0001752724-19-167224.txt : 20191119 0001752724-19-167224.hdr.sgml : 20191119 20191119113218 ACCESSION NUMBER: 0001752724-19-167224 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191119 PERIOD START: 20191231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard World Dividend & Income Fund, Inc. CENTRAL INDEX KEY: 0001323206 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-21751 FILM NUMBER: 191229654 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 212.632.6000 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 NPORT-P 1 primary_doc.xml NPORT-P false 0001323206 XXXXXXXX Lazard World Dividend & Income Fund, Inc. 811-21751 0001323206 ESOSN8VNZ7LRKKPJ3J78 30 ROCKEFELLER PLAZA NEW YORK 10112 212-632-6000 Lazard World Dividend & Income Fund, Inc. ESOSN8VNZ7LRKKPJ3J78 2019-12-31 2019-09-30 N 67616409.33 9030439.98 58585969.35 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 320176.33000000 N Standard Chartered Bank RILFO74KP1CM8P6PCT96 PURCHASED KZT / SOLD USD 000000000 1.00000000 NC 6259.36000000 0.010684059800 N/A DFE KZ N 2 Standard Chartered Bank RILFO74KP1CM8P6PCT96 823000.00000000 USD 323850500.00000000 KZT 2019-10-30 6259.36000000 N N N Daiwa House Industry Co Ltd N/A Daiwa House Industry Co Ltd 000000000 24100.00000000 NS 785241.43000000 1.340323355083 Long EC CORP JP N 2 N N N Standard Chartered Bank RILFO74KP1CM8P6PCT96 PURCHASED ILS / SOLD USD 000000000 1.00000000 NC 3347.09000000 0.005713125577 N/A DFE IL N 2 Standard Chartered Bank RILFO74KP1CM8P6PCT96 294156.59000000 USD 1033000.00000000 ILS 2019-10-25 3347.09000000 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED TRY / SOLD USD 000000000 1.00000000 NC 28323.50000000 0.048345193079 N/A DFE TR N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 366459.66000000 USD 2416000.00000000 TRY 2020-07-02 28323.50000000 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED CLP / SOLD USD 000000000 1.00000000 NC -14087.92000000 -0.02404657660 N/A DFE CL N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 466000.00000000 USD 329415400.00000000 CLP 2019-10-18 -14087.92000000 N N N NetLink NBN Trust N/A NetLink NBN Trust 000000000 1786100.00000000 NS 1150168.79000000 1.963215429839 Long EC CORP SG N 2 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED INR / SOLD USD 000000000 1.00000000 NC 155.79000000 0.000265916911 N/A DFE IN N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 9000.00000000 USD 649674.00000000 INR 2019-11-08 155.79000000 N N N Skyworks Solutions Inc 549300WZ3ORQ2BVKBD96 Skyworks Solutions Inc 83088M102 5350.00000000 NS USD 423987.50000000 0.723701433472 Long EC CORP US N 1 N N N Standard Chartered Bank RILFO74KP1CM8P6PCT96 PURCHASED USD / SOLD TRY 000000000 1.00000000 NC -17355.11000000 -0.02962332140 N/A DFE US N 2 Standard Chartered Bank RILFO74KP1CM8P6PCT96 2416000.00000000 TRY 377428.05000000 USD 2020-07-02 -17355.11000000 N N N Banca Farmafactoring SpA 815600522538355AE429 Banca Farmafactoring SpA 000000000 199750.00000000 NS 1041325.33000000 1.777431254536 Long EC CORP IT N 2 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED CNY / SOLD USD 000000000 1.00000000 NC 404.08000000 0.000689721454 N/A DFE CN N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 53144.13000000 USD 382000.00000000 CNY 2019-12-05 404.08000000 N N N BNP Paribas R0MUWSFPU8MPRO8K5P83 PURCHASED RUB / SOLD USD 000000000 1.00000000 NC 6483.41000000 0.011066489249 N/A DFE RU N 2 BNP Paribas R0MUWSFPU8MPRO8K5P83 253192.56000000 USD 16869000.00000000 RUB 2019-10-16 6483.41000000 N N N ABB Ltd 5493000LKVGOO9PELI61 ABB Ltd 000000000 48015.00000000 NS 943076.04000000 1.609730197286 Long EC CORP CH N 2 N N N Grupo Financiero Banorte SAB de CV N/A Grupo Financiero Banorte SAB de CV 000000000 71900.00000000 NS 386461.59000000 0.659648708193 Long EC CORP MX N 1 N N N BNP Paribas R0MUWSFPU8MPRO8K5P83 PURCHASED AUD / SOLD USD 000000000 1.00000000 NC -2922.74000000 -0.00498880539 N/A DFE AU N 2 BNP Paribas R0MUWSFPU8MPRO8K5P83 391957.11000000 USD 576000.00000000 AUD 2019-10-21 -2922.74000000 N N N Amada Holdings Co Ltd 529900QF5O6TQGCPDX85 Amada Holdings Co Ltd 000000000 50600.00000000 NS 549245.22000000 0.937502999598 Long EC CORP JP N 2 N N N BNP Paribas R0MUWSFPU8MPRO8K5P83 PURCHASED CLP / SOLD USD 000000000 1.00000000 NC -20920.60000000 -0.03570923248 N/A DFE CL N 2 BNP Paribas R0MUWSFPU8MPRO8K5P83 1010000.00000000 USD 720564300.00000000 CLP 2019-11-15 -20920.60000000 N N N Chevron Corp VA8TZDWPEZYU430RZ444 Chevron Corp 166764100 5414.00000000 NS USD 642100.40000000 1.095996886496 Long EC CORP US N 1 N N N MALAYSIA GOVERNMENT 254900GSIL471JOBYY43 Malaysia Government Bond 000000000 2156000.00000000 PA 515151.15000000 0.879308059106 Long DBT NUSS MY N 2 2019-10-31 Fixed 3.65000000 N N N N N N Suncor Energy Inc 549300W70ZOQDVLCHY06 Suncor Energy Inc 000000000 15990.00000000 NS 504375.67000000 0.860915464224 Long EC CORP CA N 1 N N N Camden Property Trust 5493002MYX22OHYJBD89 Camden Property Trust 133131102 2850.00000000 NS USD 316378.50000000 0.540024349703 Long EC US N 1 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED UYU / SOLD USD 000000000 1.00000000 NC -10411.88000000 -0.01777196846 N/A DFE UY N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 356000.00000000 USD 13447544.00000000 UYU 2020-05-29 -10411.88000000 N N N Johnson & Johnson 549300G0CFPGEF6X2043 Johnson & Johnson 478160104 8359.00000000 NS USD 1081487.42000000 1.845983657860 Long EC CORP US N 1 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED INR / SOLD USD 000000000 1.00000000 NC 4471.60000000 0.007632544190 N/A DFE IN N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 227000.00000000 USD 16385995.00000000 INR 2019-10-11 4471.60000000 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED UYU / SOLD USD 000000000 1.00000000 NC -189.30000000 -0.00032311490 N/A DFE UY N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 240000.00000000 USD 8918400.00000000 UYU 2019-11-06 -189.30000000 N N N Engie SA LAXUQCHT4FH58LRZDY46 Engie SA 000000000 66726.00000000 