00289Y107 879 119450 SH DFND 1 119450 0 0 AGNC Investment Corp COM 00123Q104 60 3312 SH DFND 1 3312 0 0 Air Products & Chemicals Inc COM 009158106 1424 7459 SH DFND 1 7459 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 4715 25842 SH DFND 1 25842 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 154877 848876 SH DFND 2 848876 0 0 Alliance Data Systems Corp COM 018581108 1600 9146 SH DFND 1 9146 0 0 Alliant Energy Corp COM 018802108 44 929 SH DFND 1 929 0 0 Amazon.com Inc COM 023135106 0 23 SH Put DFND 3 23 0 0 American Electric Power Co Inc COM 025537101 44 527 SH DFND 1 527 0 0 AMERICAN EXPRESS COM 025816109 1449 13254 SH DFND 1 13254 0 0 American Homes 4 Rent CL A 02665T306 44 1951 SH DFND 1 1951 0 0 American Water Works Co Inc COM 030420103 44 422 SH DFND 1 422 0 0 Annaly Capital Management Inc COM 035710409 58 5799 SH DFND 1 5799 0 0 Apollo Commercial Real Estate COM 03762U105 16 868 SH DFND 1 868 0 0 Apple Hospitality REIT Inc COM NEW 03784Y200 43 2635 SH DFND 1 2635 0 0 arqule inc COM 04269E107 610 127400 SH DFND 1 127400 0 0 ASML Holding NV N Y REGISTRY SHS N07059202 1579 8408 SH DFND 1 8408 0 0 Atmos Energy Corp COM 049560105 44 432 SH DFND 1 432 0 0 AtriCure Inc COM 04963C209 7 269 SH DFND 1 269 0 0 AvalonBay Communities Inc COM 053484101 44 220 SH DFND 1 220 0 0 BioTelemetry Inc COM 090672106 7 117 SH DFND 1 117 0 0 BioTelemetry Inc COM 090672106 50 2900 SH DFND 3 2900 0 0 Blackstone Mortgage Trust Inc COM CL A 09257W100 16 459 SH DFND 1 459 0 0 Booking Holdings Inc COM 09857L108 1447 829 SH DFND 1 829 0 0 Booking Holdings Inc COM 09857L108 0 32 SH Put DFND 3 32 0 0 Brown & Brown Inc COM 115236101 44 1477 SH DFND 1 1477 0 0 Builders FirstSource Inc COM 12008R107 29504 2211670 SH DFND 2 2211670 0 0 CALIFORNIA RESOURCES CORP COM NEW 13057Q206 125 4870 SH DFND 1 4870 0 0 Carnival Corp UNIT 99/99/9999 143658300 11169 220202 SH DFND 1 220202 0 0 Carnival Corp UNIT 99/99/9999 143658300 66653 1314140 SH DFND 2 1314140 0 0 Centene Corp COM 15135B101 2959 55730 SH DFND 1 55730 0 0 Check Point Software Technolog ORD M22465104 8183 64693 SH DFND 1 64693 0 0 Check Point Software Technolog ORD M22465104 149679 1183328 SH DFND 2 1183328 0 0 Chimera Investment Corp COM NEW 16934Q208 59 3152 SH DFND 1 3152 0 0 Citrix Systems Inc COM 177376100 52 522 SH DFND 1 522 0 0 Citrix Systems Inc COM 177376100 27 1000 SH DFND 3 1000 0 0 CMS Energy Corp COM 125896100 44 791 SH DFND 1 791 0 0 Coca-Cola Co/The COM 191216100 45 948 SH DFND 1 948 0 0 CommVault Systems Inc COM 204166102 11 167 SH DFND 1 167 0 0 Consolidated Edison