-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JTxGNB5uz4pTYmBGz/TJghLw372f/m5lFCOKSa34qO0bMrrWvICayanDmFJxAds5 sZGNUn0cWgyd98olvJk0mA== 0001179110-06-021453.txt : 20061113 0001179110-06-021453.hdr.sgml : 20061110 20061113115948 ACCESSION NUMBER: 0001179110-06-021453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061106 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEXAS REGIONAL BANCSHARES INC CENTRAL INDEX KEY: 0000787648 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 742294235 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 N TENTH STE 301 STREET 2: PO BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78501 BUSINESS PHONE: 9566315400 MAIL ADDRESS: STREET 1: P O BOX 5910 STREET 2: P O BOX 5910 CITY: MCALLEN STATE: TX ZIP: 78501-5910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norman Robert C CENTRAL INDEX KEY: 0001323989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14517 FILM NUMBER: 061206829 BUSINESS ADDRESS: BUSINESS PHONE: 956-632-7735 MAIL ADDRESS: STREET 1: P. O. BOX 311 CITY: MISSION STATE: TX ZIP: 78572 4 1 edgar.xml FORM 4 - X0202 4 2006-11-06 1 0000787648 TEXAS REGIONAL BANCSHARES INC TRBS 0001323989 Norman Robert C P. O. BOX 311 MISSION TX 78572 0 1 0 0 Regional President Class A Common Stock 2006-11-06 5 A 0 E 163.6561 38.1944 A 22367.5400 I By Trustee of ESOP Class A Common Stock 2006-11-10 4 D 0 22367.5400 38.90 D 0 I By Trustee of ESOP Class A Common Stock 2006-11-10 4 D 0 729 38.90 D 0 D Incentive Stock Option (right to buy) 12.1690 2006-11-10 4 D 0 14374 38.90 D 2011-04-15 Class A Common Stock 14374 0 D Incentive Stock Option (right to buy) 17.1386 2006-11-10 4 D 0 6534 38.90 D 2012-05-31 Class A Common Stock 6534 0 D Nonstatutory Stock Option (right to buy) 17.1386 2006-11-10 4 D 0 6534 38.90 D 2012-05-31 Class A Common Stock 6534 0 D Incentive Stock Option (right to buy) 21.5455 2006-11-10 4 D 0 619 38.90 D 2003-08-01 2012-05-31 Class A Common Stock 619 0 D Incentive Stock Option (right to buy) 21.5455 2006-11-10 4 D 0 618 38.90 D 2004-08-01 2012-05-31 Class A Common Stock 618 0 D Incentive Stock Option (right to buy) 21.5455 2006-11-10 4 D 0 619 38.90 D 2005-08-01 2012-05-31 Class A Common Stock 619 0 D Incentive Stock Option (right to buy) 21.5455 2006-11-10 4 D 0 619 38.90 D 2006-08-01 2012-05-31 Class A Common Stock 619 0 D Nonstatutory Stock Option (right to buy) 21.5455 2006-11-10 4 D 0 1650 38.90 D 2012-05-31 Class A Common Stock 1650 0 D Incentive Stock Option (right to buy) 24.8606 2006-11-10 4 D 0 600 38.90 D 2004-08-01 2014-04-15 Class A Common Stock 600 0 D Incentive Stock Option (right to buy) 24.8606 2006-11-10 4 D 0 1710 38.90 D 2005-08-01 2014-04-15 Class A Common Stock 1710 0 D Incentive Stock Option (right to buy) 24.8606 2006-11-10 4 D 0 3465 38.90 D 2014-04-15 Class A Common Stock 3465 0 D Nonstatutory Stock Option (right to buy) 24.8606 2006-11-10 4 D 0 5775 38.90 D 2014-04-15 Class A Common Stock 5775 0 D Incentive Stock Option (right to buy) 24.9636 2006-11-10 4 D 0 646 38.90 D 2005-08-01 2015-04-15 Class A Common Stock 646 0 D Incentive Stock Option (right to buy) 24.9636 2006-11-10 4 D 0 1554 38.90 D 2006-08-01 2015-04-15 Class A Common Stock 1554 0 D Incentive Stock Option (right to buy) 24.9636 2006-11-10 4 D 0 2200 38.90 D 2015-04-15 Class A Common Stock 2200 0 D Incentive Stock Option (right to buy) 24.9636 2006-11-10 4 D 0 179 38.90 D 2009-08-01 2015-04-15 Class A Common Stock 179 0 D Incentive Stock Option (right to buy) 24.9636 2006-11-10 4 D 0 920 38.90 D 2009-08-01 2015-04-15 Class A Common Stock 920 0 D Nonstatutory Stock Option (right to buy) 24.9636 2006-11-10 4 D 0 5500 38.90 D 2015-04-15 Class A Common Stock 5500 0 D Incentive Stock Option (right to buy) 28.49 2006-11-10 4 D 0 672 38.90 D 2007-04-25 2016-04-15 Class A Common Stock 672 0 D Incentive Stock Option (right to buy) 28.49 2006-11-10 4 D 0 1328 38.90 D 2008-04-25 2016-04-15 Class A Common Stock 1328 0 D Incentive Stock Option (right to buy) 28.49 2006-11-10 4 D 0 3000 38.90 D 2016-04-15 Class A Common Stock 3000 0 D Nonstatutory Stock Option (right to buy) 28.49 2006-11-10 4 D 0 5000 38.90 D 2016-04-15 Class A Common Stock 5000 0 D The amount represents shares allocated to my account as a participant in the Texas Regional Bancshares, Inc. Employee Stock Ownership Plan (the ESOP) since the last required filing. The amount represents disposition of shares in my ESOP account as a result of the merger between Texas Regional Bancshares, Inc. (TRBS) and Banco Bilbao Vizcaya Argentaria, S.A. (BBVA). 25% of the options become exercisable on July 1st of each year beginning July 1, 2001. 25% of the options become exercisable on August 1st of each year beginning August 1, 2002. 25% of the options become exercisable on August 1st of each year beginning August 1, 2003. 1,155 options become exercisable on August 1st of each year beginning August 1, 2006. 20% of the options become exercisable on August 1st of each year beginning August 1, 2004. 1,100 options become exercisable on August 1st of each year beginning August 1, 2007. 20% of the options become exercisable on August 1st of each year beginning August 1, 2005. 1,000 options become exercisable on April 25th of each year beginning April 25, 2009. 20% of the options become exercisable on April 25th of each year beginning April 25, 2007. These options (whether vested or unvested) were exchanged for cash on the effective date of the merger in an amount equal to the excess of $38.90 per share over the strike price per share as contemplated by the Agreement and Plan of Merger dated June 12, 2006 between TRBS and BBVA. /s/ Robert C. Norman 2006-11-10 -----END PRIVACY-ENHANCED MESSAGE-----