NS 1090159.80000000 1.860786485390 Long EC CORP FR N 2 N N N Accenture PLC 549300JY6CF6DO4YFQ03 Accenture PLC 000000000 5209.00000000 NS USD 1001951.15000000 1.710223729531 Long EC CORP IE N 1 N N N JNBY Design Ltd N/A JNBY Design Ltd 000000000 511000.00000000 NS 736398.87000000 1.256954315461 Long EC CORP KY N 2 N N N NOTA DO TESOURO NACIONAL 254900ZFY40OYEADAP90 Brazil Notas do Tesouro Nacional Serie B 000000000 1150000.00000000 PA 1032805.06000000 1.762888062549 Long DBT NUSS BR N 2 2023-05-15 Fixed 6.00000000 N N N N N N Texas Instruments Inc WDJNR2L6D8RWOEB8T652 Texas Instruments Inc 882508104 4789.00000000 NS USD 618930.36000000 1.056448099889 Long EC CORP US N 1 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED USD / SOLD CZK 000000000 1.00000000 NC 9322.65000000 0.015912769052 N/A DFE US N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 9787616.00000000 CZK 424000.00000000 USD 2020-06-08 9322.65000000 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED THB / SOLD USD 000000000 1.00000000 NC -3099.47000000 -0.00529046465 N/A DFE TH N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 809000.00000000 USD 24625960.00000000 THB 2019-11-22 -3099.47000000 N N N Faurecia SE 969500F0VMZLK2IULV85 Faurecia SE 000000000 7253.00000000 NS 344825.79000000 0.588580839108 Long EC CORP FR N 2 N N N Russian Federation 5493004EHVGF71PDBU58 Russian Federal Bond - OFZ 000000000 57800000.00000000 PA 903473.13000000 1.542132254571 Long DBT NUSS RU N 2 2028-01-19 Fixed 7.05000000 N N N N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED RUB / SOLD USD 000000000 1.00000000 NC 3630.74000000 0.006197285869 N/A DFE RU N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 307000.00000000 USD 20179110.00000000 RUB 2019-10-16 3630.74000000 N N N Tripod Technology Corp N/A Tripod Technology Corp 000000000 161000.00000000 NS 582826.80000000 0.994823174330 Long EC CORP TW N 2 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED RUB / SOLD USD 000000000 1.00000000 NC 12407.57000000 0.021178398407 N/A DFE RU N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 397000.00000000 USD 26595824.00000000 RUB 2019-10-16 12407.57000000 N N N Medtronic PLC 549300GX3ZBSQWUXY261 Medtronic PLC 000000000 7973.00000000 NS USD 866027.26000000 1.478216149034 Long EC CORP IE N 1 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED USD / SOLD EUR 000000000 1.00000000 NC 2557.14000000 0.004364765196 N/A DFE US N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 257000.00000000 EUR 282780.83000000 USD 2019-10-07 2557.14000000 N N N Tokyo Electron Ltd 549300H5LSF8DP3RIJ34 Tokyo Electron Ltd 000000000 3100.00000000 NS 595450.51000000 1.016370500661 Long EC CORP JP N 2 N N N BNP Paribas R0MUWSFPU8MPRO8K5P83 PURCHASED TRY / SOLD USD 000000000 1.00000000 NC 3624.16000000 0.006186054511 N/A DFE TR N 2 BNP Paribas R0MUWSFPU8MPRO8K5P83 439940.38000000 USD 2525000.00000000 TRY 2019-10-24 3624.16000000 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED KES / SOLD USD 000000000 1.00000000 NC 23.35000000 0.000039855959 N/A DFE KE N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 293942.04000000 USD 30681670.00000000 KES 2019-10-28 23.35000000 N N N Standard Bank Group Ltd 2549003PEZXUT7MDBU41 Standard Bank Group Ltd 000000000 22564.00000000 NS 260641.84000000 0.444887816813 Long EC CORP ZA N 2 N N N Exelon Corp 3SOUA6IRML7435B56G12 Exelon Corp 30161N101 13000.00000000 NS USD 628030.00000000 1.071980214662 Long EC CORP US N 1 N N N Galp Energia SGPS SA 2138003319Y7NM75FG53 Galp Energia SGPS SA 000000000 20881.00000000 NS 314083.77000000 0.536107490384 Long EC CORP PT N 2 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED USD / SOLD ZAR 000000000 1.00000000 NC -5057.40000000 -0.00863244229 N/A DFE US N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 10763000.00000000 ZAR 702195.24000000 USD 2019-11-08 -5057.40000000 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED PLN / SOLD USD 000000000 1.00000000 NC -13499.28000000 -0.02304183091 N/A DFE PL N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 1120515.35000000 USD 4439000.00000000 PLN 2019-10-07 -13499.28000000 N N N Cisco Systems Inc 8E6NF1YAL0WT6CWXXV93 Cisco Systems Inc 17275R102 34730.00000000 NS USD 1716009.30000000 2.929044819158 Long EC CORP US N 1 N N N Dominican Republic 254900EHU7Q8FGVPI369 Dominican Republic International Bond 25714PDX3 24000000.00000000 PA 462576.57000000 0.789568859459 Long DBT NUSS DO N 2 2023-02-15 Fixed 8.90000000 N N N N N N JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 PURCHASED PHP / SOLD USD 000000000 1.00000000 NC 4002.12000000 0.006831191912 N/A DFE PH N 2 JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 550161.95000000 USD 28944020.00000000 PHP 2020-03-31 4002.12000000 N N N Rio Tinto PLC 213800YOEO5OQ72G2R82 Rio Tinto PLC 000000000 26204.00000000 NS 1361088.94000000 2.323233625902 Long EC CORP GB N 2 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED INR / SOLD USD 000000000 1.00000000 NC -2595.86000000 -0.00443085610 N/A DFE IN N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 410000.00000000 USD 29244275.00000000 INR 2020-02-06 -2595.86000000 N N N PacWest Bancorp 549300YI8VMFO7G36V04 PacWest Bancorp 695263103 20174.00000000 NS USD 733123.16000000 1.251363027929 Long EC CORP US N 1 N N N BOC Aviation Ltd 254900H06V5RMEB3KE72 BOC Aviation Ltd 000000000 81800.00000000 NS 756705.40000000 1.291615395965 Long EC CORP SG N 2 N N N Legal & General Group PLC 213800JH9QQWHLO99821 Legal & General Group PLC 000000000 117682.00000000 NS 359324.07000000 0.613327856458 Long EC CORP GB N 2 N N N United Technologies Corp I07WOS4YJ0N7YRFE7309 United Technologies Corp 913017109 5966.00000000 NS USD 814478.32000000 1.390227607457 Long EC CORP US N 1 N N N Alaris Royalty Corp 549300826Z5H44WQ2N67 Alaris Royalty Corp 000000000 39650.00000000 NS 589280.67000000 1.005839241951 Long EC CORP CA N 1 N N N Gaztransport Et Technigaz SA 969500BVOHVZUUFWDT54 Gaztransport Et Technigaz SA 000000000 7324.00000000 NS 725836.08000000 