0001752724-23-293807.txt : 20231227 0001752724-23-293807.hdr.sgml : 20231227 20231227145133 ACCESSION NUMBER: 0001752724-23-293807 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20231227 DATE AS OF CHANGE: 20231227 PERIOD START: 20240430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Managed Account Series CENTRAL INDEX KEY: 0001323737 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0412 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-21763 FILM NUMBER: 231517375 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 800-441-7762 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 0001323737 S000057852 BlackRock GA Dynamic Equity Fund C000186832 Class K C000206474 Institutional NPORT-P 1 primary_doc.xml NPORT-P false 0001323737 XXXXXXXX S000057852 C000206474 C000186832 Managed Account Series 811-21763 0001323737 549300KJ2GS7UP2OCO54 100 BELLEVUE PARKWAY WILMINGTON 19809 800-441-7762 BlackRock GA Dynamic Equity Fund S000057852 549300NJ8KDU5T3NAW97 2024-04-30 2023-10-31 N 255300027.56 8163175.94 247136851.62 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1289281.17000000 N MSCI World Index NDDUWI The Montreal Exchange / Bourse De Montreal N/A 000000000 8.00000000 NC -48457.82000000 -0.01960768686 N/A DE CA N 1 The Montreal Exchange / Bourse De Montreal N/A Long Montreal Exchange S&P/TSX 60 Index Futures PTZ3 Index 2023-12-14 1883198.88000000 CAD -48457.82000000 N N N EQT Corp 4NT01YGM4X7ZX86ISY52 26884L109 5273.00000000 NS USD 223469.74000000 0.090423479353 Long EC CORP US N 1 N N N LVMH Moet Hennessy Louis Vuitton SE IOG4E947OATN0KJYSD45 000000000 2213.00000000 NS 1584353.84000000 0.641083605951 Long EC CORP FR N 2 N N N Shell PLC 21380068P1DRHMJ8KU70 780259305 20691.00000000 NS USD 1347811.74000000 0.545370603843 Long EC CORP GB N 1 N N N Albemarle Corp HDBLS2Q6GV1LSKQPBS54 012653101 6407.00000000 NS USD 812279.46000000 0.328675976357 Long EC CORP US N 1 N N N Salesforce Inc RCGZFPDMRW58VJ54VR07 79466L302 7754.00000000 NS USD 1557235.82000000 0.630110730064 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 46.00000000 NC USD 5405.00000000 0.002187047364 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Apple, Inc. Apple, Inc. 100.00000000 180.00000000 USD 2023-11-17 XXXX -12251.62000000 N N N United Parcel Service Inc D01LMJZU09ULLNCY6Z23 911312106 8604.00000000 NS USD 1215315.00000000 0.491757903377 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 96.00000000 NC USD 2304.00000000 0.000932276989 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased ConocoPhillips ConocoPhillips 100.00000000 130.00000000 USD 2023-11-17 XXXX -24976.12000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 22.00000000 NC USD 1177.00000000 0.000476254347 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased NVIDIA Corp. NVIDIA Corp. 100.00000000 480.00000000 USD 2023-11-17 XXXX -47932.07000000 N N N SMC Corp 353800O40V08DOZ70X62 000000000 2800.00000000 NS 1292936.26000000 0.523166112833 Long EC CORP JP N 2 N N N STEM INC 549300GVWIYFILN5V546 85859NAA0 1000.00000000 PA USD 522.95000000 0.000211603407 Long DBT CORP US N 2 2028-12-01 Fixed 0.50000000 N N N N Y Stem Inc USD XXXX N N N Mirion Technologies Inc 549300BNTOWVWFNVTJ65 60471A101 3697.00000000 NS USD 25620.21000000 0.010366810871 Long EC CORP US N 1 N N N Progressive Corp/The 529900TACNVLY9DCR586 743315103 11298.00000000 NS USD 1786100.82000000 0.722717315645 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -53.00000000 NC USD -4611.00000000 -0.00186576788 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 150.00000000 USD 2023-12-15 XXXX 4705.30000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -3.00000000 NC USD -6802.50000000 -0.00275252353 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written NVIDIA Corp. NVIDIA Corp. 100.00000000 395.00000000 USD 2023-12-15 XXXX -1634.21000000 N N N Johnson & Johnson 549300G0CFPGEF6X2043 478160104 10792.00000000 NS USD 1600885.28000000 0.647772790462 Long EC CORP US N 1 N N N McDonald's Corp UE2136O97NLB5BYP9H04 580135101 5657.00000000 NS USD 1483095.69000000 0.600111104547 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 86.00000000 NC USD 39130.00000000 0.015833332723 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Advanced Micro Devices, Inc. Advanced Micro Devices, Inc. 100.00000000 105.00000000 USD 2023-12-15 XXXX -8797.37000000 N N N BAE Systems PLC 8SVCSVKSGDWMW2QHOH83 000000000 166877.00000000 NS 2243888.68000000 0.907953898939 Long EC CORP GB N 2 N N N UnitedHealth Group Inc 549300GHBMY8T5GXDE41 91324P102 7081.00000000 NS USD 3792300.36000000 1.534494080968 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -11.00000000 NC USD -1122.00000000 -0.00045399947 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 115.00000000 USD 2023-12-15 XXXX 3198.55000000 N N N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 000000000 1.00000000 NC -74839.93000000 -0.03028278846 N/A DFE CA N 2 JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 3023912.21000000 USD 4086140.00000000 CAD 2023-12-20 -74839.93000000 N N N ASML Holding NV 724500Y6DUVHQD6OXN27 000000000 4127.00000000 NS 2480824.12000000 1.003826059827 Long EC CORP NL N 2 N N N Valero Energy Corp 549300XTO5VR8SKV1V74 91913Y100 12666.00000000 NS USD 1608582.00000000 0.650887145909 Long EC CORP US N 1 N N N Marathon Petroleum Corp 3BNYRYQHD39K4LCKQF12 56585A102 479.00000000 NS USD 72448.75000000 0.029315235475 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -11.00000000 NC USD -2766.50000000 -0.00111942026 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NVIDIA Corp. NVIDIA Corp. 100.00000000 530.00000000 USD 2023-12-15 XXXX 17448.81000000 N N N Mitsubishi UFJ Financial Group Inc 353800V2V8PUY9TK3E06 000000000 358900.00000000 NS 3010864.89000000 1.218298635053 Long EC CORP JP N 2 N N N Bank of America NA B4TYDEB6GKMZO031MB27 000000000 1.00000000 NC 962.24000000 0.000389355125 N/A DFE US N 2 Bank of America NA B4TYDEB6GKMZO031MB27 1735686141.00000000 KRW 1287285.86000000 USD 2023-12-20 962.24000000 N N N NextEra Energy Inc N/A 65339F101 27379.00000000 NS USD 1596195.70000000 0.645875226432 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -43.00000000 NC USD -1827.50000000 -0.00073946883 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 155.00000000 USD 2023-12-15 XXXX 302.30000000 N N N Hilton Worldwide Holdings Inc 549300HVGPK36ICB0B89 43300A203 3529.00000000 NS USD 534749.37000000 0.216377835395 Long EC CORP US N 1 N N N United States Steel Corp JNLUVFYJT1OZSIQ24U47 912909108 1585.00000000 NS USD 53715.65000000 0.021735184230 Long EC CORP US N 1 N N N Offerpad Solutions Inc N/A 67623L117 107.00000000 NS USD 1.07000000 0.000000432958 N/A DE US N 1 N/A N/A Call Purchased Offerpad Solutions Inc Offerpad Solutions Inc 1.00000000 11.50000000 USD 2026-09-01 XXXX -300.99000000 N N N Schlumberger NV 213800ZUA17OK3QLGM62 806857108 2525.00000000 NS USD 140541.50000000 0.056867884768 Long EC CORP CW N 1 N N N