Inc COM 209115104 44 515 SH DFND 1 515 0 0 consumer discretionary select SBI MATERIALS 81369Y407 4106 36065 SH DFND 1 36065 0 0 Cummins Inc COM 231021106 2064 13076 SH DFND 1 13076 0 0 Cymabay Therapeutics Inc COM 23257D103 1163 87575 SH DFND 1 87575 0 0 Delta Air Lines Inc COM NEW 247361702 4751 91984 SH DFND 1 91984 0 0 Delta Air Lines Inc COM NEW 247361702 51434 995819 SH DFND 2 995819 0 0 DexCom Inc COM 252131107 7 55 SH DFND 1 55 0 0 Dollar General Corp COM 256677105 1520 12743 SH DFND 1 12743 0 0 Douglas Emmett Inc COM 25960P109 45 1097 SH DFND 1 1097 0 0 DTE Energy Co COM 233331107 44 350 SH DFND 1 350 0 0 Duke Energy Corp COM NEW 26441C204 43 479 SH DFND 1 479 0 0 Ecolab Inc COM 278865100 45 253 SH DFND 1 253 0 0 ELECTRONIC ARTS INC COM 285512109 1560 15346 SH DFND 1 15346 0 0 Eli Lilly & Co COM 532457108 19 148 SH DFND 1 148 0 0 Eloxx Pharmaceuticals Inc COM 29014R103 762 65221 SH DFND 1 65221 0 0 Eloxx Pharmaceuticals Inc COM 29014R103 9177 785676 SH DFND 2 785676 0 0 Equity Commonwealth COM SH BEN INT 294628102 58 1784 SH DFND 1 1784 0 0 Equity LifeStyle Properties In COM 29472R108 44 384 SH DFND 1 384 0 0 Estee Lauder Cos Inc/The CL A 518439104 2463 14879 SH DFND 1 14879 0 0 Exelon Corp COM 30161N101 44 884 SH DFND 1 884 0 0 FACEBOOK Inc CL A 30303M102 562 3369 SH DFND 1 3369 0 0 FactSet Research Systems Inc COM 303075105 12 47 SH DFND 1 47 0 0 FactSet Research Systems Inc COM 303075105 12 170 SH DFND 3 170 0 0 Fair Isaac Corp COM 303250104 12 44 SH DFND 1 44 0 0 Financial Select SBI MATERIALS 81369Y605 30904 1202009 SH DFND 1 1202009 0 0 Financial Select SBI MATERIALS 81369Y605 503991 19602933 SH DFND 2 19602933 0 0 Fortinet Inc COM 34959E109 6572 78266 SH DFND 1 78266 0 0 Fortinet Inc COM 34959E109 149614 1781755 SH DFND 2 1781755 0 0 Fortune Brands Home & Security COM 34964C106 1567 32904 SH DFND 1 32904 0 0 FOX FACTORY HOLDING CORP COM 35138V102 815 11660 SH DFND 1 11660 0 0 FOX FACTORY HOLDING CORP COM 35138V102 18 950 SH DFND 3 950 0 0 Gaming and Leisure Properties COM 36467J108 47 1207 SH DFND 1 1207 0 0 GAP INC/THE COM 364760108 1484 56695 SH DFND 1 56695 0 0 GASLOG LTD SHS EP0484410 541 20350 SH DFND 1 20350 0 0 GASLOG PARTNERS LP UNIT LTD PTNRP Y2687W108 1713 75687 SH DFND 1 75687 0 0 Genomic health inc COM 37244C101 18 254 SH DFND 1 254 0 0 Glu Mobile Inc COM 379890106 13 1233 SH DFND 1 1233 0 0 Google Inc CAP STK CL C 02079K305 1549 1316 SH DFND 1 1316 0 0 Hawaiian Electric Industries I COM 419870100 61 1496 SH DFND 1 1496 0 0 Hexcel Corp COM 428291108 761 11000 SH DFND 1 11000 0 0 Hilton