EX-1.01 2 formsd-exhibit101.htm EX-1.01 Document

Exhibit 1.01

AtriCure, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2022

This report for the year ended December 31, 2022 (the Reporting Period) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict minerals are defined as cassiterite, columbite-tantalite, gold, wolframite and their derivatives, which are limited to tin, tantalum, tungsten and gold (collectively, 3TG) for the purposes of this assessment. Additionally, this report is presented to comply with the Public Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule issued by the Director of the Division of Corporation Finance of the Securities and Exchange Commission on April 24, 2014 and the Updated Statement on the Effect of the Court of Appeals Decision on the Conflict Minerals Rule issued on April 7, 2017, which states that companies must continue to comply with the requirements of Items 1.01(a) and (b) of Form SD, which require a description of the company’s reasonable country of origin inquiry. However, companies will not face enforcement actions if they fail to conduct due diligence on the source and chain of custody of conflict minerals required by Item 1.01(c) of Form SD (collectively, the SEC Statements). These requirements apply to all registrants, whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
If a registrant can establish that the conflict minerals originated from sources other than the Democratic Republic of the Congo (DRC) or an adjoining country (the Covered Countries), or from recycled and scrap sources, it must submit a Form SD which describes the Reasonable Country of Origin Inquiry (RCOI) completed.
If a registrant has reason to believe that any of the conflict minerals in its supply chain may have originated in the Covered Countries, or if it is unable to determine the country of origin of those conflict minerals, then the issuer must exercise due diligence on the conflict minerals’ source and chain of custody. The registrant must annually submit a Conflict Minerals Report (CMR) to the SEC that includes a description of those due diligence measures.
Forward-Looking Statements
Forward-looking statements contained in this CMR are made based on known events and circumstances at the time of release, and, as such, are subject in the future to unforeseen uncertainties and risks. Statements in this CMR which express a belief, expectation or intention, as well as those that are not historical fact, are forward-looking statements, including statements related to AtriCure, Inc.'s (the Company, AtriCure, we or our) compliance efforts and expected actions identified in this CMR. These forward-looking statements are subject to various risks, uncertainties and assumptions, including, among other matters, the Company's customers' requirements to use certain suppliers, the Company's suppliers' responsiveness and cooperation with the Company's due diligence efforts, the Company's ability to implement improvements in its conflict minerals program and the Company's ability to identify and mitigate related risks in its supply chain. If one or more of these or other risks materialize, actual results may vary materially from those expressed. For a more complete discussion of these and other risk factors, see the Company's other filings with the SEC, including its Annual Report on Form 10-K and subsequent Quarterly Reports on Form 10-Q. The Company makes these statements as of the date of this disclosure and undertakes no obligation to update them unless otherwise required by law.
1.Company Overview
AtriCure, Inc. (the Company, AtriCure, we, or our) provides innovative technologies for the treatment of atrial fibrillation, left atrial appendage management and post-operative pain management. The Company sells ablation and left atrial appendage exclusion devices to medical centers globally through its direct sales force and distributors. 3TG can be found in certain AtriCure devices. Therefore, certain products that AtriCure manufactures and distributes are subject to the reporting obligations of the Rule.