Zscaler Inc 529900MZ0RTK1BWRNF46 98980G102 3108.00000000 NS USD 493208.52000000 0.199568990527 Long EC CORP US N 1 N N N Customers Bancorp Inc 549300WLBCHYKZ53FN68 23204G100 27.00000000 NS USD 1085.67000000 0.000439299114 Long EC CORP US N 1 N N N Ball Corp 0BGI85ALH27ZJP15DY16 058498106 136.00000000 NS USD 6548.40000000 0.002649706005 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 15.00000000 NC USD 9000.00000000 0.003641706989 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Intuitive Surgical, Inc. Intuitive Surgical, Inc. 100.00000000 295.00000000 USD 2024-01-19 XXXX -11733.29000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 000000000 323071.00000000 NC 8242.72000000 0.003335285671 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Purchased Tokyo Stock Exchange TOPIX Banks Index TPNBNK INDEX 1.00000000 286.49000000 JPY 2024-01-12 XXXX -16839.08000000 N N N Unilever PLC 549300MKFYEKVRWML317 000000000 63073.00000000 NS 2987176.40000000 1.208713463985 Long EC CORP GB N 2 N N N Air Products and Chemicals Inc 7QEON6Y1RL5XR3R1W237 009158106 6515.00000000 NS USD 1840096.60000000 0.744565850029 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -11.00000000 NC USD -1694.00000000 -0.00068545018 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Mastercard, Inc. Mastercard, Inc. 100.00000000 360.00000000 USD 2023-11-17 XXXX 965.79000000 N N N ICE Futures Europe - Financial Products Division N/A 000000000 -34.00000000 NC 97763.21000000 0.039558329467 N/A DE GB N 2 ICE Futures Europe - Financial Products Division N/A Short FTSE 100 Index Futures Z Z3 Index 2023-12-15 -2577216.89000000 GBP 97763.21000000 N N N SAP SE 529900D6BF99LW9R2E68 000000000 18115.00000000 NS 2429807.13000000 0.983182845485 Long EC CORP DE N 2 N N N Thermo Fisher Scientific Inc HCHV7422L5HDJZCRFL38 883556102 4508.00000000 NS USD 2005023.16000000 0.811300761847 Long EC CORP US N 1 N N N Costco Wholesale Corp 29DX7H14B9S6O3FD6V18 22160K105 3231.00000000 NS USD 1784933.64000000 0.722245034805 Long EC CORP US N 1 N N N Green Plains Inc VJ5WLTHARBSDR14KIZ98 393222104 130.00000000 NS USD 3819.40000000 0.001545459519 Long EC CORP US N 1 N N N Masco Corp 5GCSNMQXHEYA1JO8QN11 574599106 2826.00000000 NS USD 147206.34000000 0.059564706370 Long EC CORP US N 1 N N N Liberty Media Corp-Liberty Live N/A 531229748 3386.00000000 NS USD 105778.64000000 0.042801645851 Long EC CORP US N 1 N N N BNP Paribas SA R0MUWSFPU8MPRO8K5P83 000000000 45215.00000000 NS 2600043.63000000 1.052066340149 Long EC CORP FR N 2 N N N Micron Technology Inc B3DXGBC8GAIYWI2Z0172 595112103 17732.00000000 NS USD 1185738.84000000 0.479790380199 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -22.00000000 NC USD -25245.00000000 -0.01021498810 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written NVIDIA Corp. NVIDIA Corp. 100.00000000 400.00000000 USD 2023-11-17 XXXX -7144.22000000 N N N New York Community Bancorp Inc 529900HVXOTLY61GL030 649445103 1470.00000000 NS USD 13935.60000000 0.005638819103 Long EC CORP US N 1 N N N Citigroup Inc 6SHGI4ZSSLCXXQSBB395 172967424 840.00000000 NS USD 33171.60000000 0.013422360842 Long EC CORP US N 1 N N N Chubb Ltd E0JAN6VLUDI1HITHT809 000000000 10450.00000000 NS USD 2242779.00000000 0.907504884560 Long EC CORP CH N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -17.00000000 NC USD -433.50000000 -0.00017540888 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Microsoft Corp. Microsoft Corp. 100.00000000 395.00000000 USD 2023-12-15 XXXX 242.76000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 17.00000000 NC USD 15087.50000000 0.006104917134 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Microsoft Corp. Microsoft Corp. 100.00000000 345.00000000 USD 2023-12-15 XXXX -2604.75000000 N N N Transocean Ltd 529900QO4W5DQGBGEF32 000000000 11967.00000000 NS USD 79221.54000000 0.032055737329 Long EC CORP CH N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 62.00000000 NC USD 310.00000000 0.000125436574 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Alphabet, Inc. Alphabet, Inc. 100.00000000 145.00000000 USD 2023-11-17 XXXX -25619.59000000 N N N Cheniere Energy Inc MIHC87W9WTYSYZWV1J40 16411R208 406.00000000 NS USD 67566.52000000 0.027339718685 Long EC CORP US N 1 N N N Comcast Corp 51M0QTTNCGUN7KFCFZ59 20030N101 30349.00000000 NS USD 1253110.21000000 0.507051134537 Long EC CORP US N 1 N N N Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 000000000 129.00000000 NC USD -1795397.61000000 -0.72647911399 N/A DE US N 1 Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 Long CME E-Mini Standard & Poor's 500 Index Futures ESZ3 Index 2023-12-15 28964410.11000000 USD -1795397.61000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 96.00000000 NC USD 51360.00000000 0.020782007888 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Amazon.com, Inc. Amazon.com, Inc. 100.00000000 135.00000000 USD 2023-12-15 XXXX 3981.95000000 N N N BNP Paribas SA R0MUWSFPU8MPRO8K5P83 000000000 1.00000000 NC -13628.07000000 -0.00551438197 N/A DFE SE N 2 BNP Paribas SA R0MUWSFPU8MPRO8K5P83 1391343.36000000 USD 15342458.00000000 SEK 2023-12-20 -13628.07000000 N N N Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 000000000 1.00000000 NC -955.23000000 -0.00038651864 N/A DFE US N 2 Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 6626643.00000000 CNY 917851.91000000 USD 2023-12-20 -955.23000000 N N N Amorepacific Corp N/A 000000000 5560.00000000 NS 521895.50000000 0.211176721148 Long EC CORP KR N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 11.00000000 NC USD 19552.50000000 0.007911608435 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased NVIDIA Corp. NVIDIA Corp. 100.00000000 440.00000000 USD 2023-12-15 XXXX -27222.02000000 N N N California Resources Corp 5493003Q8F0T4F4YMR48 13057Q305 600.00000000 NS USD 31554.00000000 0.012767824706 Long EC CORP US N 1 N N N Advanced Micro Devices Inc R2I72C950HOYXII45366 007903107 16337.00000000 NS USD 1609194.50000000 0.651134984301 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 9.00000000 NC USD 16920.00000000 0.006846409140 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Humana, Inc. Humana, Inc. 100.00000000 515.00000000 USD 2023-11-17 XXXX 7989.91000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 2.00000000 NC USD 2008.00000000 0.000812505292 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.00000000 420.00000000 USD 2023-12-15 XXXX -15.56000000 N N N Vulcan Materials Co 549300Q8LSNHAVWBNI21 929160109 5901.00000000 NS USD 1159487.49000000 0.469168188556 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -10.00000000 NC USD -2585.00000000 -0.00104597917 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Applied Materials, Inc. Applied Materials, Inc. 100.00000000 120.00000000 USD 2023-12-15 XXXX 232.78000000 N N N Phillips 66 5493005JBO5YSIGK1814 718546104 282.00000000 NS USD 32167.74000000 0.013016164845 Long EC CORP US N 1 N N N Visa Inc 549300JZ4OKEHW3DPJ59 