Worldwide Holdings Inc COM 43300A203 4720 56724 SH DFND 1 56724 0 0 IDEX Corp COM 45167R104 865 5700 SH DFND 1 5700 0 0 INSMED INC COM PAR $.01 457669307 1946 66950 SH DFND 1 66950 0 0 INTEL CORP COM 458140100 2454 45700 SH DFND 1 45700 0 0 Intuit Inc COM 461202103 12 44 SH DFND 1 44 0 0 iRhythm Technologies Inc COM 450056106 7 87 SH DFND 1 87 0 0 ISHARES MSCI AUSTRALIA INDEX MSCI AUST ETF 464286103 1460 67827 SH DFND 2 67827 0 0 iShares MSCI Hong Kong ETF MSCI AUST ETF 464286871 2906 110892 SH DFND 2 110892 0 0 iShares MSCI South Korea ETF MSCI AUST ETF 464286772 14507 238012 SH DFND 1 238012 0 0 iShares MSCI South Korea ETF MSCI AUST ETF 464286772 173292 2843178 SH DFND 2 2843178 0 0 Johnson Controls Inc SHS G51502105 861 23314 SH DFND 1 23314 0 0 Keysight Technologies Inc COM 49338L103 11 128 SH DFND 1 128 0 0 KKR Real Estate Finance Trust COM 48251K100 16 777 SH DFND 1 777 0 0 LAS VEGAS SANDS CORP COM 517834107 5082 83363 SH DFND 1 83363 0 0 LivePerson Inc COM 538146101 1397 48990 SH DFND 1 48990 0 0 Madrigal Pharmaceutica inc COM 558868105 878 7013 SH DFND 1 7013 0 0 Marriott International Inc/MD CL A 571903202 2420 19297 SH DFND 1 19297 0 0 Marriott International Inc/MD CL A 571903202 10 300 SH DFND 3 300 0 0 Masimo Corp COM 574795100 20 144 SH DFND 1 144 0 0 Merck & Co Inc/NJ COM 58933Y105 19 233 SH DFND 1 233 0 0 MFA Financial Inc COM 55272X102 59 8079 SH DFND 1 8079 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 11 78 SH DFND 1 78 0 0 NextEra Energy Inc COM 65339F101 44 228 SH DFND 1 228 0 0 NIKE INC CL B 654106103 3644 43193 SH DFND 1 43193 0 0 Novartis AG SPONSORED ADR 66987V109 40 1509 SH DFND 3 1509 0 0 Novocure Ltd ORD SHS G6674U108 19 392 SH DFND 1 392 0 0 nVent Electric PLC SHS G6700G107 352 13054 SH DFND 1 13054 0 0 Palo Alto Networks Inc COM 697435105 8547 35192 SH DFND 1 35192 0 0 Palo Alto Networks Inc COM 697435105 150409 619273 SH DFND 2 619273 0 0 Park Hotels & Resorts Inc COM 700517105 2496 79517 SH DFND 1 79517 0 0 Park Hotels & Resorts Inc COM 700517105 30 3500 SH DFND 3 3500 0 0 Pentair PLC SHS G7S00T104 581 13054 SH DFND 1 13054 0 0 PFIZER INC COM 717081103 1128 26555 SH DFND 1 26555 0 0 Power Integrations Inc COM 739276103 442 6318 SH DFND 1 6318 0 0 Powershares QQQ UNIT SER 1 46090E103 830 4615 SH DFND 1 4615 0 0 Powershares QQQ UNIT SER 1 46090E103 2448 13628 SH DFND 2 13628 0 0 Public Service Enterprise Grou COM 744573106 43 728 SH DFND 1 728 0 0 PureFunds ISE Cyber Security E PRIME JUNIR SLVR 26924G201 25404 634943 SH DFND 1 634943 0 0 REGENXBIO Inc COM 75901B107 491 8564 SH DFND 