2.Products and Facilities Overview
AtriCure’s product lines are classified as follows:
Radio Frequency (RF) Ablation Devices. Our Isolator® SynergyTM Ablation System and related RF devices, such as our multifunctional pens and linear ablation devices, represent our primary RF product lines. The devices are single-use disposable RF products that come in multiple configurations and are powered by an RF generator. Physicians use these devices to ablate cardiac tissue for the treatment of cardiac arrhythmias in both open and minimally invasive procedures.
cryoICE Cryoablation System. The cryoICE® cryoablation system consists of the cryoICE BOX generator along with a single-use disposable probe. The cryoICE cryoablation system is used to ablate cardiac tissue for the treatment of cardiac arrhythmias.
cryoSPHERE probe: The cryoSPHERE® probe is used in Cryo Nerve Block therapy to apply cryothermic energy to targeted intercostal peripheral nerves in the ribcage in order to provide temporary pain relief.
EPi-Sense® Guided Coagulation System with VisiTrax® Technology. The EPi-Sense Guided Coagulation System with VisiTrax technology utilizes monopolar RF energy for the coagulation of cardiac tissue. The EPi-Sense device is a single-use disposable product which is also capable of intraoperative cardiac signal sensing and recording when connected to an external recording device. The EPi-Sense System is designed for treatment of symptomatic, drug-refractory, long-standing persistent atrial fibrillation, when augmented with an endocardial ablation catheter.
AtriClip System. Our AtriClip® LAA Exclusion System is designed to exclude the left atrial appendage by mechanically clamping the appendage from the outside of the heart, eliminating blood flow between the left atrial appendage and the atrium while avoiding contact with circulating blood.
We manufacture a substantial majority of the disposable and implantable products we sell and generally purchase items that would be deemed capital equipment (generators). Throughout 2022, we inspected, assembled, tested and packaged our products in our facilities in Mason, Ohio. Our products are sterilized by third-party sterilizers at their facilities.
3.Conflict Minerals Program
The Company designed its conflict minerals program to conform, in all material respects, to the five-step framework of the second edition of The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance, the Supplement on Tin, Tantalum, and Tungsten, and the Supplement on Gold, specifically as they relate to our position in the minerals supply chain as a "downstream" company:
Step 1: Establish strong company management systems
Step 2: Identify and assess risks in the supply chain
Step 3: Design and implement a strategy to respond to identified risks
Step 4: Carry out independent third-party audit of smelter/refiner due diligence practices
Step 5: Report annually on supply chain due diligence
The Company relied upon multi-stakeholder initiatives that provide verification processes for conflict-free minerals from smelters or refiners who may provide those minerals to companies in our supply chain. The Company, as a purchaser of component parts or finished products, is many steps removed from the mining of conflict minerals. The Company does not purchase raw ore or unrefined conflict minerals and conducts no purchasing activities directly in the Covered Countries.
The statements below are based on the activities performed to date and in good faith by AtriCure and are based on the information available at the time of this filing. Factors that could affect the accuracy of these statements include, but are not limited to, the complexity of the supply chain, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, the ability of suppliers to identify smelters, evolving definition and confirmation of smelters, incomplete information from industry or other third-party sources, continuing guidance regarding the SEC final rules and other factors.

4.Due Diligence Process
The following describes the measures taken to reasonably determine the country of origin and to exercise due diligence in the mineral supply chain in conformance with the OECD Due Diligence Guidance.




Step 1: Establish strong company management systems
a.Conflict minerals team – AtriCure established a conflict minerals team that includes individuals from the appropriate departments. The team was structured to ensure critical information reached relevant employees and suppliers.
b.Supplier engagement – AtriCure provided informational materials to our queried suppliers related to the conflict minerals disclosure requirements and conflict minerals compliance.
c.Company level grievance mechanism – AtriCure has established a grievance mechanism as a risk-awareness system for issues, including conflict minerals issues. Stakeholders can communicate directly and confidentially with our Chief Compliance Officer.
d.Records management – AtriCure will maintain records relating to our conflict minerals program in accordance with the recommended five-year record retention guidelines.
Step 2: Identify and assess risks in the supply chain
a.Identify products in scope – The conflict minerals team conducted a detailed review of the products manufactured or contracted to be manufactured during the Reporting Period to identify products that should be deemed in-scope.
b.Conduct Reasonable Country of Origin Inquiry (RCOI) – AtriCure utilized the industry-developed Conflict Minerals Reporting Template (CMRT) to query suppliers for conflict minerals information. The Company requested this information from tier 1 suppliers who provide material and components for the products deemed in-scope by the conflict minerals team. The responses submitted by our suppliers were evaluated to determine the Company’s reporting obligation based on this RCOI.
c.Completed additional follow-up – AtriCure contacted direct suppliers to ensure they responded to the request for conflict minerals information by the requested date. AtriCure also worked to clarify and validate the information provided by certain suppliers, such as distributors.
d.Identify smelters/processors – AtriCure compiled a list of smelters/processors in our supply chain using supplier responses in their CMRTs. The Company reconciled this list to the list of smelter facilities designated by the Conflict-Free Sourcing Initiative's (CFSI) Conflict-Free Smelter Program. We have provided the listing within this report.
Step 3: Design and implement a strategy to respond to identified risks
As part of the risk mitigation process, the Company reconciled the list of smelters collected from suppliers to the list of smelter facilities designated as "conflict free" by the CFSI's Conflict-Free Smelter Program. AtriCure continues to develop the process used to identify suppliers that potentially provide materials and components that contain Conflict Minerals and conduct a good-faith RCOI of its supply chain, including a risk-based evaluation of our suppliers’ responses.
Step 4: Carry out independent third-party audit of smelter/refiner due diligence practices
AtriCure is relying on the CFSI's published lists to verify the conflict-free status of smelters/processors that source from Covered Countries. The Company has not been subject to an independent private sector audit in accordance with the SEC Statements.
Step 5: Report annually on supply chain due diligence
AtriCure has determined that a portion of the conflict minerals used to manufacture our products may have originated from the Covered Countries. Accordingly, this Conflict Minerals Report has been filed with the SEC and is available on our website at ir.atricure.com.
5.Determination
Based on the due diligence measures described above, including the RCOI process, the Company does not have sufficient information to conclusively determine the countries of origin of all the 3TG necessary to the Company’s product functionality or production or whether the 3TG used in its products were from recycled or scrap sources or whether or not any conflict minerals may have, in fact, directly or indirectly financed or benefited any armed groups in a Covered Country.