92826C839 2300.00000000 NS USD 540730.00000000 0.218797802292 Long EC CORP US N 1 N N N Eurex Deutschland 529900LN3S50JPU47S06 000000000 -1.00000000 NC -376.03000000 -0.00015215456 N/A DE DE N 2 Eurex Deutschland 529900LN3S50JPU47S06 Short EUX EURO STOXX 50 Futures VGZ3 Index 2023-12-15 -40448.62000000 EUR -376.03000000 N N N Crown Holdings Inc NYLWZIOY8PUNIT4JOE22 228368106 79.00000000 NS USD 6367.40000000 0.002576467231 Long EC CORP US N 1 N N N Enbridge Inc 98TPTUM4IVMFCZBCUR27 29250N105 65010.00000000 NS 2083320.28000000 0.842982447313 Long EC CORP CA N 1 N N N Roche Holding AG 549300U41AUUVOAAOB37 000000000 2074.00000000 NS 534489.64000000 0.216272739778 Long EC CORP CH N 2 N N N Zoetis Inc 549300HD9Q1LOC9KLJ48 98978V103 3827.00000000 NS USD 600839.00000000 0.243119954009 Long EC CORP US N 1 N N N Boston Scientific Corp Y6ZDD9FP4P8JSSJMW954 101137107 55460.00000000 NS USD 2838997.40000000 1.148755186201 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -16.00000000 NC USD -2216.00000000 -0.00089666918 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written JPMorgan Chase & Co. JPMorgan Chase & Co. 100.00000000 130.00000000 USD 2023-12-15 XXXX 236.53000000 N N N Archer-Daniels-Midland Co 549300LO13MQ9HYSTR83 039483102 21114.00000000 NS USD 1511128.98000000 0.611454329896 Long EC CORP US N 1 N N N ASX Clear (Futures) 549300ZD7BBOVZFVHK49 000000000 -4.00000000 NC 29561.13000000 0.011961441527 N/A DE AU N 2 ASX Clear (Futures) 549300ZD7BBOVZFVHK49 Short SFE S&P ASX Share Price Index 200 Futures XPZ3 Index 2023-12-21 -727689.08000000 AUD 29561.13000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 9.00000000 NC USD 3937.50000000 0.001593246808 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased NVIDIA Corp. NVIDIA Corp. 100.00000000 440.00000000 USD 2023-11-17 XXXX -15717.58000000 N N N BNP PARIBAS SA QHSFEYI7HUOXXZ413E03 000000000 -193920.00000000 NC -1043.52000000 -0.00042224378 N/A DE US N 2 BNP PARIBAS SA QHSFEYI7HUOXXZ413E03 Call Written Tokyo Stock Exchange TOPIX Banks Index TPNBNK INDEX 1.00000000 313.92000000 JPY 2024-01-12 XXXX 4863.86000000 N N N EVgo Inc N/A 30052F118 60.00000000 NS USD 10.83000000 0.000004382187 N/A DE US N 1 N/A N/A Call Purchased Climate Change Crisis Real Impact I Acquisition Corp Climate Change Crisis Real Impact I Acquisition Corp 1.00000000 11.50000000 USD 2025-09-15 XXXX -201.57000000 N N N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 000000000 1.00000000 NC 193063.68000000 0.078120150327 N/A DFE US N 2 JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 10898594.00000000 EUR 11750571.97000000 USD 2023-12-20 193063.68000000 N N N TotalEnergies SE 529900S21EQ1BO4ESM68 000000000 13486.00000000 NS 901640.15000000 0.364834359622 Long EC CORP FR N 2 N N N Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 000000000 -6.00000000 NC 6102.63000000 0.002469332258 N/A DE US N 1 Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 Short CME Yen Denominated Nikkei 225 Index Futures NHZ3 Index 2023-12-07 -94990006.00000000 JPY 6102.63000000 N N N Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 000000000 1.00000000 NC 7768.82000000 0.003143529566 N/A DFE US N 2 Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 98187140.00000000 JPY 660691.09000000 USD 2023-12-20 7768.82000000 N N N Lockheed Martin Corp DPRBOZP0K5RM2YE8UU08 539830109 3184.00000000 NS USD 1447573.76000000 0.585737720016 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -46.00000000 NC USD -10994.00000000 -0.00444854740 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Alphabet, Inc. Alphabet, Inc. 100.00000000 120.00000000 USD 2023-12-15 XXXX -6634.13000000 N N N RELX PLC 549300WSX3VBUFFJOO66 000000000 35953.00000000 NS 1255755.21000000 0.508121391758 Long EC CORP GB N 2 N N N Genius Sports Ltd N/A 000000000 7645.00000000 NS USD 37307.60000000 0.015095927521 Long EC CORP GG N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 18.00000000 NC USD 39780.00000000 0.016096344895 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Lockheed Martin Corp. Lockheed Martin Corp. 100.00000000 435.00000000 USD 2023-11-17 XXXX 33759.85000000 N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 594918104 36075.00000000 NS USD 12197318.25000000 4.935451014304 Long EC CORP US N 1 N N N Suncor Energy Inc 549300W70ZOQDVLCHY06 867224107 37558.00000000 NS 1216318.57000000 0.492163982031 Long EC CORP CA N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 11.00000000 NC USD 2524.50000000 0.001021498810 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Eli Lilly & Co. Eli Lilly & Co. 100.00000000 620.00000000 USD 2023-11-17 XXXX -20425.70000000 N N N Dr Ing hc F Porsche AG 529900EWEX125AULXI58 000000000 5851.00000000 NS 512811.06000000 0.207500846854 Long EP CORP DE N 2 N N N American Tower Corp 5493006ORUSIL88JOE18 03027X100 9329.00000000 NS USD 1662334.51000000 0.672637244952 Long EC CORP US N 1 N N N Kering SA 549300VGEJKB7SVUZR78 000000000 1479.00000000 NS 601511.53000000 0.243392082587 Long EC CORP FR N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -41.00000000 NC USD -1312.00000000 -0.00053087995 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Advanced Micro Devices, Inc. Advanced Micro Devices, Inc. 100.00000000 120.00000000 USD 2023-11-17 XXXX 3598.46000000 N N N Accor SA 969500QZC2Q0TK11NV07 000000000 16753.00000000 NS 534464.25000000 0.216262466118 Long EC CORP FR N 2 N N N Applied Materials Inc 41BNNE1AFPNAZELZ6K07 038222105 11105.00000000 NS USD 1469746.75000000 0.594709668091 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 26.00000000 NC USD 845.00000000 0.000341915822 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Alphabet, Inc. Alphabet, Inc. 100.00000000 135.00000000 USD 2023-11-17 XXXX -10523.03000000 N N N CITIGROUP GLOBAL MARKETS INC MBNUM2BPBDO7JBLYG310 000000000 3645.00000000 OU Notional Amount USD -81028.35000000 -0.03278683428 N/A DE US N 2 CITIGROUP GLOBAL MARKETS INC MBNUM2BPBDO7JBLYG310 BlackRock GA Enhanced Equity Fund - CITI CFD GA-LDEE_CG SOUTHWEST AIRLINES CO -3645.00000000 USD -81028.35000000 USD Y Multi - See Part E Multi - See Part E 2021-09-17 0.00000000 USD 0.00000000 USD 3645.00000000 USD 16654.81000000 N N N Rockwell Automation Inc VH3R4HHBHH12O0EXZJ88 773903109 4199.00000000 NS USD 1103539.19000000 0.446529597980 Long EC CORP US N 1 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 000000000 129408.00000000 NC 3290.60000000 0.001331489002 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Purchased Tokyo Stock Exchange TOPIX Banks Index TPNBNK INDEX 1.00000000 286.55600000 JPY 2024-01-12 XXXX -6192.14000000 N N N NVIDIA Corp 549300S4KLFTLO7GSQ80 67066G104 6221.00000000 NS USD 2536923.80000000 1.026525903915 Long EC CORP US N 1 N N N Royal Bank of Canada ES7IP3U3RHIGC71XBU11 000000000 1.00000000 NC 6649.99000000 0.002690812785 N/A DFE US N 2 Royal Bank of Canada ES7IP3U3RHIGC71XBU11 239959.00000000 CHF 271869.09000000 USD 2023-12-20 6649.99000000 