1 8564 0 0 Republic Services Inc COM 760759100 60 746 SH DFND 1 746 0 0 Retrophin Inc COM 761299106 757 33467 SH DFND 1 33467 0 0 Royal Caribbean Cruises Ltd COM V7780T103 12116 105357 SH DFND 1 105357 0 0 Royal Caribbean Cruises Ltd COM V7780T103 73910 644829 SH DFND 2 644829 0 0 Royal Caribbean Cruises Ltd COM V7780T103 32 1000 SH DFND 3 1000 0 0 Royal Dutch Shell PLC SPON ADR B 780259206 80 4650 SH DFND 3 4650 0 0 SAGE THERAPEUTICS INC COM 78667J108 1079 6787 SH DFND 1 6787 0 0 Skyworks Solutions Inc COM 83088M102 1572 19055 SH DFND 1 19055 0 0 Sony Corp SPONSORED ADR 835699307 3863 91461 SH DFND 1 91461 0 0 Southwest Airlines Co COM 844741108 2776 53478 SH DFND 1 53478 0 0 Southwest Airlines Co COM 844741108 52186 1005321 SH DFND 2 1005321 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 2466 8731 SH DFND 2 8731 0 0 Spirit AeroSystems Holdings In COM CL A 848574109 2249 24544 SH DFND 1 24544 0 0 Starwood Property Trust Inc COM 85571B105 59 2631 SH DFND 1 2631 0 0 Sun Communities Inc COM 866674104 44 371 SH DFND 1 371 0 0 Tactile Systems Technology Inc COM 87357P100 6 108 SH DFND 1 108 0 0 TARGET CORP COM 87612E106 1596 19888 SH DFND 1 19888 0 0 TPG RE Finance Trust Inc COM 87266M107 16 786 SH DFND 1 786 0 0 TSMC SPONSORED ADR 874039100 1173 28636 SH DFND 1 28636 0 0 Two Harbors Investment Corp COM NEW 90187B408 57 4219 SH DFND 1 4219 0 0 united parcel service inc CL B 911312106 2290 20495 SH DFND 1 20495 0 0 united parcel service inc CL B 911312106 45 1450 SH DFND 3 1450 0 0 VBI Vaccines Inc COM NEW 91822J103 540 288629 SH DFND 1 288629 0 0 VBI Vaccines Inc COM NEW 91822J103 1716 917662 SH DFND 2 917662 0 0 Veeva Systems Inc CL A COM 922475108 21 164 SH DFND 1 164 0 0 Veracyte Inc COM 92337F107 10 405 SH DFND 1 405 0 0 VeriSign Inc COM 92343E102 11 61 SH DFND 1 61 0 0 Visa Inc COM CL A 92826C839 1916 12267 SH DFND 1 12267 0 0 WEC Energy Group Inc COM 92939U106 44 559 SH DFND 1 559 0 0 White Mountains Insurance Grou COM G9618E107 57 62 SH DFND 1 62 0 0 WP Carey Inc COM 92936U109 45 577 SH DFND 1 577 0 0 WR Berkley Corp COM 084423102 44 519 SH DFND 1 519 0 0 Xcel Energy Inc COM 98389B100 44 773 SH DFND 1 773 0 0 Xenon Pharmaceutical inc COM 98420N105 1459 143607 SH DFND 1 143607 0 0 Zebra Technologies Corp CL A 989207105 1866 8904 SH DFND 1 8904 0 0 Zebra Technologies Corp CL A 989207105 30 526 SH DFND 3 526 0 0 Zix Corp COM 98974P100 10 1514 SH DFND 1 1514 0 0 ZOETIS INC CL A 98978V103 9 85 SH DFND 1 85 0 0 Intec Pharma Ltd. SHS M53644106 46 6271 SH DFND 1 6271 0 0 NICE Systems Ltd. SPONSORED ADR 653656108 5054 