1.238924759721 Long EC CORP FR N 2 N N N Standard Chartered Bank RILFO74KP1CM8P6PCT96 PURCHASED USD / SOLD CZK 000000000 1.00000000 NC 11569.69000000 0.019748226628 N/A DFE US N 2 Standard Chartered Bank RILFO74KP1CM8P6PCT96 6708000.00000000 CZK 295771.24000000 USD 2020-06-08 11569.69000000 N N N TOTAL SA 529900S21EQ1BO4ESM68 TOTAL SA 000000000 19023.00000000 NS 990335.69000000 1.690397378395 Long EC CORP FR N 2 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED MXN / SOLD USD 000000000 1.00000000 NC -2622.42000000 -0.00447619119 N/A DFE MX N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 336674.32000000 USD 6624000.00000000 MXN 2019-10-31 -2622.42000000 N N N TSMC 549300KB6NK5SBD14S87 Taiwan Semiconductor Manufacturing Co Ltd 874039100 13225.00000000 NS USD 614698.00000000 1.049223912858 Long EC CORP TW N 1 N N N Coca-Cola Co/The UWJKFUJFZ02DKWI3RY53 Coca-Cola Co/The 191216100 19090.00000000 NS USD 1039259.60000000 1.773905273788 Long EC CORP US N 1 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED BRL / SOLD USD 000000000 1.00000000 NC -2455.58000000 -0.00419141311 N/A DFE BR N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 178000.00000000 USD 731224.00000000 BRL 2019-11-08 -2455.58000000 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED IDR / SOLD USD 000000000 1.00000000 NC -1656.61000000 -0.00282765655 N/A DFE ID N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 403000.00000000 USD 5718570000.00000000 IDR 2019-11-15 -1656.61000000 N N N Standard Chartered Bank RILFO74KP1CM8P6PCT96 PURCHASED COP / SOLD USD 000000000 1.00000000 NC -13078.21000000 -0.02232310934 N/A DFE CO N 2 Standard Chartered Bank RILFO74KP1CM8P6PCT96 1093000.00000000 USD 3770850000.00000000 COP 2019-12-13 -13078.21000000 N N N Dominican Republic 254900EHU7Q8FGVPI369 Dominican Republic Bond 25714WBB8 13900000.00000000 PA 281794.96000000 0.480993936136 Long DBT NUSS DO N 2 2023-04-07 Fixed 10.50000000 N N N N N N Hang Seng Bank Ltd 5493009Z5F07LWZYMK62 Hang Seng Bank Ltd 000000000 24100.00000000 NS 521399.48000000 0.889973291873 Long EC CORP HK N 2 N N N Analog Devices Inc GYVOE5EZ4GDAVTU4CQ61 Analog Devices Inc 032654105 3018.00000000 NS USD 337201.14000000 0.575566374920 Long EC CORP US N 1 N N N Arab Republic of Egypt 529900GFIVH4086NMH82 Egypt Treasury Bills 000000000 34850000.00000000 PA 1956588.79000000 3.339688344680 Long DBT NUSS EG N 2 2020-05-12 None 0.00000000 N N N N N N Sands China Ltd 549300EVO6UZDGY05787 Sands China Ltd 000000000 126800.00000000 NS 578946.54000000 0.988199984438 Long EC CORP KY N 2 N N N Citizens Financial Group Inc 2138004JDDA4ZQUPFW65 Citizens Financial Group Inc 174610105 17445.00000000 NS USD 617029.65000000 1.053203790678 Long EC CORP US N 1 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED ZAR / SOLD USD 000000000 1.00000000 NC 4976.75000000 0.008494781353 N/A DFE ZA N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 1030110.46000000 USD 15752000.00000000 ZAR 2019-11-08 4976.75000000 N N N Russian Federation 5493004EHVGF71PDBU58 Russian Federal Bond - OFZ 000000000 22440000.00000000 PA 368236.75000000 0.628540850455 Long DBT NUSS RU N 2 2026-10-07 Fixed 7.95000000 N N N N N N Standard Chartered Bank RILFO74KP1CM8P6PCT96 PURCHASED USD / SOLD KZT 000000000 1.00000000 NC 893.44000000 0.001525006771 N/A DFE US N 2 Standard Chartered Bank RILFO74KP1CM8P6PCT96 216004600.00000000 KZT 554000.00000000 USD 2019-10-30 893.44000000 N N N MALAYSIA GOVERNMENT 254900GSIL471JOBYY43 Malaysia Government Bond 000000000 170000.00000000 PA 40989.85000000 0.069965301342 Long DBT NUSS MY N 2 2021-11-30 Fixed 3.62000000 N N N N N N Lowe's Companies, Inc WAFCR4OKGSC504WU3E95 Lowe's Cos Inc 548661107 4550.00000000 NS USD 500318.00000000 0.853989454388 Long EC CORP US N 1 N N N BNP Paribas R0MUWSFPU8MPRO8K5P83 PURCHASED USD / SOLD AUD 000000000 1.00000000 NC 10088.22000000 0.017219515375 N/A DFE US N 2 BNP Paribas R0MUWSFPU8MPRO8K5P83 3068000.00000000 AUD 2082236.57000000 USD 2019-10-21 10088.22000000 N N N Royal Dutch Shell PLC 21380068P1DRHMJ8KU70 Royal Dutch Shell PLC 000000000 22738.00000000 NS 667975.28000000 1.140162546444 Long EC CORP GB N 2 N N N Coway Co Ltd N/A Coway Co Ltd 000000000 13005.00000000 NS 920559.61000000 1.571297053225 Long EC CORP KR N 2 N N N Cie de Saint-Gobain NFONVGN05Z0FMN5PEC35 Cie de Saint-Gobain 000000000 10893.00000000 NS 427888.16000000 0.730359443988 Long EC CORP FR N 2 N N N Bristol-Myers Squibb Co HLYYNH7UQUORYSJQCN42 Bristol-Myers Squibb Co 110122108 9600.00000000 NS USD 486816.00000000 0.830942980718 Long EC CORP US N 1 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED GHS / SOLD USD 000000000 1.00000000 NC -363.80000000 -0.00062096779 N/A DFE GH N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 557808.16000000 USD 3111175.00000000 GHS 2020-01-02 -363.80000000 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED USD / SOLD ZAR 000000000 1.00000000 NC -523.16000000 -0.00089297831 N/A DFE US N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 800000.00000000 ZAR 52046.02000000 USD 2019-11-08 -523.16000000 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED USD / SOLD RUB 000000000 1.00000000 NC 4241.05000000 0.007239019934 N/A DFE US N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 11428000.00000000 RUB 180160.01000000 USD 2019-10-16 4241.05000000 N N N CCR SA N/A CCR SA 000000000 155500.00000000 NS 645585.39000000 1.101945392664 Long EC CORP BR N 1 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED USD / SOLD DOP 000000000 1.00000000 NC 2659.75000000 0.004539909520 N/A DFE US N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 19758290.00000000 DOP 380000.00000000 USD 2019-11-29 2659.75000000 N N N Pattern Energy Group Inc 549300YTEUCT3H1Y2T51 Pattern Energy Group Inc 70338P100 21135.00000000 NS USD 569165.55000000 0.971504877899 Long EC CORP US N 1 N N N Ping An Insurance Group Co of China Ltd 529900M9MC28JLN35U89 Ping An Insurance Group Co of China Ltd 000000000 99500.00000000 NS 1151484.30000000 1.965460865076 Long EC CORP CN N 