The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABSOLUTE SOFTWARE CORPORATION | COM | 00386B109 | 2,749 | 450,700 | SH | SOLE | 450,700 | 0 | 0 | ||
| ALLOT COMMUNICATIONS, LTD. | COM | IL0010996 | 1,113 | 97,485 | SH | SOLE | 97,485 | 0 | 0 | ||
| AMERICAN ELECTRIC TECH | COM | 025576109 | 504 | 68,000 | SH | DFND | 1 | 68,000 | 0 | 0 | |
| AMERICAN SUPERCONDUCTOR | COM | 030111108 | 5 | 3,482 | SH | SOLE | 3,482 | 0 | 0 | ||
| BANKRATE INC | COM | 06647F102 | 120 | 10,600 | SH | SOLE | 1 | 10,600 | 0 | 0 | |
| BARRACUDA NETWORKS, INC. | COM | 068323104 | 112 | 4,350 | SH | SOLE | 1 | 4,350 | 0 | 0 | |
| CALIX INC. | COM | 13100M509 | 4,514 | 471,686 | SH | DFND | 1 | 471,686 | 0 | 0 | |
| CALLIDUS SOFTWARE | COM | 13123E500 | 2,558 | 212,800 | SH | DFND | 1 | 212,800 | 0 | 0 | |
| CONSTANT CONTACT INC | COM | 210313102 | 2,797 | 103,055 | SH | DFND | 1 | 103,055 | 0 | 0 | |
| CYAN INC. | COM | 23247W104 | 2,854 | 914,600 | SH | DFND | 1 | 914,600 | 0 | 0 | |
| ENVENTIS CORP | COM | 429060106 | 3,050 | 167,789 | SH | DFND | 1 | 167,789 | 0 | 0 | |
| EXAR CORP | COM | 300645108 | 2,322 | 259,400 | SH | DFND | 1 | 259,400 | 0 | 0 | |
| GSE SYSTEMS INC | COM | 36227K106 | 1,749 | 1,120,892 | SH | SOLE | 1,120,892 | 0 | 0 | ||
| HYDROGENICS CORP. | COM | 448883108 | 2,209 | 131,279 | SH | DFND | 1 | 131,279 | 0 | 0 | |
| INCONTACT INC | COM | 45336E109 | 1,062 | 122,100 | SH | SOLE | 122,100 | 0 | 0 | ||
| INFORMATICA CORP | COM | 45666Q102 | 116 | 3,400 | SH | SOLE | 1 | 3,400 | 0 | 0 | |
| INPHI CORP | COM | 45772F107 | 5,219 | 362,900 | SH | DFND | 1 | 362,900 | 0 | 0 | |
| INTER-NAP NETWORK | COM | 45885A300 | 2,156 | 312,492 | SH | DFND | 1 | 312,492 | 0 | 0 | |
| INTEVAC INC | COM | 461148108 | 1,287 | 192,976 | SH | SOLE | 192,976 | 0 | 0 | ||
| KRATOS DEFENSE & SECURITY SOLU | COM | 50077B207 | 2,662 | 405,738 | SH | DFND | 1 | 405,738 | 0 | 0 | |
| LRAD CORP. | COM | 50213V109 | 1,440 | 531,300 | SH | SOLE | 531,300 | 0 | 0 | ||
| MANDALAY DIGITAL GROUP INC | COM | 562562207 | 1,999 | 436,400 | SH | DFND | 1 | 436,400 | 0 | 0 | |
| MATTERSIGHT CORPORATION | COM | 577097108 | 1,290 | 238,427 | SH | DFND | 1 | 238,427 | 0 | 0 | |
| MATTERSIGHT CORPORATION (PIPE) | PRIVATE | 577097108 | 415 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| MATTERSIGHT CORPORATION | PRIVATE | 577097108 | 270 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| MODEL N INC | COM | 607525102 | 69 | 7,000 | SH | SOLE | 1 | 7,000 | 0 | 0 | |