Based on the information received from our suppliers, the facilities listed in the table below may have been used to process conflict minerals used in certain AtriCure products.
MetalFacility NameFacility Location
Gold8853 S.p.A.ITALY
GoldABC Refinery Pty Ltd.AUSTRALIA
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICA
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICA
GoldAfrican Gold RefineryUGANDA
GoldAgosi AGGERMANY
GoldAida Chemical Industries Co., Ltd.JAPAN
GoldAl Etihad Gold Refinery DMCCUNITED ARAB EMIRATES
GoldAlbino Mountinho Lda.PORTUGAL
GoldAlexy MetalsUNITED STATES OF AMERICA
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTAN
GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZIL
GoldArgor-Heraeus S.A.SWITZERLAND
GoldAsahi Pretec Corp.JAPAN
GoldAsahi Refining Canada Ltd.CANADA
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICA
GoldAsaka Riken Co., Ltd.JAPAN
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TURKEY
GoldAU Traders and RefinersSOUTH AFRICA
GoldAugmont Enterprises Private LimitedINDIA
GoldAurubis AGGERMANY
GoldBangalore RefineryINDIA
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINES
GoldBoliden ABSWEDEN
GoldC. Hafner GmbH + Co. KGGERMANY
GoldC.I Metales Procesados Industriales SASCOLOMBIA
GoldCaridadMEXICO
GoldCCR Refinery - Glencore Canada CorporationCANADA
GoldCendres + Metaux S.A.SWITZERLAND
GoldCGR Metalloys Pvt Ltd.INDIA
GoldChimet S.p.A.ITALY
GoldChugai MiningJAPAN
GoldDaejin Indus Co., Ltd.KOREA, REPUBLIC OF
GoldDaye Non-Ferrous Metals Mining Ltd.CHINA
GoldDegussa Sonne / Mond Goldhandel GmbHGERMANY
GoldDijllah Gold Refinery FZCUNITED ARAB EMIRATES
GoldDODUCO Contacts and Refining GmbHGERMANY
GoldDongwu Gold GroupCHINA
GoldDowaJAPAN
GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OF
GoldEco-System Recycling Co., Ltd. East PlantJAPAN
GoldEco-System Recycling Co., Ltd. North PlantJAPAN
GoldEco-System Recycling Co., Ltd. West PlantJAPAN
GoldEmerald Jewel Industry India Limited (Unit 1)INDIA
GoldEmerald Jewel Industry India Limited (Unit 2)INDIA