2 N N N Gilead Sciences Inc 549300WTZWR07K8MNV44 Gilead Sciences Inc 375558103 7260.00000000 NS USD 460138.80000000 0.785407846119 Long EC CORP US N 1 N N N Mowi ASA 549300W1OGQF5LZIH349 Mowi ASA 000000000 51694.00000000 NS 1192630.69000000 2.035693363499 Long EC CORP NO N 2 N N N Dominican Republic 254900EHU7Q8FGVPI369 Dominican Republic International Bond 25714PBN7 26100000.00000000 PA 588923.72000000 1.005229966379 Long DBT NUSS DO Y 2 2022-02-04 Fixed 16.95000000 N N N N N N BNP Paribas R0MUWSFPU8MPRO8K5P83 PURCHASED BRL / SOLD USD 000000000 1.00000000 NC -850.30000000 -0.00145137139 N/A DFE BR N 2 BNP Paribas R0MUWSFPU8MPRO8K5P83 35626.65000000 USD 146500.00000000 BRL 2020-05-18 -850.30000000 N N N Vonovia SE 5299005A2ZEP6AP7KM81 Vonovia SE 000000000 9768.00000000 NS 495508.17000000 0.845779587668 Long EC CORP DE N 2 N N N Cineworld Group PLC 213800J2J3TOOI176M73 Cineworld Group PLC 000000000 159812.00000000 NS 447932.27000000 0.764572601545 Long EC CORP GB N 2 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED UGX / SOLD USD 000000000 1.00000000 NC -249.75000000 -0.00042629660 N/A DFE UG N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 446000.00000000 USD 1658228000.00000000 UGX 2019-11-18 -249.75000000 N N N Dominican Republic 254900EHU7Q8FGVPI369 Dominican Republic International Bond 25714PBE7 16500000.00000000 PA 354541.54000000 0.605164587927 Long DBT NUSS DO Y 2 2021-06-04 Fixed 15.95000000 N N N N N N NOTA DO TESOURO NACIONAL 254900ZFY40OYEADAP90 Brazil Notas do Tesouro Nacional Serie F 000000000 2656000.00000000 PA 766070.96000000 1.307601407810 Long DBT NUSS BR N 2 2027-01-01 Fixed 10.00000000 N N N N N N State Street Global Advisors 549300Q3FHSMZ70NLT76 State Street Institutional Treasury Money Market Fund 857492870 603758.37000000 NS USD 603758.37000000 1.030551131437 Long STIV RF US N 1 N N N International Game Technology PLC 549300UQ6KHRCZDRGZ76 International Game Technology PLC 000000000 25000.00000000 NS USD 355250.00000000 0.606373853571 Long EC CORP GB N 1 N N N Alumina Ltd 2138002VD9MW2WT8HR38 Alumina Ltd 000000000 371769.00000000 NS 595166.24000000 1.015885282096 Long EC CORP AU N 2 N N N Brixmor Property Group Inc 5299007UXW6Y0W2EGZ95 Brixmor Property Group Inc 11120U105 71940.00000000 NS USD 1459662.60000000 2.491488348139 Long EC US N 1 N N N BNP Paribas R0MUWSFPU8MPRO8K5P83 PURCHASED USD / SOLD RUB 000000000 1.00000000 NC -4015.82000000 -0.00685457635 N/A DFE US N 2 BNP Paribas R0MUWSFPU8MPRO8K5P83 12407000.00000000 RUB 186973.55000000 USD 2019-10-16 -4015.82000000 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED USD / SOLD BRL 000000000 1.00000000 NC 7083.22000000 0.012090300934 N/A DFE US N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 1238163.50000000 BRL 301000.00000000 USD 2020-05-18 7083.22000000 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED KZT / SOLD USD 000000000 1.00000000 NC -1862.76000000 -0.00317953260 N/A DFE KZ N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 581000.00000000 USD 230308400.00000000 KZT 2020-01-15 -1862.76000000 N N N MetLife Inc C4BXATY60WC6XEOZDX54 MetLife Inc 59156R108 8600.00000000 NS USD 405576.00000000 0.692274967026 Long EC CORP US N 1 N N N JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 PURCHASED PEN / SOLD USD 000000000 1.00000000 NC 2709.39000000 0.004624639704 N/A DFE PE N 2 JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 638000.00000000 USD 2159630.00000000 PEN 2019-10-04 2709.39000000 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED CNY / SOLD USD 000000000 1.00000000 NC -1997.40000000 -0.00340934872 N/A DFE CN N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 1237000.00000000 USD 8795688.50000000 CNY 2019-11-08 -1997.40000000 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED USD / SOLD RUB 000000000 1.00000000 NC 5697.72000000 0.009725400233 N/A DFE US N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 30486687.50000000 RUB 475000.00000000 USD 2019-10-16 5697.72000000 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED PEN / SOLD USD 000000000 1.00000000 NC 10037.48000000 0.017132907608 N/A DFE PE N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 830000.00000000 USD 2834948.00000000 PEN 2019-11-07 10037.48000000 N N N Boeing Co/The RVHJWBXLJ1RFUBSY1F30 Boeing Co/The 097023105 2080.00000000 NS USD 791377.60000000 1.350797142695 Long EC CORP US N 1 N N N Valero Energy Corp 549300XTO5VR8SKV1V74 Valero Energy Corp 91913Y100 7230.00000000 NS USD 616285.20000000 1.051933093943 Long EC CORP US N 1 N N N JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 PURCHASED GHS / SOLD USD 000000000 1.00000000 NC 17759.04000000 0.030312786827 N/A DFE GH N 2 JPMorgan Chase Bank, National Association 7H6GLXDRUGQFU57RNE97 737000.00000000 USD 4071925.00000000 GHS 2019-10-02 17759.04000000 N N N JPMorgan Chase & Co 8I5DZWZKVSZI1NUHU748 JPMorgan Chase & Co 46625H100 7977.00000000 NS USD 938813.13000000 1.602453864664 Long EC CORP US N 1 N N N Raytheon Co YR6K3WJN0KKLUPZSNL57 Raytheon Co 755111507 3380.00000000 NS USD 663122.20000000 1.131878856588 Long EC CORP US N 1 N N N Standard Chartered Bank RILFO74KP1CM8P6PCT96 PURCHASED CZK / SOLD USD 000000000 1.00000000 NC -26953.51000000 -0.04600676629 N/A DFE CZ N 2 Standard Chartered Bank RILFO74KP1CM8P6PCT96 748981.37000000 USD 17042000.00000000 CZK 2020-06-08 -26953.51000000 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED HUF / SOLD USD 000000000 1.00000000 NC -6401.69000000 -0.01092700192 N/A DFE HU N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 828868.34000000 USD 250053000.00000000 HUF 2020-03-27 -6401.69000000 N N N Samsung Electronics Co Ltd 9884007ER46L6N7EI764 Samsung Electronics Co Ltd 000000000 11330.00000000 NS 462263.21000000 0.789033987367 Long EC CORP KR N 2 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED USD / SOLD ZAR 000000000 1.00000000 NC 4382.54000000 0.007480528270 N/A DFE US N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 4411000.00000000 ZAR 294235.87000000 USD 2019-11-08 4382.54000000 N N