0000899243-17-009158.txt : 20170403
0000899243-17-009158.hdr.sgml : 20170403
20170403204459
ACCESSION NUMBER: 0000899243-17-009158
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170215
FILED AS OF DATE: 20170403
DATE AS OF CHANGE: 20170403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smart Sand, Inc.
CENTRAL INDEX KEY: 0001529628
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 452809926
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 24 WATERWAY AVENUE, SUITE 350
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: (281) 231-2660
MAIL ADDRESS:
STREET 1: 24 WATERWAY AVENUE, SUITE 350
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Feliciano Jose Enrique
CENTRAL INDEX KEY: 0001323912
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 17736008
MAIL ADDRESS:
STREET 1: C/O CLEARLAKE CAPITAL GROUP, LLC
STREET 2: 650 MADISON AVE., 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-15
0
0001529628
Smart Sand, Inc.
SND
0001323912
Feliciano Jose Enrique
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
1
0
Common Stock, par value $0.001 per share
2017-02-15
4
S
0
483531
16.58
D
10811097
I
See footnote
Represents shares sold by Clearlake Capital Partners II (Master), L.P. ("CCPII") upon the exercise of the underwriters' exercise of their overallotment option in connection with an underwritten offering of Smart Sand, Inc.
Represents the offering price per share to the public, net of the underwriters' discount of $0.92.
The shares are owned of record by CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCG Operations, LLC. ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
/s/ Jose E. Feliciano
2017-04-03