GoldEmerald Jewel Industry India Limited (Unit 3)INDIA
GoldEmerald Jewel Industry India Limited (Unit 4)INDIA
GoldEmirates Gold DMCCUNITED ARAB EMIRATES
GoldFidelity Printers and Refiners Ltd.ZIMBABWE
GoldFujairah Gold FZCUNITED ARAB EMIRATES
GoldGeib Refining CorporationUNITED STATES OF AMERICA
GoldGGC Gujrat Gold Centre Pvt. Ltd.INDIA
GoldGold by Gold ColombiaCOLOMBIA
GoldGold Coast RefineryGHANA
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINA
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINA
GoldGuangdong Jinding Gold LimitedCHINA
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CHINA
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CHINA
GoldHeimerle + Meule GmbHGERMANY
GoldHeraeus Germany GmbH Co. KGGERMANY
GoldHeraeus Metals Hong Kong Ltd.CHINA
GoldHunan Chenzhou Mining Co., Ltd.CHINA
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CHINA
GoldHwaSeong CJ CO., LTD.KOREA, REPUBLIC OF
GoldIndustrial Refining CompanyBELGIUM
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINA
GoldInternational Precious Metal RefinersUNITED ARAB EMIRATES
GoldIshifuku Metal Industry Co., Ltd.JAPAN
GoldIstanbul Gold RefineryTURKEY
GoldItalpreziosiITALY
GoldJALAN & CompanyINDIA
GoldJapan MintJAPAN
GoldJiangxi Copper Co., Ltd.CHINA
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRUSSIAN FEDERATION
GoldJSC Novosibirsk RefineryRUSSIAN FEDERATION
GoldJSC UralelectromedRUSSIAN FEDERATION
GoldJX Nippon Mining & Metals Co., Ltd.JAPAN
GoldK.A. RasmussenNORWAY
GoldKaloti Precious MetalsUNITED ARAB EMIRATES
GoldKazakhmys Smelting LLCKAZAKHSTAN
GoldKazzincKAZAKHSTAN
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICA
GoldKGHM Polska Miedz Spolka AkcyjnaPOLAND
GoldKojima Chemicals Co., Ltd.JAPAN
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OF
GoldKundan Care Products Ltd.INDIA
GoldKyrgyzaltyn JSCKYRGYZSTAN
GoldKyshtym Copper-Electrolytic Plant ZAORUSSIAN FEDERATION
GoldL'azurde Company For JewelrySAUDI ARABIA
GoldLingbao Gold Co., Ltd.CHINA
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CHINA
GoldL'Orfebre S.A.ANDORRA
GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OF




GoldLT Metal Ltd.KOREA, REPUBLIC OF
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CHINA
GoldMarsam MetalsBRAZIL
GoldMaterionUNITED STATES OF AMERICA
GoldMatsuda Sangyo Co., Ltd.JAPAN
GoldMD OverseasINDIA
GoldMetal Concentrators SA (Pty) Ltd.SOUTH AFRICA
GoldMetallix Refining Inc.UNITED STATES OF AMERICA
GoldMetalor Technologies (Hong Kong) Ltd.CHINA
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPORE
GoldMetalor Technologies (Suzhou) Ltd.CHINA
GoldMetalor Technologies S.A.SWITZERLAND
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICA
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICO
GoldMitsubishi Materials CorporationJAPAN
GoldMitsui Mining and Smelting Co., Ltd.JAPAN
GoldMKS PAMP SASWITZERLAND
GoldMMTC-PAMP India Pvt., Ltd.INDIA
GoldModeltech Sdn BhdMALAYSIA
GoldMorris and WatsonNEW ZEALAND
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATION
GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEY
GoldNavoi Mining and Metallurgical CombinatUZBEKISTAN
GoldNH Recytech CompanyKOREA, REPUBLIC OF
GoldNihon Material Co., Ltd.JAPAN
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIA
GoldOhura Precious Metal Industry Co., Ltd.JAPAN
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATION
GoldPAMP S.A.SWITZERLAND
GoldPease & CurrenUNITED STATES OF AMERICA
GoldPenglai Penggang Gold Industry Co., Ltd.CHINA
GoldPlanta Recuperadora de Metales SpACHILE
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATION
GoldPT Aneka Tambang (Persero) TbkINDONESIA
GoldPX Precinox S.A.SWITZERLAND
GoldQG Refining, LLCUNITED STATES OF AMERICA
GoldRand Refinery (Pty) Ltd.SOUTH AFRICA
GoldRefinery of Seemine Gold Co., Ltd.CHINA
GoldREMONDIS PMR B.V.NETHERLANDS
GoldRepublic Metals CorporationUNITED STATES OF AMERICA
GoldRoyal Canadian MintCANADA
GoldSAAMPFRANCE
GoldSabin Metal Corp.UNITED STATES OF AMERICA
GoldSafimet S.p.AITALY
GoldSAFINA A.S.CZECHIA
GoldSai RefineryINDIA
GoldSamduck Precious MetalsKOREA, REPUBLIC OF
GoldSamwon Metals Corp.KOREA, REPUBLIC OF