N N N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 000000000 1.00000000 NC 721.34000000 0.000291878768 N/A DFE US N 2 JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 4327981.00000000 HKD 554238.94000000 USD 2023-12-20 721.34000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -13.00000000 NC USD -1202.50000000 -0.00048657251 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Salesforce, Inc. Salesforce, Inc. 100.00000000 185.00000000 USD 2023-11-17 XXXX 1641.48000000 N N N Alphabet Inc 5493006MHB84DD0ZWV18 02079K107 53511.00000000 NS USD 6704928.30000000 2.713042695190 Long EC CORP US N 1 N N N AstraZeneca PLC PY6ZZQWO2IZFZC3IOL08 046353108 12262.00000000 NS USD 775326.26000000 0.313723451163 Long EC CORP GB N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 15.00000000 NC USD 277.50000000 0.000112285965 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Tesla, Inc. Tesla, Inc. 100.00000000 260.00000000 USD 2023-11-17 XXXX -21645.96000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -32.00000000 NC USD -2336.00000000 -0.00094522528 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Advanced Micro Devices, Inc. Advanced Micro Devices, Inc. 100.00000000 125.00000000 USD 2023-12-15 XXXX 1635.58000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 000000000 -323071.00000000 NC -1754.82000000 -0.00071006002 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written Tokyo Stock Exchange TOPIX Banks Index TPNBNK INDEX 1.00000000 313.77000000 JPY 2024-01-12 XXXX 8559.06000000 N N N Sempra PBBKGKLRK5S5C0Y4T545 816851109 44931.00000000 NS USD 3146517.93000000 1.273188482160 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -8.00000000 NC USD -1328.00000000 -0.00053735409 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Apple, Inc. Apple, Inc. 100.00000000 155.00000000 USD 2023-12-15 XXXX 30.23000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -6.00000000 NC USD -6585.00000000 -0.00266451561 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Tesla, Inc. Tesla, Inc. 100.00000000 195.00000000 USD 2023-12-15 XXXX -2728.36000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -14.00000000 NC USD -4620.00000000 -0.00186940958 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Advanced Micro Devices, Inc. Advanced Micro Devices, Inc. 100.00000000 90.00000000 USD 2023-12-15 XXXX 178.89000000 N N N Walt Disney Co/The 549300GZKULIZ0WOW665 254687106 22686.00000000 NS USD 1850950.74000000 0.748957805307 Long EC CORP US N 1 N N N BNP Paribas SA R0MUWSFPU8MPRO8K5P83 000000000 1.00000000 NC -14528.45000000 -0.00587870643 N/A DFE CA N 2 BNP Paribas SA R0MUWSFPU8MPRO8K5P83 1364807.96000000 USD 1870904.00000000 CAD 2023-12-20 -14528.45000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 32.00000000 NC USD 8416.00000000 0.003405400669 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Apple, Inc. Apple, Inc. 100.00000000 180.00000000 USD 2023-12-15 XXXX -3974.84000000 N N N Marsh & McLennan Cos Inc 549300XMP3KDCKJXIU47 571748102 20712.00000000 NS USD 3928030.80000000 1.589415246755 Long EC CORP US N 1 N N N Walmart Inc Y87794H0US1R65VBXU25 931142103 11525.00000000 NS USD 1883300.25000000 0.762047520495 Long EC CORP US N 1 N N N Mitsui & Co Ltd 2NRSB4GOU9DD6CNW5R48 000000000 36900.00000000 NS 1341099.71000000 0.542654687558 Long EC CORP JP N 2 N N N Compass Group PLC 2138008M6MH9OZ6U2T68 000000000 45103.00000000 NS 1137107.83000000 0.460112614750 Long EC CORP GB N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 25.00000000 NC USD 31937.50000000 0.012923001887 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Microsoft Corp. Microsoft Corp. 100.00000000 330.00000000 USD 2023-11-17 XXXX 15001.73000000 N N N Fortinet Inc 549300O0QJWDBAS0QX03 34959E109 11945.00000000 NS USD 682895.65000000 0.276322873551 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -15.00000000 NC USD -10950.00000000 -0.00443074350 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Intuitive Surgical, Inc. Intuitive Surgical, Inc. 100.00000000 235.00000000 USD 2024-01-19 XXXX -1533.37000000 N N N BOK Financial Corp GRI2NT5QHYW751NMR949 05561Q201 73.00000000 NS USD 4782.96000000 0.001935348762 Long EC CORP US N 1 N N N Japan Airlines Co Ltd 3538002MH5L1QZZ93477 000000000 106100.00000000 NS 1950518.79000000 0.789246434602 Long EC CORP JP N 2 N N N Cano Health Inc N/A 13781Y111 121.00000000 NS USD 3.57000000 0.000001444543 N/A DE US N 1 N/A N/A Call Purchased Cano Health Inc Cano Health Inc 1.00000000 11.50000000 USD 2026-06-03 XXXX -511.73000000 N N N Nice Ltd 254900YTY4EF5Z4W0A51 653656108 9202.00000000 NS USD 1420328.70000000 0.574713439412 Long EC CORP IL N 1 N N N Cellnex Telecom SA 5493008T4YG3AQUI7P67 000000000 69291.00000000 NS 2036884.71000000 0.824193031774 Long EC CORP ES N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -46.00000000 NC USD -12259.00000000 -0.00496040955 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Alphabet, Inc. Alphabet, Inc. 100.00000000 125.00000000 USD 2023-11-17 XXXX -8464.49000000 N N N Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 000000000 -1.00000000 NC USD 8327.65000000 0.003369651246 N/A DE US N 1 Chicago Mercantile Exchange SNZ2OJLFK8MNNCLQOF39 Short CME E-Mini NASDAQ 100 Index Futures NQZ3 Index 2023-12-15 -298132.65000000 USD 8327.65000000 N N N Nestle SA KY37LUS27QQX7BB93L28 000000000 36681.00000000 NS 3955632.31000000 1.600583759188 Long EC CORP CH N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -13.00000000 NC USD -7046.00000000 -0.00285105193 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.00000000 395.00000000 USD 2024-01-19 XXXX -2167.64000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 39.00000000 NC USD 1170.00000000 0.000473421908 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Alphabet, Inc. Alphabet, Inc. 100.00000000 145.00000000 USD 2023-12-15 XXXX -1333.80000000 N N N Keyence Corp 529900M7PQBS7A89DZ11 000000000 4900.00000000 NS 1896880.39000000 0.767542508357 Long EC CORP JP N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -62.00000000 NC USD -620.00000000 -0.00025087314 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alphabet, Inc. Alphabet, Inc. 100.00000000 160.00000000 USD 2023-11-17 XXXX 2838.38000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -41.00000000 NC USD -2255.00000000 -0.00091244991 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Applied Materials, Inc. Applied Materials, Inc. 100.00000000 160.00000000 USD 2023-12-15 XXXX 933.98000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 31.00000000 NC USD 3487.50000000 0.001411161458 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.00000000 455.00000000 USD 2024-01-19 XXXX -14983.29000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -39.00000000 NC USD -156.00000000 -0.00006312292 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alphabet, Inc. Alphabet, Inc. 100.00000000 170.00000000 USD 2023-12-15 XXXX -8.56000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 10.00000000 NC USD 13000.00000000 0.005260243429 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Humana, Inc. Humana, Inc. 100.00000000 525.00000000 USD 2023-11-17 XXXX 5277.70000000 N N N Innovid Corp N/A 457679116 22.00000000 NS USD 0.88000000 0.000000356078 N/A DE US N 1 N/A N/A Call Purchased Innovid Corp Innovid Corp 1.00000000 11.50000000 USD 2026-11-30 XXXX 0.88000000 N N N Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 000000000 1.00000000 NC 1268.08000000 0.000513108422 N/A DFE US N 2 Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 8873149.00000000 HKD 1136079.94000000 USD 2023-12-20 1268.08000000 N N N TJX Cos Inc/The V167QI9I69W364E2DY52 872540109 15330.00000000 NS USD 1350113.10000000 0.546301812598 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -22.00000000 NC USD -1815.00000000 -0.00073441090 N/A DE IL N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Nice Ltd. Nice Ltd. 100.00000000 195.00000000 USD 2023-12-15 XXXX 886.15000000 N N N Intesa Sanpaolo SpA 2W8N8UU78PMDQKZENC08 000000000 460257.00000000 NS 1199333.54000000 0.485291259534 Long EC CORP IT N 2 N N N First Citizens BancShares Inc/NC 549300N3Z00ZHE2XC526 31946M103 26.00000000 NS USD 35899.24000000 0.014526057026 Long EC CORP US N 1 N N N AstraZeneca PLC PY6ZZQWO2IZFZC3IOL08 000000000 14620.00000000 NS 1830476.76000000 0.740673334632 Long EC CORP GB N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -22.00000000 NC USD -77.00000000 -0.00003115682 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NVIDIA Corp. NVIDIA Corp. 100.00000000 540.00000000 USD 2023-11-17 XXXX 15781.56000000 N N N Intuitive Surgical Inc 54930052SRG011710797 46120E602 3468.00000000 NS USD 909378.96000000 0.367965746119 Long EC CORP US N 1 N N N FANUC Corp 529900QTSW745LOKW705 000000000 51700.00000000 NS 1283007.68000000 0.519148670701 Long EC CORP JP N 2 N N N Mastercard Inc AR5L2ODV9HN37376R084 57636Q104 8894.00000000 NS USD 3347256.90000000 1.354414316625 Long EC CORP US N 1 N N N Korea Exchange (Futures Market) N/A 000000000 -63.00000000 NC 315365.11000000 0.127607480605 N/A DE KR N 2 Korea Exchange (Futures Market) N/A Short KFE KOSPI 200 Index Futures KMZ3 Index 2023-12-14 -5281930000.00000000 KRW 315365.11000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 33.00000000 NC USD 6633.00000000 0.002683938051 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased JPMorgan Chase & Co. JPMorgan Chase & Co. 100.00000000 145.00000000 USD 2023-12-15 XXXX -3565.23000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 27.00000000 NC USD 594.00000000 0.000240352661 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Valero Energy Corp. Valero Energy Corp. 100.00000000 155.00000000 USD 2023-11-17 XXXX -7545.00000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 41.00000000 NC USD 16810.00000000 0.006801899388 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Applied Materials, Inc. Applied Materials, Inc. 100.00000000 140.00000000 USD 2023-12-15 XXXX -3780.99000000 N N N Toyota Motor Corp 5493006W3QUS5LMH6R84 000000000 98300.00000000 NS 1719634.56000000 0.695822799686 Long EC CORP JP N 2 N N N CITIBANK NA E57ODZWZ7FF32TWEFA76 000000000 29100.00000000 NC 1871.37000000 0.000757220134 N/A DE US N 2 CITIBANK NA E57ODZWZ7FF32TWEFA76 Call Purchased Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ Financial Group, Inc. 1.00000000 1378.02000000 JPY 2023-12-08 XXXX -4210.89000000 N N N Hippo Holdings Inc N/A 433539111 57.00000000 NS USD 1.03000000 0.000000416773 N/A DE US N 1 N/A N/A Call Purchased Hippo Holdings Inc Hippo Holdings Inc 25.00000000 287.50000000 USD 2026-08-02 XXXX -91.50000000 N N N Sarcos Technology & Robotics Corp N/A 80359A205 19.00000000 NS USD 9.69000000 0.000003920904 Long EC CORP US N 1 N N N Cameco Corp N4BHALMXL3GMZKCUON55 13321L108 24023.00000000 NS USD 982780.93000000 0.397666686921 Long EC CORP CA N 1 N N N Tesla Inc 54930043XZGB27CTOV49 88160R101 11502.00000000 NS USD 2310061.68000000 0.934729751899 Long EC CORP US N 1 N N N Alcon Inc 549300LDT5AP8S0NBM78 000000000 22993.00000000 NS 1645749.94000000 0.665926562231 Long EC CORP CH N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 59.00000000 NC USD 147.50000000 0.000059683531 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Pfizer, Inc. Pfizer, Inc. 100.00000000 47.00000000 USD 2024-01-19 XXXX -4350.01000000 N N N ING Groep NV 549300NYKK9MWM7GGW15 000000000 266738.00000000 NS 3419721.20000000 1.383735844162 Long EC CORP NL N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -96.00000000 NC USD -480.00000000 -0.00019422437 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written ConocoPhillips ConocoPhillips 100.00000000 140.00000000 USD 2023-11-17 XXXX 5056.04000000 N N N Honda Motor Co Ltd 549300P7ZYCQJ36CCS16 000000000 107600.00000000 NS 1102767.86000000 0.446217491552 Long EC CORP JP N 2 N N N Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 000000000 1.00000000 NC -8780.17000000 -0.00355275627 N/A DFE DK N 2 Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 484317.65000000 USD 3345160.00000000 DKK 2023-12-20 -8780.17000000 N N N Abbott Laboratories HQD377W2YR662HK5JX27 002824100 25261.00000000 NS USD 2388427.55000000 0.966439255960 Long EC CORP US N 1 N N N Veralto Corp 635400FJE6GSOJUSNY27 92338C103 6599.00000000 NS USD 455331.00000000 0.184242453934 Long EC CORP US N 1 N N N Kenvue Inc 5493008HSF8L4M2LIJ82 49177J102 39446.00000000 NS USD 733695.60000000 0.296878266106 Long EC CORP US N 1 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 000000000 -129408.00000000 NC -699.53000000 -0.00028305369 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written Tokyo Stock Exchange TOPIX Banks Index TPNBNK INDEX 1.00000000 313.84710000 JPY 2024-01-12 XXXX 2883.32000000 N N N Commerzbank AG 851WYGNLUQLFZBSYGB56 000000000 35173.00000000 NS 379360.31000000 0.153502121400 Long EC CORP DE N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -27.00000000 NC USD -3645.00000000 -0.00147489133 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Valero Energy Corp. Valero Energy Corp. 100.00000000 120.00000000 USD 2023-11-17 XXXX -684.69000000 N N N BNP Paribas SA R0MUWSFPU8MPRO8K5P83 000000000 1.00000000 NC 10627.27000000 0.004300155938 N/A DFE US N 2 BNP Paribas SA R0MUWSFPU8MPRO8K5P83 629574616.00000000 KRW 477207.42000000 USD 2023-12-20 10627.27000000 N N N Freeport-McMoRan Inc 549300IRDTHJQ1PVET45 35671D857 41008.00000000 NS USD 1385250.24000000 0.560519497970 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -36.00000000 NC USD -1764.00000000 -0.00071377457 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 120.00000000 USD 2023-11-17 XXXX 12915.59000000 N N N BlackRock Liquidity Funds 5493007YVNX55LTRQ706 09248U718 23379057.79000000 NS USD 23379057.79000000 9.459964241167 Long STIV RF US N 1 N N N Kose Corp 353800NX4GGAVDHHY664 000000000 7700.00000000 NS 510132.57000000 0.206417038436 Long EC CORP JP N 