N Moscow Exchange MICEX-RTS PJSC 253400M5M1222KPNWE87 Moscow Exchange MICEX-RTS PJSC 000000000 586221.00000000 NS USD 854632.84000000 1.458767089598 Long EC CORP RU N 1 N N N Tapestry Inc 549300LJNVY5SW3VTN33 Tapestry Inc 876030107 16065.00000000 NS USD 418493.25000000 0.714323334824 Long EC CORP US N 1 N N N Republic of Indonesia 529900FWX0GRR7WG5W79 Indonesia Treasury Bond 000000000 6853000000.00000000 PA 515212.11000000 0.879412111323 Long DBT NUSS ID N 2 2026-09-15 Fixed 8.38000000 N N N N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED INR / SOLD USD 000000000 1.00000000 NC -27205.63000000 -0.04643710823 N/A DFE IN N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 1121000.00000000 USD 77430272.50000000 INR 2019-10-11 -27205.63000000 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED MXN / SOLD USD 000000000 1.00000000 NC -9151.86000000 -0.01562124874 N/A DFE MX N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 388238.24000000 USD 7517000.00000000 MXN 2019-10-31 -9151.86000000 N N N BB Seguridade Participacoes SA 254900ZFY40OYEADAP90 BB Seguridade Participacoes SA 000000000 138602.00000000 NS 1168540.67000000 1.994574269171 Long EC CORP BR N 1 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED USD / SOLD GHS 000000000 1.00000000 NC -3081.56000000 -0.00525989419 N/A DFE US N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 960750.00000000 GHS 175000.00000000 USD 2019-10-02 -3081.56000000 N N N Standard Chartered Bank RILFO74KP1CM8P6PCT96 PURCHASED SGD / SOLD USD 000000000 1.00000000 NC -2862.85000000 -0.00488657955 N/A DFE SG N 2 Standard Chartered Bank RILFO74KP1CM8P6PCT96 1010884.61000000 USD 1393000.00000000 SGD 2019-10-18 -2862.85000000 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED USD / SOLD CZK 000000000 1.00000000 NC 7329.14000000 0.012510060141 N/A DFE US N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 7340000.00000000 CZK 318306.99000000 USD 2020-06-08 7329.14000000 N N N Carter's Inc 5299003WAQK4R3L3ZU36 Carter's Inc 146229109 6500.00000000 NS USD 592865.00000000 1.011957310901 Long EC CORP US N 1 N N N Fibra Uno Administracion SA de CV N/A Fibra Uno Administracion SA de CV 000000000 253000.00000000 NS 369743.59000000 0.631112865592 Long EC MX N 1 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED USD / SOLD GHS 000000000 1.00000000 NC -2395.06000000 -0.00408811192 N/A DFE US N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 3111175.00000000 GHS 574282.42000000 USD 2019-10-02 -2395.06000000 N N N Eaton Corp PLC 549300VDIGTMXUNT7H71 Eaton Corp PLC 000000000 33054.00000000 NS USD 2748440.10000000 4.691294059812 Long EC CORP IE N 1 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED IDR / SOLD USD 000000000 1.00000000 NC -4025.36000000 -0.00687086011 N/A DFE ID N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 323000.00000000 USD 4544933000.00000000 IDR 2019-11-15 -4025.36000000 N N N Intel Corp KNX4USFCNGPY45LOCE31 Intel Corp 458140100 9430.00000000 NS USD 485927.90000000 0.829427088757 Long EC CORP US N 1 N N N Verizon Communications Inc 2S72QS2UO2OESLG6Y829 Verizon Communications Inc 92343V104 15980.00000000 NS USD 964552.80000000 1.646388735565 Long EC CORP US N 1 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED CZK / SOLD USD 000000000 1.00000000 NC -24443.80000000 -0.04172295904 N/A DFE CZ N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 674319.71000000 USD 15339000.00000000 CZK 2020-06-08 -24443.80000000 N N N Standard Chartered Bank RILFO74KP1CM8P6PCT96 PURCHASED EUR / SOLD USD 000000000 1.00000000 NC -4592.32000000 -0.00783860035 N/A DFE XX N 2 Standard Chartered Bank RILFO74KP1CM8P6PCT96 284816.01000000 USD 257000.00000000 EUR 2019-10-07 -4592.32000000 N N N Kimberly-Clark Corp MP3J6QPYPGN75NVW2S34 Kimberly-Clark Corp 494368103 4200.00000000 NS USD 596610.00000000 1.018349626402 Long EC CORP US N 1 N N N Bank Leumi Le-Israel BM 7JDSZWRGUQY2DSTWCR57 Bank Leumi Le-Israel BM 000000000 120140.00000000 NS 855147.48000000 1.459645525178 Long EC CORP IL N 2 N N N AT&T Inc 549300Z40J86GGSTL398 AT&T Inc 00206R102 19053.00000000 NS USD 720965.52000000 1.230611233370 Long EC CORP US N 1 N N N Citibank, National Association E57ODZWZ7FF32TWEFA76 PURCHASED USD / SOLD CZK 000000000 1.00000000 NC 1675.77000000 0.002860360626 N/A DFE US N 2 Citibank, National Association E57ODZWZ7FF32TWEFA76 1992000.00000000 CZK 86071.94000000 USD 2020-06-08 1675.77000000 N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 Microsoft Corp 594918104 10460.00000000 NS USD 1454253.80000000 2.482256103525 Long EC CORP US N 1 N N N DBS Group Holdings Ltd 5493007FKT78NKPM5V55 DBS Group Holdings Ltd 000000000 76900.00000000 NS 1386009.62000000 2.365770568239 Long EC CORP SG N 2 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED ZAR / SOLD USD 000000000 1.00000000 NC 2168.54000000 0.003701466450 N/A DFE ZA N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 281836.47000000 USD 4322000.00000000 ZAR 2019-11-08 2168.54000000 N N N EGYPT TREASURY BILL 529900GFIVH4086NMH82 Egypt Treasury Bills 000000000 3475000.00000000 PA 210043.26000000 0.358521438375 Long DBT NUSS EG N 2 2019-11-05 None 0.00000000 N N N N N N Blackstone Mortgage Trust Inc 549300OLDJ20R2Y2UW20 Blackstone Mortgage Trust Inc 09257W100 31889.00000000 NS USD 1143220.65000000 1.951355696054 Long EC US N 1 N N N HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 PURCHASED UYU / SOLD USD 000000000 1.00000000 NC -32518.09000000 -0.05550491075 N/A DFE UY N 2 HSBC Bank USA, National Association 1IE8VN30JCEQV1H4R804 547000.00000000 USD 19027942.00000000 UYU 2019-10-04 -32518.09000000 N N N Leggett & Platt Inc DKOVQUCDW4ZLYCUD4T55 Leggett & Platt Inc 524660107 28271.00000000 NS USD 1157414.74000000 1.975583493524 Long EC CORP US N 1 N N N Pfizer Inc 765LHXWGK1KXCLTFYQ30 Pfizer Inc 717081103 49309.00000000 NS USD 1771672.37000000 3.024055741769 Long EC CORP US N 1 N N N 2019-10-30 Lazard World Dividend & Income Fund, Inc. Christopher Snively Christopher Snively SVP XXXX NPORT-EX 2 c94484_nportex.HTM