GoldSancus ZFS (L’Orfebre, SA)COLOMBIA
GoldSAXONIA Edelmetalle GmbHGERMANY
GoldSellem Industries Ltd.MAURITANIA
GoldSEMPSA Joyeria Plateria S.A.SPAIN
GoldShandong Gold Smelting Co., Ltd.CHINA
GoldShandong Humon Smelting Co., Ltd.CHINA
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CHINA
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINA
GoldShenzhen CuiLu Gold Co., Ltd.CHINA
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CHINA
GoldShirpur Gold Refinery Ltd.INDIA
GoldSichuan Tianze Precious Metals Co., Ltd.CHINA
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINA
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATION
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINA
GoldSovereign MetalsINDIA
GoldState Research Institute Center for Physical Sciences and TechnologyLITHUANIA
GoldSudan Gold RefinerySUDAN
GoldSumitomo Metal Mining Co., Ltd.JAPAN
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OF
GoldSuper Dragon Technology Co., Ltd.CHINA
GoldT.C.A S.p.AITALY
GoldTanaka Kikinzoku Kogyo K.K.JAPAN
GoldTokuriki Honten Co., Ltd.JAPAN
GoldTongling Nonferrous Metals Group Co., Ltd.CHINA
GoldTOO Tau-Ken-AltynKAZAKHSTAN
GoldTorecomKOREA, REPUBLIC OF
GoldUmicore Brasil Ltda.BRAZIL
GoldUmicore Precious Metals ThailandTHAILAND
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUM
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICA
GoldUniversal Precious Metals Refining ZambiaZAMBIA
GoldValcambi S.A.SWITZERLAND
GoldValue TradingBELGIUM
GoldWEEEREFININGFRANCE
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIA
GoldWIELAND Edelmetalle GmbHGERMANY
GoldYamakin Co., Ltd.JAPAN
GoldYokohama Metal Co., Ltd.JAPAN
GoldYunnan Copper Industry Co., Ltd.CHINA
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINA
Tantalum5D Production OUESTONIA
TantalumAMG BrasilBRAZIL
TantalumAsaka Riken Co., Ltd.JAPAN
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINA
TantalumCP Metals Inc.UNITED STATES
TantalumD Block Metals, LLCUNITED STATES
TantalumExotech Inc.UNITED STATES
TantalumF&X Electro-Materials Ltd.CHINA




TantalumFIR Metals & Resource Ltd.CHINA
TantalumGlobal Advanced Metals AizuJAPAN
TantalumGlobal Advanced Metals BoyertownUNITED STATES
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.CHINA
TantalumGuangdong Zhiyuan New Material Co., Ltd.CHINA
TantalumH.C. Starck Co., Ltd.THAILAND
TantalumH.C. Starck Hermsdorf GmbHGERMANY
TantalumH.C. Starck Inc.UNITED STATES
TantalumH.C. Starck Ltd.JAPAN
TantalumH.C. Starck Smelting GmbH & Co. KGGERMANY
TantalumH.C. Starck Tantalum and Niobium GmbHGERMANY
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINA
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINA
TantalumJiangxi Tuohong New Raw MaterialCHINA
TantalumJiujiang Janny New Material Co., Ltd.CHINA
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINA
TantalumJiujiang Nonferrous Metals Smelting Company LimitedCHINA
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINA
TantalumKEMET Blue MetalsMEXICO
TantalumKEMET Blue PowderUNITED STATES
TantalumMeta MaterialsMACEDONIA, REPUBLIC OF
TantalumMetallurgical Products India Pvt. Ltd. (MPIL)INDIA
TantalumMineracao Taboca S.A.BRAZIL
TantalumMitsui Mining and Smelting Co., Ltd.JAPAN
TantalumMolycorp Silmet A.S.ESTONIA
TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINA
TantalumQuantumCleanUNITED STATES
TantalumResind Industria e Comercio Ltda.BRAZIL
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CHINA
TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATION
TantalumTaki Chemical Co., Ltd.JAPAN
TantalumTelex MetalsUNITED STATES
TantalumUlba Metallurgical Plant JSCKAZAKHSTAN
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINA
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CHINA
TinAlent plcUNITED STATES OF AMERICA
TinAn Thai Minerals Co., Ltd.VIET NAM
TinAn Vinh Joint Stock Mineral Processing CompanyVIET NAM
TinArco AlloysUNITED STATES
TinBrand IMLIINDONESIA
TinBrand RBTINDONESIA
TinChengfeng Metals Co Pte LtdCHINA
TinChenzhou Yun Xiang mining limited liability companyCHINA
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINA
TinChina Tin Group Co., Ltd.CHINA
TinChofu WorksCHINA
TinCNMC (Guangxi) PGMA Co., Ltd.CHINA
TinCooperativa Metalurgica de Rondonia Ltda.BRAZIL




TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBRAZIL
TinCRM SynergiesSPAIN
TinCV Ayi JayaINDONESIA
TinCV Dua SekawanINDONESIA
TinCV Gita PesonaINDONESIA
TinCV NurjanahINDONESIA
TinCV United SmeltingINDONESIA
TinCV Venus Inti PerkasaINDONESIA
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CHINA
TinDongguan City Xida Soldering Tin Products Co.CHINA
TinDowaJAPAN
TinDS MyanmarMYANMAR
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVIET NAM
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)
TinEstanho de Rondonia S.A.BRAZIL
TinFabrica Auricchio Industria e Comercio Ltda.BRAZIL
TinFenix MetalsPOLAND
TinFuji Metal Mining Corp.JAPAN
TinFunsur SmelterPERU
TinGejiu City Fuxiang Industry and Trade Co., Ltd.CHINA
TinGejiu Fengming Metallurgy Chemical PlantCHINA
TinGejiu Jinye Mineral CompanyCHINA
TinGejiu Kai Meng Industry and Trade LLCCHINA
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINA
TinGejiu Yunxi Group Corp.CHINA
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINA
TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINA
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINA
TinGUANGXI HUA TIN GOLD MINUTE FEE, LTD.CHINA
TinGuangxi Nonferrous Metals GroupCHINA
TinGuangxi Zhongshan Jin Yi Smelting Co., LtdCHINA
TinGuangxi Zhongshan Jin Yi Smelting Co., Ltd.CHINA
TinGuanyang Guida Nonferrous Metal Smelting PlantCHINA
TinHezhou Jinwei Tin Co., Ltd.CHINA
TinHongqiao Metals (Kunshan) Co., Ltd.CHINA
TinHuiChang Hill Tin Industry Co., Ltd.CHINA
TinHuichang Jinshunda Tin Co., Ltd.CHINA
TinJiangxi Ketai Advanced Material Co., Ltd.CHINA
TinJiangxi New Nanshan Technology Ltd.CHINA
TinJiangxi Yaosheng Tungsten Co., Ltd.CHINA
TinJu Tai Industrial Co., Ltd.CHINA
TinLIAN JINGCHINA
TinLuna Smelter, Ltd.RWANDA
TinM/s ECO Tropical ResourcesSINGAPORE
TinMa An Shan Shu Guang Smelter Corp.CHINA
TinMa'anshan Weitai Tin Co., Ltd.CHINA