41250 SH DFND 1 41250 0 0 Fidelity Low Volatility Factor MSCI CONSM DIS 316092824 5 495 SH DFND 3 495 0 0 Invesco S&P 500 ex-Rate Sensit 1 30 LADER TRE 46138E388 5 458 SH DFND 3 458 0 0 Invesco S&P 500 Low Volatility 1 30 LADER TRE 46138E354 5 333 SH DFND 3 333 0 0 iShares Edge MSCI Min Vol USA INTL PFD STK ETF 46429B697 5 291 SH DFND 3 291 0 0 Invesco S&P MidCap Low Volatil 1 30 LADER TRE 46138E198 5 338 SH DFND 3 338 0 0 Waters Corp COM 941848103 20 78 SH DFND 1 78 0 0 Waters Corp COM 941848103 23 330 SH DFND 3 330 0 0 MediWound Ltd ORD SHS M68830104 2 1620 SH DFND 3 1620 0 0 Crown Castle International Cor COM 22822V101 26 750 SH DFND 3 750 0 0 Alexandria Real Estate Equitie COM 015271109 53 1350 SH DFND 3 1350 0 0 Air Transport Services Group I COM 00922R105 29 4500 SH DFND 3 4500 0 0 Cheniere Energy Inc COM NEW 16411R208 32 1700 SH DFND 3 1700 0 0 ResMed Inc COM 761152107 42 1450 SH DFND 3 1450 0 0 Moody's Corp COM 615369105 30 600 SH DFND 3 600 0 0 SolarEdge Technologies Inc COM 83417M104 686 18200 SH DFND 1 18200 0 0 SolarEdge Technologies Inc COM 83417M104 36 3500 SH DFND 3 3500 0 0 Tesla Inc COM 88160R101 0 32 SH Put DFND 3 32 0 0 Evogene Ltd SHS M4119S104 152 86734 SH DFND 1 86734 0 0 OPKO Health Inc COM 68375N103 1176 457369 SH DFND 1 457369 0 0 Ormat Technologies Inc COM 686688102 2232 40838 SH DFND 1 40838 0 0 Internet Gold-Golden Lines Ltd ORD M56595107 794 1410193 SH DFND 1 1410193 0 0 Internet Gold-Golden Lines Ltd ORD M56595107 981 1742280 SH DFND 2 1742280 0 0 Elbit Systems Ltd ORD M3760D101 12536 96956 SH DFND 1 96956 0 0 Elbit Systems Ltd ORD M3760D101 34228 264731 SH DFND 2 264731 0 0 B Communications Ltd SHS M15629104 2658 1306135 SH DFND 1 1306135 0 0 B Communications Ltd SHS M15629104 346 170000 SH DFND 2 170000 0 0 Gazit-Globe Ltd SHS M4793C102 4854 606870 SH DFND 1 606870 0 0 Gazit-Globe Ltd SHS M4793C102 80755 10096442 SH DFND 2 10096442 0 0 Israel Chemicals Ltd SHS M5920A109 21543 4077339 SH DFND 1 4077339 0 0 Sapiens International Corp NV SHS G7T16G103 4423 289555 SH DFND 1 289555 0 0 PennantPark Floating Rate Capi COM 70806A106 3852 297056 SH DFND 1 297056 0 0 PennantPark Floating Rate Capi COM 70806A106 20498 1573156 SH DFND 2 1573156 0 0 Perrigo Co PLC SHS G97822103 3579 74998 SH DFND 1 74998 0 0 Kenon Holdings Ltd/Singapore SHS Y46717107 3483 181211 SH DFND 1 181211 0 0 Abbott laboratories COM 002824100 19 243 SH DFND 1 243 0 0 Accenture PLC SHS CLASS A G1151C101 12 67 SH DFND 1 67 0 0 Apartment Investment & Managem CL A 03748R754 1 22 SH DFND 1 22 0 0 ARMOUR Residential REIT Inc COM