| NANOMETRICS INC | COM | 630077105 | 1,871 | 123,900 | SH | SOLE | 123,900 | 0 | 0 | ||
| NQ MOBILE INC | COM | 64118U108 | 1,792 | 257,158 | SH | DFND | 1 | 257,158 | 0 | 0 | |
| 02 MICRO INTERNATIONAL | ADR | 67107W100 | 1,230 | 462,550 | SH | SOLE | 462,550 | 0 | 0 | ||
| OPLINK COMMUNICATIONS | COM | 68375Q106 | 3,472 | 206,400 | SH | DFND | 1 | 206,400 | 0 | 0 | |
| PLANET PAYMENT INC | COM | Y72603118 | 287 | 146,420 | SH | DFND | 1 | 146,420 | 0 | 0 | |
| POWER SOLUTIONS INT'L | COM | 74437C101 | 1,596 | 23,136 | SH | DFND | 1 | 23,136 | 0 | 0 | |
| PROCERA NETWORKS INC | COM | 74269U203 | 2,764 | 288,500 | SH | DFND | 1 | 288,500 | 0 | 0 | |
| RINGCENTRAL INC | COM | 76680R206 | 1,084 | 85,300 | SH | DFND | 1 | 85,300 | 0 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 76 | 1,300 | SH | SOLE | 1 | 1,300 | 0 | 0 | |
| SHORTEL INC | COM | 825211105 | 3,403 | 511,800 | SH | DFND | 1 | 511,800 | 0 | 0 | |
| SIZMEK INC | COM | 83013P105 | 457 | 59,000 | SH | DFND | 1 | 59,000 | 0 | 0 | |
| SCIQUEST INC | COM | 80908T101 | 429 | 28,500 | SH | DFND | 1 | 28,500 | 0 | 0 | |
| TECHTARGET INC | COM | 87874R100 | 1,502 | 174,839 | SH | DFND | 1 | 174,839 | 0 | 0 | |
| TREE.COM INC | COM | 894675107 | 4,156 | 115,800 | SH | DFND | 1 | 115,800 | 0 | 0 | |
| UNWIRED PLANET INC | COM | 683718308 | 2,091 | 1,124,300 | SH | DFND | 1 | 1,124,300 | 0 | 0 | |
| VERTEX ENERGY - PIPE | COM | 92534K107 | 222 | 35,508 | SH | DFND | 1 | 35,508 | 0 | 0 | |
| VIOLIN MEMORY INC | COM | 92763A101 | 1,634 | 335,438 | SH | DFND | 1 | 335,438 | 0 | 0 | |
| VIRTUSA CORP | COM | 92827P102 | 2,078 | 58,428 | SH | SOLE | 58,428 | 0 | 0 | ||
| VOXX INTERNATIONAL CORP | COM | 91829F104 | 1,008 | 108,400 | SH | DFND | 1 | 108,400 | 0 | 0 | |
| WEB.COM GROUP INC | COM | 94733A104 | 3,437 | 172,201 | SH | DFND | 1 | 172,201 | 0 | 0 | |
| XG TECHNOLOGY | COM | 98372A309 | 228 | 116,486 | SH | SOLE | 116,486 | 0 | 0 | ||
| ZBB ENERGY CORP | COM | 98876R303 | 476 | 850,000 | SH | DFND | 1 | 850,000 | 0 | 0 | |
| ZENITH EPIGENETICS | PRIVATE | 000000000 | 144 | 300,500 | SH | SOLE | 300,500 | 0 | 0 | ||
| ELOYALTY CORP. SERIES B CONV PF | CVPF | 290152990 | 115 | 22,475 | SH | SOLE | 22,475 | 0 | 0 | ||
| OCZ TECHNOLOGY WTS EXP 11/01/1 | WNT | 6709949R5 | 0 | 267,749 | SH | SOLE | 267,749 | 0 | 0 | ||
| RESVERLOGIX CORP WTS 06/14/16 | WNT | 76128M165 | 0 | 152,750 | SH | SOLE | 152,750 | 0 | 0 | ||
| ZENITH EPIGENETICS WTS 6/14/1 | WNT | 989353115 | 35 | 152,750 | SH | SOLE | 152,750 | 0 | 0 | ||