2 N N N Dexcom Inc 549300YSK3QDSFR5EU59 252131107 5576.00000000 NS USD 495316.08000000 0.200421781192 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -46.00000000 NC USD -10603.00000000 -0.00429033546 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 130.00000000 USD 2023-11-17 XXXX -62.20000000 N N N Komatsu Ltd 5493004LQ0B4T7QPQV17 000000000 28300.00000000 NS 650231.70000000 0.263105925214 Long EC CORP JP N 2 N N N UniCredit SpA 549300TRUWO2CD2G5692 000000000 28381.00000000 NS 711500.67000000 0.287897440359 Long EC CORP IT N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 13.00000000 NC USD 435.50000000 0.000176218154 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Salesforce, Inc. Salesforce, Inc. 100.00000000 220.00000000 USD 2023-11-17 XXXX -3428.49000000 N N N NMC Health PLC 2138008YQEVWBE1V2M52 000000000 504.00000000 NS 0.01000000 0.000000004046 Long EC CORP GB N 3 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -48.00000000 NC USD -7896.00000000 -0.00319499093 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written ConocoPhillips ConocoPhillips 100.00000000 115.00000000 USD 2023-11-17 XXXX -3199.95000000 N N N Sarcos Technology & Robotics Corp N/A 80359A114 354.00000000 NS USD 4.39000000 0.000001776343 N/A DE US N 1 N/A N/A Call Purchased Sarcos Technology and Robotics Corp Sarcos Technology and Robotics Corp 1.00000000 11.50000000 USD 2026-09-24 XXXX -360.23000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -91.00000000 NC USD -6279.00000000 -0.00254069757 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Pfizer, Inc. Pfizer, Inc. 100.00000000 30.00000000 USD 2023-11-17 XXXX -3478.98000000 N N N F5 Inc N/A 315616102 9146.00000000 NS USD 1386442.14000000 0.561001781365 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 9.00000000 NC USD 1602.00000000 0.000648223844 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Salesforce, Inc. Salesforce, Inc. 100.00000000 210.00000000 USD 2023-11-17 XXXX -3593.09000000 N N N Pfizer Inc 765LHXWGK1KXCLTFYQ30 717081103 34964.00000000 NS USD 1068499.84000000 0.432351481778 Long EC CORP US N 1 N N N Hoya Corp 353800X4VR3BHEUCJB42 000000000 9378.00000000 NS 902806.86000000 0.365306450285 Long EC CORP JP N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -15.00000000 NC USD -2025.00000000 -0.00081938407 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Intuitive Surgical, Inc. Intuitive Surgical, Inc. 100.00000000 340.00000000 USD 2024-01-19 XXXX 2891.67000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 41.00000000 NC USD 10352.50000000 0.004188974623 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Advanced Micro Devices, Inc. Advanced Micro Devices, Inc. 100.00000000 105.00000000 USD 2023-11-17 XXXX -6671.97000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 34.00000000 NC USD 272.00000000 0.000110060477 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Alphabet, Inc. Alphabet, Inc. 100.00000000 140.00000000 USD 2023-11-17 XXXX -7623.83000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -32.00000000 NC USD -6432.00000000 -0.00260260659 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Advanced Micro Devices, Inc. Advanced Micro Devices, Inc. 100.00000000 85.00000000 USD 2023-12-15 XXXX -456.39000000 N N N Edwards Lifesciences Corp YA13X31F3V31L8TMPR58 28176E108 12611.00000000 NS USD 803572.92000000 0.325153013293 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -25.00000000 NC USD -3100.00000000 -0.00125436574 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Tesla, Inc. Tesla, Inc. 100.00000000 260.00000000 USD 2023-12-15 XXXX 6344.44000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -8.00000000 NC USD -16940.00000000 -0.00685450182 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Tesla, Inc. Tesla, Inc. 100.00000000 220.00000000 USD 2023-11-17 XXXX -10757.89000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -9.00000000 NC USD -364.50000000 -0.00014748913 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Invesco QQQ Trust Invesco QQQ Trust 100.00000000 325.00000000 USD 2023-11-10 XXXX 1205.77000000 N N N Crowdstrike Holdings Inc 549300YBY08K9KM4HX32 22788C105 4047.00000000 NS USD 715388.19000000 0.289470463555 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 22.00000000 NC USD 6545.00000000 0.002648330249 N/A DE IL N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Nice Ltd. Nice Ltd. 100.00000000 175.00000000 USD 2023-12-15 XXXX -6483.82000000 N N N TE Connectivity Ltd 894500ZRIX9K13RHXR17 000000000 11606.00000000 NS USD 1367767.10000000 0.553445223176 Long EC CORP CH N 1 N N N Boyd Gaming Corp 254900787YGRYS2A1Z35 103304101 163.00000000 NS USD 9005.75000000 0.003644033636 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -31.00000000 NC USD -5223.50000000 -0.00211360627 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Amazon.com, Inc. Amazon.com, Inc. 100.00000000 120.00000000 USD 2023-12-15 XXXX 6022.60000000 N N N Atlas Energy Solutions Inc N/A 642045108 522.00000000 NS USD 9505.62000000 0.003846298088 Long EC CORP US N 1 N N N LPL Financial Holdings Inc 549300XROQ4Y8G2L7682 50212V100 12796.00000000 NS USD 2872957.92000000 1.162496770986 Long EC CORP US N 1 N N N Mr Cooper Group Inc 549300KD8C6DPXYC2M26 62482R107 405.00000000 NS USD 22894.65000000 0.009263956326 Long EC CORP US N 1 N N N J.P. MORGAN SECURITIES LLC ZBUT11V806EZRVTWT807 000000000 29099.00000000 OU Notional Amount USD -1014794.64000000 -0.41062052597 N/A DE US N 2 J.P. MORGAN SECURITIES LLC ZBUT11V806EZRVTWT807 BlackRock GA Enhanced Equity Fund - JP CFD GA-LDEE_JP MARRIOTT INTERNATIONAL CL A -1140.00000000 USD -214958.40000000 USD SIMMONS FIRST NATL CORP CL A -1000.00000000 USD -14210.00000000 USD SOUTHSTATE CORP -170.00000000 USD -11237.00000000 USD PACWEST BANCORP -2010.00000000 USD -14230.80000000 USD PALANTIR TECHNOLOGIES INC A -12266.00000000 USD -181536.80000000 USD CLOUDFLARE INC CLASS A -4364.00000000 USD -247395.16000000 USD OCEANFIRST FINANCIAL CORP -272.00000000 USD -3443.52000000 USD SCHWAB (CHARLES) CORP -325.00000000 USD -16913.00000000 USD FIRST MERCHANTS CORP -328.00000000 USD -8957.68000000 USD PINNACLE FINANCIAL PARTNERS -130.00000000 USD -8106.80000000 USD PROSPERITY BANCSHARES INC -122.00000000 USD -6653.88000000 USD GLACIER BANCORP INC -257.00000000 USD -7758.83000000 USD SNOWFLAKE INC CLASS A -952.00000000 USD -138163.76000000 USD COMMUNITY BANK SYSTEM INC -319.00000000 USD -12744.05000000 USD VALLEY NATIONAL BANCORP -2691.00000000 USD -20935.98000000 USD US BANCORP -360.00000000 USD -11476.80000000 USD CULLEN/FROST BANKERS INC -65.00000000 USD -5914.35000000 USD ATLANTIC UNION BANKSHARES CO -390.00000000 USD -11235.90000000 USD INDEPENDENT BANK GROUP INC -430.00000000 USD -15200.50000000 USD WESTERN ALLIANCE BANCORP -476.00000000 USD -19563.60000000 USD BANC OF CALIFORNIA INC 1320.00000000 USD 14797.20000000 USD BANK OF HAWAII CORP -209.00000000 USD -10322.51000000 USD BANK OF AMERICA