NEW 042315507 16 807 SH DFND 1 807 0 0 Atrion Corp COM 049904105 21 24 SH DFND 1 24 0 0 Badger Meter Inc COM 056525108 11 190 SH DFND 1 190 0 0 Bruker Corp COM 116794108 19 496 SH DFND 1 496 0 0 Boston Scientific Corp COM 101137107 18 471 SH DFND 1 471 0 0 Cadence Design Systems Inc COM 127387108 12 184 SH DFND 1 184 0 0 CDW Corp/DE COM 12514G108 11 118 SH DFND 1 118 0 0 CIENA CORP COM NEW 171779309 10 280 SH DFND 1 280 0 0 Cooper Cos Inc/The COM NEW 216648402 8 27 SH DFND 1 27 0 0 Cornerstone OnDemand Inc COM 21925Y103 11 201 SH DFND 1 201 0 0 Dominion Energy Inc COM 25746U109 43 564 SH DFND 1 564 0 0 Delphi Technologies PLC SHS G2709G107 932 48400 SH DFND 1 48400 0 0 Entergy Corp COM 29364G103 45 466 SH DFND 1 466 0 0 Evergy Inc COM 30034W106 45 775 SH DFND 1 775 0 0 Edwards Lifesciences Corp COM 28176E108 21 109 SH DFND 1 109 0 0 Granite Point Mortgage Trust I COM 38741L107 16 845 SH DFND 1 845 0 0 Garmin Ltd SHS H2906T109 11 130 SH DFND 1 130 0 0 Huntington Ingalls Industries COM 446413106 1558 7520 SH DFND 1 7520 0 0 Hill-Rom Holdings Inc COM 431475102 19 181 SH DFND 1 181 0 0 IAC/InterActiveCorp COM 44919P508 11 52 SH DFND 1 52 0 0 JOHNSON & JOHNSON COM 478160104 19 135 SH DFND 1 135 0 0 Kroger Co/The COM 501044101 1455 59152 SH DFND 1 59152 0 0 LGI Homes Inc COM 50187T106 2019 33524 SH DFND 1 33524 0 0 LGI Homes Inc COM 50187T106 50118 831975 SH DFND 2 831975 0 0 Manhattan Associates Inc COM 562750109 11 202 SH DFND 1 202 0 0 Medtronic PLC SHS G5960L103 8 86 SH DFND 1 86 0 0 Mettler-Toledo International I COM 592688105 20 27 SH DFND 1 27 0 0 Orthofix Medical Inc COM 68752M108 19 340 SH DFND 1 340 0 0 Omnicell Inc COM 68213N109 18 227 SH DFND 1 227 0 0 Paychex Inc COM 704326107 11 142 SH DFND 1 142 0 0 Packaging Corp of America COM 695156109 1553 15515 SH DFND 1 15515 0 0 Pinnacle West Capital Corp COM 723484101 44 463 SH DFND 1 463 0 0 Regeneron Pharmaceuticals COM 75886F107 18 45 SH DFND 1 45 0 0 Sarepta Therapeutics Inc COM 803607100 1116 9362 SH DFND 1 9362 0 0 STORE Capital Corp COM 862121100 45 1326 SH DFND 1 1326 0 0 Ubiquiti Networks Inc COM 90347A100 12 78 SH DFND 1 78 0 0 UroGen Pharma Ltd COM M96088105 912 24698 SH DFND 1 24698 0 0 Meridian Bioscience Inc COM 589584101 8 477 SH DFND 1 477 0 0 Vertex Pharmaceuticals Inc COM 92532F100 8 44 SH DFND 1 44 0 0 Workiva Inc COM CL A 98139A105 11 226 SH DFND 1 226 0 0 Waste Management Inc COM 94106L109 45 431 SH DFND 1 431 0 0 Xilinx Inc COM 983919101 11 90 SH DFND 1 90 0 0 Technology Select Sector SPDR SBI MATERIALS 81369Y803 1585 21417 SH DFND 1 21417 0 0 