TinMagnu's Minerais Metais e Ligas Ltda.BRAZIL
TinMalaysia Smelting Corporation (MSC)MALAYSIA
TinMaterials Eco-Refining Co., Ltd.JAPAN
TinMelt Metais e Ligas S.A.BRAZIL
TinMetahub Industries Sdn. Bhd.MALAYSIA
TinMetallic Resources, Inc.UNITED STATES
TinMetallo Belgium N.V.BELGIUM
TinMetallo Spain S.L.U.SPAIN
TinMinchali Metal Industry Co., Ltd.TAIWAN
TinMineracao Taboca S.A.BRAZIL
TinMing Li Jia smelt Metal FactoryCHINA
TinMitsubishi Materials CorporationJAPAN
TinModeltech Sdn BhdMALAYSIA
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyVIET NAM
TinNovosibirsk Processing Plant Ltd.RUSSIAN FEDERATION
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILAND
TinO.M. Manufacturing Philippines, Inc.PHILIPPINES
TinOld City Metals Processing Co., Ltd.CHINA
TinOperaciones Metalurgicas S.A.BOLIVIA (PLURINATIONAL STATE OF)
TinPan Light CorporationTAIWAN
TinPongpipat Company LimitedMYANMAR
TinPrecious Minerals and Smelting LimitedINDIA
TinPT Artha Cipta LanggengINDONESIA
TinPT ATD Makmur Mandiri JayaINDONESIA
TinPT Babel Inti PerkasaINDONESIA
TinPT Babel Surya Alam LestariINDONESIA
TinPT Bangka Prima TinINDONESIA
TinPT Bangka SerumpunINDONESIA
TinPT Bangka Tin IndustryINDONESIA
TinPT Belitung Industri SejahteraINDONESIA
TinPT Cipta Persada MuliaINDONESIA
TinPT DS Jaya AbadiINDONESIA
TinPT Eunindo Usaha MandiriINDONESIA
TinPT Inti Stania PrimaINDONESIA
TinPT JustindoINDONESIA
TinPT Karimun MiningINDONESIA
TinPT Kijang Jaya MandiriINDONESIA
TinPT Lautan Harmonis SejahteraINDONESIA
TinPT Masbro Alam StaniaINDONESIA
TinPT Menara Cipta MuliaINDONESIA
TinPT Mitra Stania PrimaINDONESIA
TinPT Mitra Sukses GlobalindoINDONESIA
TinPT NATARIINDONESIA
TinPT O.M. IndonesiaINDONESIA
TinPT Panca Mega PersadaINDONESIA
TinPT Premium Tin IndonesiaINDONESIA
TinPT Prima Timah UtamaINDONESIA
TinPT Putera Sarana Shakti (PT PSS)INDONESIA




TinPT Rajawali Rimba PerkasaINDONESIA
TinPT Rajehan AriqINDONESIA
TinPT Sariwiguna BinasentosaINDONESIA
TinPT Stanindo Inti PerkasaINDONESIA
TinPT Sukses Inti MakmurINDONESIA
TinPT Sumber Jaya IndahINDONESIA
TinPT Timah NusantaraINDONESIA
TinPT Timah Tbk KundurINDONESIA
TinPT Timah Tbk MentokINDONESIA
TinPT Tinindo Inter NusaINDONESIA
TinPT Tirus Putra MandiriINDONESIA
TinPT Tommy UtamaINDONESIA
TinPT Wahana Perkit JayaINDONESIA
TinResind Industria e Comercio Ltda.BRAZIL
TinRui Da HungTAIWAN
TinShan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.CHINA
TinShenzhen Hong Chang Metal Manufacturing FactoryCHINA
TinSichuan Guanghan Jiangnan casting smeltersCHINA
TinSigma Tin Alloy Co., Ltd.CHINA
TinSoft Metais Ltda.BRAZIL
TinSpectro Alloys Corp.UNITED STATES
TinSuper LigasBRAZIL
TinSuzhou Nuonengda Chemical Co., Ltd.CHINA
TinTaicang City Nancang Metal Material Co., Ltd.CHINA
TinTaiwan high-tech Co., Ltd.TAIWAN
TinTaiwan's lofty Enterprises Ltd.TAIWAN
TinTennessee Aluminum ProcessorsUNITED STATES
TinThai Nguyen Mining and Metallurgy Co., Ltd.VIET NAM
TinThai Solder Industry Corp., Ltd.THAILAND
TinTianshui Ling Bo Technology Co., Ltd.CHINA
TinTIN PLATING GEJIUCHINA
TinTin Smelting Branch of Yunnan Tin Co., Ltd.CHINA
TinTin Technology & RefiningUNITED STATES
TinTop-Team Technology (Shenzhen) Ltd.CHINA
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyVIET NAM
TinVQB Mineral and Trading Group JSCVIET NAM
TinWELLEYTAIWAN
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZIL
TinWUJIANG CITY LUXE TIN FACTORYCHINA
TinXin Furukawa Metal ( Wuxi ) Co., Ltd.CHINA
TinXURICHINA
TinYifeng TinCHINA
TinYuecheng Tin Co., Ltd.CHINA
TinYunnan Chengo Electric Smelting PlantCHINA
TinYunnan Copper Zinc Industry Co., Ltd.CHINA
TinYunnan Industrial Co., Ltd.CHINA
TinYunnan Malipo Baiyi Kuangye Co.CHINA
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINA
TungstenA.L.M.T. Corp.JAPAN