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES

 

Investment Company Act file number 811-21751

 

Lazard World Dividend & Income Fund, Inc.
(Exact name of Registrant as specified in charter)

 

30 Rockefeller Plaza
New York, New York 10112
(Address of principal executive offices)   (Zip code)

 

Mark R. Anderson, Esq.
Lazard Asset Management LLC
30 Rockefeller Plaza
New York, New York 10112
(Name and address of agent for service)

 

Registrant’s telephone number, including area code: (212) 632-6000

 

Date of fiscal year end: 12/31

 

Date of reporting period: 9/30/2019

 

Lazard World Dividend & Income Fund, Inc.

Portfolio of Investments

September 30, 2019 (unaudited)

 

Description  Shares   Fair
Value		 
Common Stocks  |  98.4%          
Australia  |  1.0%          
Alumina, Ltd.   371,769   $595,166 
Brazil  |  3.1%          
BB Seguridade Participacoes SA   138,602    1,168,541 
CCR SA   155,500    645,585 
         1,814,126 
Canada  |  1.9%          
Alaris Royalty Corp.   39,650    589,280 
Suncor Energy, Inc.   15,990    504,376 
         1,093,656 
China  |  3.3%          
JNBY Design, Ltd.   532,000    766,662 
Ping An Insurance (Group) Co. of China, Ltd., Class H   99,500    1,151,484 
         1,918,146 
France  |  6.1%          
Cie de Saint-Gobain   10,893    427,888 
Engie SA   66,726    1,090,160 
Faurecia SA   7,253    344,826 
Gaztransport Et Technigaz SA   7,324    725,836 
Total SA   19,023    990,336 
         3,579,046 
Germany  |  0.9%          
Vonovia SE   9,768    495,508 
Hong Kong  |  1.9%          
Hang Seng Bank, Ltd.   24,100    521,399 
Sands China, Ltd.   126,800    578,947 
         1,100,346 
Israel  |  1.5%          
Bank Leumi Le-Israel BM   120,140    855,148 
Italy  |  1.8%          
Banca Farmafactoring SpA   199,750    1,041,325 
Japan  |  3.3%          
Amada Holdings Co., Ltd.   50,600    549,245 
Daiwa House Industry Co., Ltd.   24,100    785,241 
Tokyo Electron, Ltd.   3,100    595,451 
         1,929,937 
Mexico  |  1.3%          
Fibra Uno Administracion SA de CV REIT   253,000    369,744 
Grupo Financiero Banorte SAB de CV, Class O   71,900    386,461 
         756,205 
Description  Shares   Fair
Value		 
Netherlands  |  1.1%          
Royal Dutch Shell PLC, B Shares   22,738   $667,975 
Norway  |  2.0%          
Mowi ASA   51,694    1,192,631 
Portugal  |  0.5%          
Galp Energia SGPS SA   20,881    314,084 
Russia  |  1.5%          
Moscow Exchange MICEX-RTS PJ (*)   586,221    854,633 
Singapore  |  5.6%          
BOC Aviation, Ltd.   81,800    756,705 
DBS Group Holdings, Ltd.   76,900    1,386,010 
NetLink NBN Trust   1,786,100    1,150,169 
         3,292,884 
South Africa  |  0.4%          
Standard Bank Group, Ltd.   22,564    260,642 
South Korea  |  2.4%          
Samsung Electronics Co., Ltd.   11,330    462,263 
Woongjin Coway Co., Ltd.   13,005    920,560 
         1,382,823 
Switzerland  |  1.6%          
ABB, Ltd.   48,015    943,076 
Taiwan  |  2.0%          
Taiwan Semiconductor Manufacturing Co., Ltd. Sponsored ADR   13,225    614,698 
Tripod Technology Corp.   161,000    582,827 
         1,197,525 
United Kingdom  |  3.7%          
Cineworld Group PLC   159,812    447,932 
Legal & General Group PLC   117,682    359,324 
Rio Tinto PLC   26,204    1,361,089 
         2,168,345 
United States  |  51.5%          
Accenture PLC, Class A   5,209    1,001,951 
Analog Devices, Inc.   3,018    337,201 
AT&T, Inc.   19,053    720,966 
Blackstone Mortgage Trust, Inc., Class A REIT   31,889    1,143,221 
Bristol-Myers Squibb Co.   9,600    486,816 
Brixmor Property Group, Inc. REIT   71,940    1,459,663 
Camden Property Trust REIT   2,850    316,379 
Carter’s, Inc.   6,500    592,865 
Chevron Corp.   5,414    642,100 
Cisco Systems, Inc.   34,730    1,716,009 
Citizens Financial Group, Inc.   17,445    617,030 
Eaton Corp. PLC   33,054    2,748,440 


 

Lazard World Dividend & Income Fund, Inc.