CORP -416.00000000 USD -10957.44000000 USD WAFD INC -648.00000000 USD -15992.64000000 USD CVB FINANCIAL CORP -700.00000000 USD -10934.00000000 USD TRUIST FINANCIAL CORP -379.00000000 USD -10748.44000000 USD Y Multi - See Part E Multi - See Part E 2023-02-08 0.00000000 USD 0.00000000 USD 29099.00000000 USD 95457.12000000 N N N Sanofi SA 549300E9PC51EN656011 000000000 9050.00000000 NS 821796.43000000 0.332526867042 Long EC CORP FR N 2 N N N LKQ Corp DS830JTTZQN6GK0I2E41 501889208 14799.00000000 NS USD 649972.08000000 0.263000874106 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -33.00000000 NC USD -957.00000000 -0.00038723484 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written JPMorgan Chase & Co. JPMorgan Chase & Co. 100.00000000 155.00000000 USD 2023-12-15 XXXX 675.25000000 N N N Palo Alto Networks Inc 549300QXR2YVZV231H43 697435105 3939.00000000 NS USD 957255.78000000 0.387338340569 Long EC CORP US N 1 N N N JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 000000000 1.00000000 NC -7297.89000000 -0.00295297522 N/A DFE DK N 2 JPMorgan Chase Bank N.A. 7H6GLXDRUGQFU57RNE97 842776.57000000 USD 5877160.00000000 DKK 2023-12-20 -7297.89000000 N N N National Stock Exchange Of India N/A 000000000 9.00000000 NC USD -5679.06000000 -0.00229794138 N/A DE IN N 1 National Stock Exchange Of India N/A Long IFSC NIFTY 50 Index Futures JGSX3 Index 2023-11-30 350613.06000000 USD -5679.06000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -4.00000000 NC USD -658.00000000 -0.00026624924 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Microsoft Corp. Microsoft Corp. 100.00000000 295.00000000 USD 2023-12-15 XXXX 37.11000000 N N N Starbucks Corp OQSJ1DU9TAOC51A47K68 855244109 9554.00000000 NS USD 881260.96000000 0.356588244215 Long EC CORP US N 1 N N N Vinci SA 213800WFQ334R8UXUG83 000000000 13527.00000000 NS 1495740.14000000 0.605227480319 Long EC CORP FR N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 62.00000000 NC USD 1023.00000000 0.000413940694 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Alphabet, Inc. Alphabet, Inc. 100.00000000 150.00000000 USD 2023-12-15 XXXX -22178.59000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -13.00000000 NC USD -3679.00000000 -0.00148864889 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NVIDIA Corp. NVIDIA Corp. 100.00000000 525.00000000 USD 2023-12-15 XXXX 4807.08000000 N N N Datadog Inc 549300F6JNO0KRPO1K63 23804L103 11983.00000000 NS USD 976255.01000000 0.395026077090 Long EC CORP US N 1 N N N Shell PLC 21380068P1DRHMJ8KU70 000000000 104925.00000000 NS 3427651.25000000 1.386944612886 Long EC CORP GB N 2 N N N iShares MSCI China ETF 549300Q0IWAYMYXW0R77 46429B671 19824.00000000 NS USD 828841.44000000 0.335377518393 Long EC RF US N 1 N N N Ingersoll Rand Inc 5299004C02FMZCUOIR50 45687V106 22277.00000000 NS USD 1351768.36000000 0.546971587255 Long EC CORP US N 1 N N N SAP SE 529900D6BF99LW9R2E68 803054204 1101.00000000 NS USD 147534.00000000 0.059697288782 Long EC CORP DE N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 11.00000000 NC USD 55.00000000 0.000022254876 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Mastercard, Inc. Mastercard, Inc. 100.00000000 420.00000000 USD 2023-11-17 XXXX -6503.01000000 N N N CF Industries Holdings Inc 529900CG8YAQFZ2JMV97 125269100 18296.00000000 NS USD 1459654.88000000 0.590626153255 Long EC CORP US N 1 N N N Alibaba Group Holding Ltd 5493001NTNQJDH60PM02 000000000 20800.00000000 NS 214137.52000000 0.086647344819 Long EC CORP KY N 2 N N N Sysmex Corp 5299001ZO4CKWACMZI55 000000000 22800.00000000 NS 1092183.89000000 0.441934856271 Long EC CORP JP N 2 N N N Siemens AG W38RGI023J3WT1HWRP32 000000000 18357.00000000 NS 2435952.77000000 0.985669581056 Long EC CORP DE N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -10.00000000 NC USD -4175.00000000 -0.00168934740 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Alphabet, Inc. Alphabet, Inc. 100.00000000 125.00000000 USD 2023-12-15 XXXX -397.23000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 26.00000000 NC USD 169.00000000 0.000068383164 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Invesco QQQ Trust Invesco QQQ Trust 100.00000000 375.00000000 USD 2023-11-10 XXXX -10205.77000000 N N N SK Hynix Inc 988400XAIK6XISWQV045 000000000 11393.00000000 NS 989392.03000000 0.400341763486 Long EC CORP KR N 2 N N N EssilorLuxottica SA 549300M3VH1A3ER1TB49 000000000 10576.00000000 NS 1915138.42000000 0.774930330076 Long EC CORP FR N 2 N N N HCA Healthcare Inc 529900PH4ZGUH2MNEU89 40412C101 157.00000000 NS USD 35503.98000000 0.014366121348 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 34.00000000 NC USD 2924.00000000 0.001183150137 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased ConocoPhillips ConocoPhillips 100.00000000 125.00000000 USD 2023-11-17 XXXX -8843.85000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 27.00000000 NC USD 7668.00000000 0.003102734355 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Amazon.com, Inc. Amazon.com, Inc. 100.00000000 135.00000000 USD 2023-11-17 XXXX -2247.26000000 N N N BNP Paribas SA R0MUWSFPU8MPRO8K5P83 000000000 1.00000000 NC -62383.72000000 -0.02524258101 N/A DFE AU N 2 BNP Paribas SA R0MUWSFPU8MPRO8K5P83 4054549.57000000 USD 6283199.00000000 AUD 2023-12-20 -62383.72000000 N N N KLA Corp 549300H0BF5JCG96TJ81 482480100 902.00000000 NS USD 423669.40000000 0.171431090597 Long EC CORP US N 1 N N N Glencore PLC 2138002658CPO9NBH955 000000000 283169.00000000 NS 1499896.26000000 0.606909188236 Long EC CORP JE N 2 N N N Peloton Interactive Inc 5493002YS021166W0339 70614W100 10820.00000000 NS USD 51503.20000000 0.020839951493 Long EC CORP US N 1 N N N Northrop Grumman Corp RIMU48P07456QXSO0R61 666807102 5170.00000000 NS USD 2437293.10000000 0.986211924293 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 36.00000000 NC USD 3924.00000000 0.001587784247 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Amazon.com, Inc. Amazon.com, Inc. 100.00000000 140.00000000 USD 2023-11-17 XXXX -6596.29000000 N N N Humana Inc 529900YLDW34GJAO4J06 444859102 6594.00000000 NS USD 3453211.86000000 1.397287307564 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 2.00000000 NC USD 2620.00000000 0.001060141368 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.00000000 430.00000000 USD 2023-11-17 XXXX 1266.36000000 N N N United Airlines Holdings Inc 98450079DA0B78DD6764 910047109 18301.00000000 NS USD 640718.01000000 0.259256361728 Long EC CORP US N 1 N N N Fortive Corp 549300MU9YQJYHDQEF63 34959J108 34319.00000000 NS USD 2240344.32000000 0.906519729985 Long EC CORP US N 1 N N N NatWest Markets PLC RR3QWICWWIPCS8A4S074 000000000 1.00000000 NC -3569.96000000 -0.00144452758 N/A DFE SE N 2 NatWest Markets PLC RR3QWICWWIPCS8A4S074 561456.43000000 USD 6212713.00000000 SEK 2023-12-20 -3569.96000000 N N N Cie de Saint-Gobain SA NFONVGN05Z0FMN5PEC35 000000000 24342.00000000 NS 1325036.31000000 0.536154887995 Long EC CORP FR