Utilities Select Sector SPDR F SBI MATERIALS 81369Y886 582 10000 SH DFND 1 10000 0 0 Health Care Select Sector SPDR SBI MATERIALS 81369Y209 1460 15911 SH DFND 1 15911 0 0 SPNS COM M7516K103 1176 46592 SH DFND 1 46592 0 0 IFF COM 459506101 2056 15914 SH DFND 1 15914 0 0 Mesoblast Ltd SPONS ADR 590717104 1 850 SH DFND 3 850 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 19 238 SH DFND 1 238 0 0 Ameren Corp COM 023608102 44 603 SH DFND 1 603 0 0 Arthur J Gallagher & Co COM 363576109 43 549 SH DFND 1 549 0 0 Alarm.com Holdings Inc COM 011642105 12 187 SH DFND 1 187 0 0 Amedisys Inc COM 023436108 8 66 SH DFND 1 66 0 0 Amphastar Pharmaceuticals Inc COM 03209R103 7 330 SH DFND 1 330 0 0 AO Smith Corp COM 831865209 1593 29867 SH DFND 1 29867 0 0 ARRAY BIOPHARMA COM 04269X105 21 844 SH DFND 1 844 0 0 A10 Networks Inc COM 002121101 11 1569 SH DFND 1 1569 0 0 Baxter International Inc COM 071813109 9 105 SH DFND 1 105 0 0 Biogen Inc COM 09062X103 1136 4805 SH DFND 1 4805 0 0 BioScrip Inc COM 09069N108 5 2471 SH DFND 1 2471 0 0 Benefitfocus Inc COM 08180D106 12 235 SH DFND 1 235 0 0 Cerner Corp COM 156782104 8 142 SH DFND 1 142 0 0 Chemed Corp COM 16359R103 8 24 SH DFND 1 24 0 0 Chiasma Inc COM 16706W102 218 41927 SH DFND 1 41927 0 0 Cisco Systems Inc COM 17275R102 6598 122214 SH DFND 1 122214 0 0 Cisco Systems Inc COM 17275R102 101318 1876600 SH DFND 2 1876600 0 0 CenterPoint Energy Inc COM 15189T107 44 1430 SH DFND 1 1430 0 0 Computer Programs & Systems In COM 205306103 8 254 SH DFND 1 254 0 0 Care.com Inc COM 141633107 9 475 SH DFND 1 475 0 0 CORVEL CORP COM 221006109 8 124 SH DFND 1 124 0 0 Danaher Corp COM 235851102 20 150 SH DFND 1 150 0 0 NIC Inc COM 62914B100 11 660 SH DFND 1 660 0 0 Ensign Group Inc/The COM 29358P101 8 163 SH DFND 1 163 0 0 EPAM Systems Inc COM 29414B104 12 68 SH DFND 1 68 0 0 Eversource Energy COM 30040W108 44 619 SH DFND 1 619 0 0 FirstEnergy Corp COM 337932107 44 1053 SH DFND 1 1053 0 0 Fluidigm Corp COM 34385P108 9 701 SH DFND 1 701 0 0 Fortive Corp COM 34959J108 1568 18689 SH DFND 1 18689 0 0 General Mills Inc COM 370334104 1690 32648 SH DFND 1 32648 0 0 Glaukos Corp COM 377322102 22 283 SH DFND 1 283 0 0 HCA Healthcare Inc COM 40412C101 8 62 SH DFND 1 62 0 0 Herbalife Nutrition Ltd COM SHS G4412G101 7 139 SH DFND 1 139 0 0 Hologic inc COM 436440101 8 168 SH DFND 1 168 0 0 Henry Schein Inc COM 806407102 8 137 SH DFND 1 137 0 0 HubSpot Inc COM 443573100 11 67 SH DFND 1 67 0 0 INCYTE CORP LTD COM 45337C102 19 226 SH DFND 1 226 0 0 Invitation Homes Inc COM 46187W107 45 1839 SH DFND 1 1839 0 0 Ionis