Portfolio of Investments (continued)

September 30, 2019 (unaudited)

 

         
Description  Shares   Fair
Value		 
Exelon Corp.   13,000   $628,030 
Gilead Sciences, Inc.   7,260    460,139 
Intel Corp.   9,430    485,928 
International Game Technology PLC   25,000    355,250 
Johnson & Johnson   8,359    1,081,487 
JPMorgan Chase & Co.   7,977    938,813 
Kimberly-Clark Corp.   4,200    596,610 
Leggett & Platt, Inc.   28,271    1,157,415 
Lowe’s Cos., Inc.   4,550    500,318 
Medtronic PLC   7,973    866,027 
MetLife, Inc.   8,600    405,576 
Microsoft Corp.   10,460    1,454,254 
PacWest Bancorp   20,174    733,123 
Pattern Energy Group, Inc., Class A   21,135    569,166 
Pfizer, Inc.   49,309    1,771,672 
Raytheon Co.   3,380    663,122 
Skyworks Solutions, Inc.   5,350    423,987 
Tapestry, Inc.   16,065    418,493 
Texas Instruments, Inc.   4,789    618,930 
The Boeing Co.   2,080    791,378 
The Coca-Cola Co.   19,090    1,039,260 
United Technologies Corp.   5,966    814,478 
Valero Energy Corp.   7,230    616,285 
Verizon Communications, Inc.   15,980    964,553 
         30,136,935 
Total Common Stocks
(Cost $55,068,476)		        57,590,162 
          
Description  Principal
Amount
(000) («)		    Fair
Value		 
Foreign Government Obligations  |  13.6%          
Brazil  |  3.0%          
Brazil NTN-B,
6.00%, 05/15/23		   1,150   $1,012,630 
Brazil NTN-F,
10.00%, 01/01/27		   2,656    749,459 
         1,762,089 
Dominican Republic  |  2.9%          
Dominican Republic Bonds:          
15.95%, 06/04/21 (#)   16,500    354,541 
16.95%, 02/04/22 (#)   26,100    588,924 
8.90%, 02/15/23   24,000    462,577 
10.50%, 04/07/23   13,900    281,795 
         1,687,837 
Description  Principal
Amount
(000) («)		   Fair
Value		 
Egypt  |  3.7%          
Egypt Treasury Bills:          
0.00%, 11/05/19   3,475   $210,043 
0.00%, 05/12/20   34,850    1,956,589 
         2,166,632 
Indonesia  |  0.9%          
Indonesia Government Bonds,
8.37%, 09/15/26		   6,853,000    515,212 
Malaysia  |  0.9%          
Malaysia Government Bonds:          
3.65%, 10/31/19   2,156    515,151 
3.62%, 11/30/21   170    40,990 
         556,141 
Russia  |  2.2%          
Russia Government Bonds - OFZ:          
7.95%, 10/07/26   22,440    368,237 
7.05%, 01/19/28   57,800    903,473 
         1,271,710 
Total Foreign Government Obligations
(Cost $8,102,559)		        7,959,621 
           
Description  Shares     Fair
Value		 
Short-Term Investments  |  1.0%          
State Street Institutional Treasury Money Market Fund, Premier Class,
1.95% (7 day yield)
(Cost $603,758)		   603,758   $603,758 
Total Investments  |  113.0%
(Cost $63,774,793) (»)		       $66,153,541 
Liabilities in Excess of Cash and Other Assets  |  (13.0)%        (7,590,655)
Net Assets  |  100.0%       $58,562,886 


 

Lazard World Dividend & Income Fund, Inc.

Portfolio of Investments (continued)

September 30, 2019 (unaudited)

Forward Currency Contracts open at September 30, 2019

Currency
Purchased		  Quantity  Currency
Sold		  Quantity  Counterparty  Settlement
Date		  Unrealized
Appreciation		   Unrealized
Depreciation		 
AUD  576,000  USD  391,957  BNP  10/21/19  $—   $2,923 
BRL  146,500  USD  35,627  BNP  05/18/20   —    850 
BRL  731,224  USD  178,000  CIT  11/08/19   —    2,456 
CLP  720,564,300  USD  1,010,000  BNP  11/15/19   —    20,921 
CLP  329,415,400  USD  466,000  CIT  10/18/19   —    14,088 
CNY  8,795,689  USD  1,237,000  CIT  11/08/19   —    1,997 
CNY  382,000  USD  53,144  HSB  12/05/19   404    — 
COP  3,770,850,000  USD  1,093,000  SCB  12/13/19   —    13,078 
CZK  15,339,000  USD  674,320  CIT  06/08/20   —    24,444 
CZK  17,042,000  USD  748,981  SCB  06/08/20   —    26,954 
EUR  257,000  USD  284,816  SCB  10/07/19   —    4,592 
GHS  3,111,175  USD  576,613  CIT  10/02/19   64    — 
GHS  3,111,175  USD  557,808  CIT  01/02/20   —    364 
GHS  4,071,925  USD  737,000  JPM  10/02/19   17,759    — 
HUF  250,053,000  USD  828,868  CIT  03/27/20   —    6,402 
IDR  4,544,933,000  USD  323,000  HSB  11/15/19   —    4,025 
IDR  5,718,570,000  USD  403,000  HSB  11/15/19   —    1,657 
ILS  1,033,000  USD  294,157  SCB  10/25/19   3,347    — 
INR  77,430,273  USD  1,121,000  CIT  10/11/19   —    27,206 
INR  649,674  USD  9,000  CIT  11/08/19   156    — 
INR  29,244,275  USD  410,000  CIT  02/06/20   —    2,596 
INR  16,385,995  USD  227,000  HSB  10/11/19   4,472    — 
KES  30,681,670  USD  293,942  CIT  10/28/19   23    — 
KZT  230,308,400  USD  581,000  HSB  01/15/20   —    1,863 
KZT  323,850,500  USD  823,000  SCB  10/30/19   6,259    — 
MXN  6,624,000  USD  336,674  HSB  10/31/19   —    2,622 
MXN  7,517,000  USD  388,238  HSB  10/31/19   —    9,152 
PEN  2,834,948  USD  830,000  HSB  11/07/19   10,037    — 
PEN  2,159,630  USD  638,000  JPM  10/04/19   2,709    — 
PHP  28,944,020  USD  550,162  JPM  03/31/20   4,002    — 
PLN  4,439,000  USD  1,120,515  CIT  10/07/19   —    13,499 
RUB  16,869,000  USD  253,193  BNP  10/16/19   6,483    — 
RUB  20,179,110  USD  307,000  CIT  10/16/19   3,631    — 
RUB  26,595,824  USD  397,000  HSB  10/16/19   12,408    — 
SGD  1,393,000  USD  1,010,885  SCB  10/18/19   —    2,863 
THB  24,625,960  USD  809,000  HSB  11/22/19   —    3,099 
TRY  2,525,000  USD  439,940  BNP  10/24/19   3,624    — 
TRY  2,416,000  USD  366,460  HSB  07/02/20   28,324    — 
UGX  1,658,228,000  USD  446,000  CIT  11/18/19   —    250 
USD  2,082,237  AUD  3,068,000  BNP  10/21/19   10,088    — 
USD  301,000  BRL  1,238,164  CIT  05/18/20   7,083    — 
USD  86,072  CZK  1,992,000  CIT  06/08/20   1,676    — 
USD  318,307  CZK  7,340,000  CIT  06/08/20   7,329    — 
USD  424,000  CZK  9,787,616  CIT  06/08/20   9,323    — 
USD  295,771  CZK  6,708,000  SCB  06/08/20   11,570    — 
USD  380,000  DOP  19,758,290  CIT  11/29/19   2,660    — 
 

Lazard World Dividend & Income Fund, Inc.