N 2 N N N Apple Inc HWUPKR0MPOU8FGXBT394 037833100 54197.00000000 NS USD 9255221.69000000 3.744978391256 Long EC CORP US N 1 N N N Taiwan Semiconductor Manufacturing Co Ltd 549300KB6NK5SBD14S87 000000000 108000.00000000 NS 1763910.65000000 0.713738415957 Long EC CORP TW N 2 N N N Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 000000000 1.00000000 NC 2967.06000000 0.001200573682 N/A DFE AU N 2 Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 621402.39000000 USD 982684.00000000 AUD 2023-12-20 2967.06000000 N N N BNP Paribas SA R0MUWSFPU8MPRO8K5P83 000000000 1.00000000 NC 19638.37000000 0.007946354366 N/A DFE US N 2 BNP Paribas SA R0MUWSFPU8MPRO8K5P83 597810.00000000 GBP 746520.74000000 USD 2023-12-20 19638.37000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -54.00000000 NC USD -6426.00000000 -0.00260017879 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Advanced Micro Devices, Inc. Advanced Micro Devices, Inc. 100.00000000 120.00000000 USD 2023-12-15 XXXX 1824.09000000 N N N Barclays Bank PLC G5GSEF7VJP5I7OUK5573 000000000 1.00000000 NC 9878.85000000 0.003997319677 N/A DFE US N 2 Barclays Bank PLC G5GSEF7VJP5I7OUK5573 41492146.00000000 JPY 285792.24000000 USD 2023-12-20 9878.85000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -21.00000000 NC USD -1333.50000000 -0.00053957958 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written ConocoPhillips ConocoPhillips 100.00000000 110.00000000 USD 2023-11-17 XXXX 2483.62000000 N N N Euronext N.V. 724500QJ4QSZ3H9QU415 000000000 -20.00000000 NC 28093.64000000 0.011367645017 N/A DE FR N 2 Euronext N.V. 724500QJ4QSZ3H9QU415 Short Euronext CAC 40 Index Futures CFX3 Index 2023-11-17 -1408865.00000000 EUR 28093.64000000 N N N Singapore Exchange Derivatives Clearing Limited 549300ZLWT3FK3F0FW61 000000000 -70.00000000 NC USD 15493.20000000 0.006269077192 N/A DE SG N 2 Singapore Exchange Derivatives Clearing Limited 549300ZLWT3FK3F0FW61 Short SGX FTSE Taiwan Index Futures TWTX3 Index 2023-11-29 -3884260.00000000 USD 15493.20000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -11.00000000 NC USD -3602.50000000 -0.00145769438 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written NVIDIA Corp. NVIDIA Corp. 100.00000000 310.00000000 USD 2023-12-15 XXXX 8582.88000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 25.00000000 NC USD 14312.50000000 0.005791325699 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Tesla, Inc. Tesla, Inc. 100.00000000 225.00000000 USD 2023-12-15 XXXX -20663.13000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -5.00000000 NC USD -6737.50000000 -0.00272622231 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Eli Lilly & Co. Eli Lilly & Co. 100.00000000 540.00000000 USD 2023-11-17 XXXX -2984.99000000 N N N AIA Group Ltd ZP5ILWVSYE4LJGMMVD57 000000000 139800.00000000 NS 1213995.63000000 0.491224041271 Long EC CORP HK N 2 N N N Charter Communications Inc 0J0XRGZE3PBRFEZ7MV65 16119P108 2822.00000000 NS USD 1136701.60000000 0.459948240235 Long EC CORP US N 1 N N N Tencent Holdings Ltd 254900N4SLUMW4XUYY11 000000000 28600.00000000 NS 1058449.68000000 0.428284844231 Long EC CORP KY N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -62.00000000 NC USD -217.00000000 -0.00008780560 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Alphabet, Inc. Alphabet, Inc. 100.00000000 165.00000000 USD 2023-12-15 XXXX 4295.37000000 N N N Delta Air Lines Inc Q2CCMS6R0AS67HJMBN42 247361702 16989.00000000 NS USD 530906.25000000 0.214822777954 Long EC CORP US N 1 N N N Teck Resources Ltd T8KI5SQ2JRWHL7XY0E11 878742204 6288.00000000 NS USD 222217.92000000 0.089916950282 Long EC CORP CA N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 97.00000000 NC USD 145.50000000 0.000058874263 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Pfizer, Inc. Pfizer, Inc. 100.00000000 50.00000000 USD 2024-01-19 XXXX -4257.79000000 N N N Aptiv PLC N/A 000000000 10867.00000000 NS USD 947602.40000000 0.383432253744 Long EC CORP JE N 1 N N N Merck & Co Inc 4YV9Y5M8S0BRK1RP0397 58933Y105 24278.00000000 NS USD 2493350.60000000 1.008894700914 Long EC CORP US N 1 N N N Chesapeake Energy Corp X2MT1W32SPAZ9WSKLE78 165167735 399.00000000 NS USD 34345.92000000 0.013897530770 Long EC CORP US N 1 N N N Eli Lilly & Co FRDRIPF3EKNDJ2CQJL29 532457108 3079.00000000 NS USD 1705550.47000000 0.690123896464 Long EC CORP US N 1 N N N Bunge Ltd 5493007M0RIN8HY3MM77 000000000 14630.00000000 NS USD 1550487.40000000 0.627380089143 Long EC CORP BM N 1 N N N JPMorgan Chase & Co 8I5DZWZKVSZI1NUHU748 46625H100 22319.00000000 NS USD 3103680.14000000 1.255854851130 Long EC CORP US N 1 N N N Amazon.com Inc ZXTILKJKG63JELOEG630 023135106 52820.00000000 NS USD 7029813.80000000 2.844502450330 Long EC CORP US N 1 N N N Liberty Media Corp-Liberty Live N/A 531229722 3224.00000000 NS USD 102748.88000000 0.041575701610 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 -32.00000000 NC USD -224.00000000 -0.00009063804 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Apple, Inc. Apple, Inc. 100.00000000 210.00000000 USD 2023-12-15 XXXX 0.97000000 N N N Meituan 21380033K525E5JLIA77 000000000 2610.00000000 NS 36996.76000000 0.014970151054 Long EC CORP KY N 2 N N N Park Hotels & Resorts Inc 5493005UZ5TQN0H6HS73 700517105 1815.00000000 NS USD 20926.95000000 0.008467757787 Long EC US N 1 N N N Element Solutions Inc 549300FLGN6P5CU20J91 28618M106 875.00000000 NS USD 15951.25000000 0.006454419846 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 7.00000000 NC USD 11095.00000000 0.004489415450 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Humana, Inc. Humana, Inc. 100.00000000 520.00000000 USD 2023-11-17 XXXX -1170.61000000 N N N Mercedes-Benz Group AG 529900R27DL06UVNT076 000000000 16092.00000000 NS 946760.76000000 0.383091697492 Long EC CORP DE N 2 N N N CITIBANK NA E57ODZWZ7FF32TWEFA76 000000000 -58200.00000000 NC -421.66000000 -0.00017061801 N/A DE US N 2 CITIBANK NA E57ODZWZ7FF32TWEFA76 Call Written Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ Financial Group, Inc. 1.00000000 1509.26000000 JPY 2023-12-08 XXXX 2774.08000000 N N N BYD Co Ltd 5299005557VL7ULJ7A69 000000000 35000.00000000 NS 1064353.67000000 0.430673799970 Long EC CORP CN N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 000000000 13.00000000 NC USD 15600.00000000 0.006312292115 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased NVIDIA Corp. NVIDIA Corp. 100.00000000 460.00000000 USD 2023-12-15 XXXX -12313.85000000 N N N ConocoPhillips WPTL2Z3FIYTHSP5V2253 20825C104 15562.00000000 NS USD 1848765.60000000 0.748073623128 Long EC CORP US N 1 N N N BNP PARIBAS SA QHSFEYI7HUOXXZ413E03 000000000 193920.00000000 NC 6310.25000000 0.002553342392 N/A DE US N 2 BNP PARIBAS SA QHSFEYI7HUOXXZ413E03 Call Purchased Tokyo Stock Exchange TOPIX Banks Index TPNBNK INDEX 1.00000000 286.63000000 JPY 2024-01-12 XXXX -7366.24000000 N N N 2023-11-30 Managed Account Series Chuck Pulsfort Chuck Pulsfort Assistant Treasurer