TungstenACL Metais EireliBRAZIL
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BRAZIL
TungstenArtek LLCRUSSIAN FEDERATION
TungstenAsia Tungsten Products Vietnam Ltd.VIET NAM
TungstenATI Metalworking ProductsUNITED STATES OF AMERICA
TungstenBESEEM MINING CO., LTD.CHINA
TungstenChaozhou Xianglu Tungsten Industry Co., Ltd.CHINA
TungstenChenzhou Diamond Tungsten Products Co., Ltd.CHINA
TungstenChina Molybdenum Co., Ltd.CHINA
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINA
TungstenCNMC (Guangxi) PGMA Co., Ltd.CHINA
TungstenCP Metals Inc.UNITED STATES
TungstenCronimet Brasil LtdaBRAZIL
TungstenFujian Ganmin RareMetal Co., Ltd.CHINA
TungstenFujian Jinxin Tungsten Co., Ltd.CHINA
TungstenFujian Xinlu TungstenCHINA
TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINA
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINA
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINA
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINA
TungstenGanzhou Yatai Tungsten Co., Ltd.CHINA
TungstenGlobal Tungsten & Powders Corp.UNITED STATES
TungstenH.C. Starck Smelting GmbH & Co. KGGERMANY
TungstenH.C. Starck Tungsten GmbHGERMANY
TungstenHANNAE FOR T Co., Ltd.KOREA, REPUBLIC OF
TungstenHuman Chun-Chang non-ferrous Smelting & Concentrating Co., Ltd.CHINA
TungstenHunan Chenzhou Mining Co., Ltd.CHINA
TungstenHunan Chuangda Vanadium Tungsten Co., Ltd. WujiCHINA
TungstenHunan Litian Tungsten Industry Co., Ltd.CHINA
TungstenHydrometallurg, JSCRUSSIAN FEDERATION
TungstenJapan New Metals Co., Ltd.JAPAN
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINA
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINA
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CHINA
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINA
TungstenJiangxi Xianglu Tungsten Co., Ltd.CHINA
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINA
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINA
TungstenJingmen Dewei GEM Tungsten Resources Recycling Co., Ltd.CHINA
TungstenJSC "Kirovgrad Hard Alloys Plant"RUSSIAN FEDERATION
TungstenKennametal FallonUNITED STATES
TungstenKGETS Co., Ltd.KOREA, REPUBLIC OF
TungstenLianyou Metals Co., Ltd.TAIWAN
TungstenLLC VostokRUSSIAN FEDERATION
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINA
TungstenMasan High-Tech MaterialsVIET NAM
TungstenMoliren Ltd.RUSSIAN FEDERATION
TungstenNanchang Cemented Carbide Limited Liability CompanyCHINA
TungstenNiagara Refining LLCUNITED STATES




TungstenNPP Tyazhmetprom LLCRUSSIAN FEDERATION
TungstenOOO “Technolom” 1RUSSIAN FEDERATION
TungstenOOO “Technolom” 2RUSSIAN FEDERATION
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINES
TungstenSouth-East Nonferrous Metal Company Limited of Hengyang CityCHINA
TungstenTejing (Vietnam) Tungsten Co., Ltd.VIET NAM
TungstenUnecha Refractory metals plantRUSSIAN FEDERATION
TungstenVietnam Youngsun Tungsten Industry Co., Ltd.VIET NAM
TungstenWolfram Bergbau und Hutten AGAUSTRIA
TungstenWoltech Korea Co., Ltd.KOREA, REPUBLIC OF
TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINA
TungstenXiamen Tungsten Co., Ltd.CHINA
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINA
TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.CHINA
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.CHINA
6.Future Due Diligence
We will continue to communicate our expectations and information reporting requirements to our direct suppliers. Over time, we anticipate that the amount of information available globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments when potentially relevant changes in facts or circumstances are identified. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.