Portfolio of Investments (concluded)

September 30, 2019 (unaudited)

 

Forward Currency Contracts open at September 30, 2019 (concluded)

Currency
Purchased		  Quantity  Currency
Sold		  Quantity  Counterparty  Settlement
Date		  Unrealized
Appreciation		   Unrealized
Depreciation		 
USD  282,781  EUR  257,000  HSB  10/07/19  $2,557   $— 
USD  175,000  GHS  960,750  CIT  10/02/19   —    3,082 
USD  574,282  GHS  3,111,175  CIT  10/02/19   —    2,395 
USD  554,000  KZT  216,004,600  SCB  10/30/19   893    — 
USD  186,974  RUB  12,407,000  BNP  10/16/19   —    4,016 
USD  475,000  RUB  30,486,688  CIT  10/16/19   5,698    — 
USD  180,160  RUB  11,428,000  HSB  10/16/19   4,241    — 
USD  377,428  TRY  2,416,000  SCB  07/02/20   —    17,355 
USD  702,195  ZAR  10,763,000  CIT  11/08/19   —    5,057 
USD  52,046  ZAR  800,000  HSB  11/08/19   —    523 
USD  294,236  ZAR  4,411,000  HSB  11/08/19   4,383    — 
UYU  8,918,400  USD  240,000  CIT  11/06/19   —    189 
UYU  19,027,942  USD  547,000  HSB  10/04/19   —    32,518 
UYU  13,447,544  USD  356,000  HSB  05/29/20   —    10,412 
ZAR  4,322,000  USD  281,836  HSB  11/08/19   2,169    — 
ZAR  15,752,000  USD  1,030,110  HSB  11/08/19   4,977    — 
Total gross unrealized appreciation/depreciation on Forward Currency Contracts  $178,349   $263,448 

 

Currency Abbreviations:

AUD — Australian Dollar
BRL — Brazilian Real
CLP — Chilean Peso
CNY — Chinese Renminbi
COP — Colombian Peso
CZK — Czech Koruna
DOP — Dominican Republic Peso
EUR — Euro
GHS — Ghanaian Cedi
HUF — Hungarian Forint
IDR — Indonesian Rupiah
ILS — Israeli Shekel
INR — Indian Rupee
KES — Kenyan Shilling
KZT — Kazakhstan Tenge
MXN — Mexican New Peso
PEN — Peruvian New Sol
PHP — Philippine Peso
PLN — Polish Zloty
RUB — Russian Ruble
SGD — Singapore Dollar
THB — Thai Baht
TRY — New Turkish Lira
UGX — Ugandan Shilling
USD — United States Dollar
UYU — Uruguayan Peso
ZAR — South African Rand

 

 

Counterparty Abbreviations:

BNP — BNP Paribas SA
CIT — Citibank NA
HSB — HSBC Bank USA NA
JPM — JPMorgan Chase Bank NA
SCB — Standard Chartered Bank


 

Lazard World Dividend & Income Fund, Inc.

Notes to Portfolio of Investments

September 30, 2019 (unaudited)

 

(*) Non-income producing security.
(«) Principal amount denominated in respective country’s currency.
(#) Pursuant to Rule 144A under the Securities Act of 1933, these securities may only be traded among “qualified institutional buyers.” At September 31, 2019, these securities amounted to 1.6% of net assets.
(») The Fund, at all times, maintains portfolio securities in sufficient amount to cover its obligations related to investments in forward currency contracts.

 

Security Abbreviations:

ADR - American Depositary Receipt
NTN-B - Brazil Sovereign “Nota do Tesouro Nacional” Series B
NTN-F - Brazil Sovereign “Nota do Tesouro Nacional” Series F
REIT - Real Estate Investment Trust

 

Portfolio holdings by industry† (as a percentage of net assets):

Common Stocks     
Aerospace & Defense   3.9%
Auto Components   0.6 
Banks   9.7 
Beverages   1.8 
Biotechnology   0.8 
Building Products   0.7 
Capital Markets   2.5 
Communications Equipment   2.9 
Diversified Financial Services   1.8 
Diversified Telecommunication Services   4.8 
Electric Utilities   1.1 
Electrical Equipment   6.3 
Electronic Equipment, Instruments & Components   1.0 
Entertainment   0.8 
Equity Real Estate Investment Trusts (REITs)   3.7 
Food Products   2.0 
Health Care Equipment & Supplies   1.5 
Hotels, Restaurants & Leisure   1.6 
Household Durables   3.5 
Household Products   1.0 
Independent Power & Renewable Electricity Producers   1.0 
Insurance   5.3 
IT Services   1.7 
Machinery   0.9 
Metals & Mining   3.3 
Mortgage Real Estate Investment Trusts (REITs)   1.9 
Multi-Utilities   1.9 
Oil, Gas & Consumable Fuels   7.6 
Pharmaceuticals   5.7 
Real Estate Management & Development   2.2 
Semiconductors & Semiconductor Equipment   5.3 
Software   2.5 
Specialty Retail   0.9 
Technology Hardware, Storage & Peripherals   0.8 
Textiles, Apparel & Luxury Goods   3.0 
Trading Companies & Distributors   1.3 
Transportation Infrastructure   1.1 
Subtotal   98.4 
Foreign Government Obligations   13.6 
Short-Term Investments   1.0 
Total Investments   113.0%

 

† Industry classifications may be different than those used for compliance monitoring purposes.

 

Various inputs are used in determining the fair value of investments and derivative financial instruments. For information about the Fund’s policy regarding valuation of investments and derivative financial instruments, refer to notes to the financial statements.

 

Item 2. Controls and Procedures.

 

(a) The Registrant’s principal executive and principal financial officers have concluded, based on their evaluation of the Registrant’s disclosure controls and procedures as of a date within 90 days of the filing date of this report, that the Registrant’s disclosure controls and procedures are reasonably designed to ensure that information required to be disclosed by the Registrant is recorded, processed, summarized and reported within the required time periods and that information required to be disclosed by the Registrant in the reports that it files or submits is accumulated and communicated to the Registrant’s management, including its principal executive and principal financial officers, as appropriate to allow timely decisions regarding required disclosure.

 

(b) There were no changes to the Registrant’s internal control over financial reporting that occurred during the Registrant’s most recent fiscal quarter of the period covered by this report that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Lazard World Dividend & Income Fund, Inc.

 

By: /s/ Nathan A. Paul
  Nathan A. Paul
  Chief Executive Officer

 

Date: November 25, 2019

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

 

By: /s/ Nathan A. Paul
  Nathan A. Paul
  Chief Executive Officer

 

Date: November 25, 2019

 

By: /s/ Christopher Snively
  Christopher Snively
  Chief Financial Officer

 

Date: November 25, 2019