Pharmaceuticals Inc COM 462222100 9 113 SH DFND 1 113 0 0 IQVIA Holdings Inc COM 46266C105 8 57 SH DFND 1 57 0 0 Invesco Mortgage Capital Inc COM 46131B100 16 1005 SH DFND 1 1005 0 0 Nordstrom Inc COM 655664100 1502 33852 SH DFND 1 33852 0 0 LHC Group Inc COM 50187A107 8 74 SH DFND 1 74 0 0 Linde PLC COM G5494J103 71 405 SH DFND 1 405 0 0 Lumentum Holdings Inc COM 55024U109 1414 25000 SH DFND 1 25000 0 0 Lantheus Holdings Inc COM 516544103 20 823 SH DFND 1 823 0 0 Mesa Laboratories Inc COM 59064R109 19 83 SH DFND 1 83 0 0 Mesa Laboratories Inc COM 59064R109 8 119 SH DFND 3 119 0 0 Model N Inc COM 607525102 8 461 SH DFND 1 461 0 0 NeoGenomics Inc COM NEW 64049M209 9 420 SH DFND 1 420 0 0 ServiceNow Inc COM 81762P102 11 46 SH DFND 1 46 0 0 NanoString Technologies Inc COM 63009R109 16 656 SH DFND 1 656 0 0 New York Mortgage Trust Inc COM PAR $.02 649604501 16 2651 SH DFND 1 2651 0 0 OGE Energy Corp COM 670837103 44 1020 SH DFND 1 1020 0 0 OSI Systems Inc COM 671044105 11 127 SH DFND 1 127 0 0 Oxford Immunotec Global PLC ORD SHS G6855A103 9 495 SH DFND 1 495 0 0 Patterson Cos Inc COM 703395103 8 362 SH DFND 1 362 0 0 PerkinElmer Inc COM 714046109 8 84 SH DFND 1 84 0 0 QIAGEN NV SHS NEW N72482123 8 202 SH DFND 1 202 0 0 Raytheon Co COM NEW 755111507 1531 8406 SH DFND 1 8406 0 0 Redwood Trust Inc COM 758075402 16 1000 SH DFND 1 1000 0 0 Synopsys Inc COM 871607107 12 105 SH DFND 1 105 0 0 S&P Global Inc COM 78409V104 12 55 SH DFND 1 55 0 0 Seagate Technology PLC SHS G7945M107 1623 33523 SH DFND 1 33523 0 0 Stryker Corp COM 863667101 20 100 SH DFND 1 100 0 0 Tucows Inc COM NEW 898697206 12 143 SH DFND 1 143 0 0 Teradata Corp COM 88076W103 10 228 SH DFND 1 228 0 0 Atlassian Corp PLC CL A G06242104 12 104 SH DFND 1 104 0 0 Bio-Techne Corp COM 09073M104 8 41 SH DFND 1 41 0 0 TFS Financial Corp COM 87240R107 42 2580 SH DFND 1 2580 0 0 TELEFLEX INC COM 879369106 8 27 SH DFND 1 27 0 0 Thermo Fisher Scientific Inc COM 883556102 8 31 SH DFND 1 31 0 0 Universal Health Services Inc CL B 913903100 8 61 SH DFND 1 61 0 0 Varian Medical Systems Inc COM 92220P105 20 140 SH DFND 1 140 0 0 VMware Inc CL A COM 928563402 12 64 SH DFND 1 64 0 0 Wright Medical Group NV ORD SHS 0.03 PAR N96617118 19 590 SH DFND 1 590 0 0 WORKDAY Inc CL A 98138H101 12 60 SH DFND 1 60 0 0 DENTSPLY SIRONA Inc COM 24906P109 8 163 SH DFND 1 163 0 0 Zynga Inc CL A 98986T108 11 2131 SH DFND 1 2131 0 0 AudioCodes Ltd ORD M15342104 3248 233701 SH DFND 1 233701 0 0 Allot Ltd SHS M0854Q105 2415 301566 SH DFND 1 301566 0 0 Sonos Inc COM 83570H108 1 47 SH Call DFND 3 47 0 0