0000950123-14-011804.txt : 20141114 0000950123-14-011804.hdr.sgml : 20141114 20141113175008 ACCESSION NUMBER: 0000950123-14-011804 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 141219559 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001322924 XXXXXXXX 09-30-2014 09-30-2014 S Squared Technology, LLC

515 Madison Avenue New York NY 10022

13F HOLDINGS REPORT 028-11372 N Seymour L. Goldblatt 212-421-2155 /s/ Seymour L. Goldblatt New York NY 11-13-2014 1 53 80228 false 1 28-11371 S Squared Capital II Management, LLC INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABSOLUTE SOFTWARE CORPORATION COM 00386B109 2749 450700 SH SOLE 450700 0 0 ALLOT COMMUNICATIONS, LTD. COM IL0010996 1113 97485 SH SOLE 97485 0 0 AMERICAN ELECTRIC TECH COM 025576109 504 68000 SH DFND 01 68000 0 0 AMERICAN SUPERCONDUCTOR COM 030111108 5 3482 SH SOLE 3482 0 0 BANKRATE INC COM 06647F102 120 10600 SH SOLE 01 10600 0 0 BARRACUDA NETWORKS, INC. COM 068323104 112 4350 SH SOLE 01 4350 0 0 CALIX INC. COM 13100M509 4514 471686 SH DFND 01 471686 0 0 CALLIDUS SOFTWARE COM 13123E500 2558 212800 SH DFND 01 212800 0 0 CONSTANT CONTACT INC COM 210313102 2797 103055 SH DFND 01 103055 0 0 CYAN INC. COM 23247W104 2854 914600 SH DFND 01 914600 0 0 ENVENTIS CORP COM 429060106 3050 167789 SH DFND 01 167789 0 0 EXAR CORP COM 300645108 2322 259400 SH DFND 01 259400 0 0 GSE SYSTEMS INC COM 36227K106 1749 1120892 SH SOLE 1120892 0 0 HYDROGENICS CORP. COM 448883108 2209 131279 SH DFND 01 131279 0 0 INCONTACT INC COM 45336E109 1062 122100 SH SOLE 122100 0 0 INFORMATICA CORP COM 45666Q102 116 3400 SH SOLE 01 3400 0 0 INPHI CORP COM 45772F107 5219 362900 SH DFND 01 362900 0 0 INTER-NAP NETWORK COM 45885A300 2156 312492 SH DFND 01 312492 0 0 INTEVAC INC COM 461148108 1287 192976 SH SOLE 192976 0 0 KRATOS DEFENSE & SECURITY SOLU COM 50077B207 2662 405738 SH DFND 01 405738 0 0 LRAD CORP. COM 50213V109 1440 531300 SH SOLE 531300 0 0 MANDALAY DIGITAL GROUP INC COM 562562207 1999 436400 SH DFND 01 436400 0 0 MATTERSIGHT CORPORATION COM 577097108 1290 238427 SH DFND 01 238427 0 0 MATTERSIGHT CORPORATION (PIPE) PRIVATE 577097108 415 100000 SH SOLE 100000 0 0 MATTERSIGHT CORPORATION PRIVATE 577097108 270 50000 SH SOLE 50000 0 0 MODEL N INC COM 607525102 69 7000 SH SOLE 01 7000 0 0 NANOMETRICS INC COM 630077105 1871 123900 SH SOLE 123900 0 0 NQ MOBILE INC COM 64118U108 1792 257158 SH DFND 01 257158 0 0 02 MICRO INTERNATIONAL ADR 67107W100 1230 462550 SH SOLE 462550 0 0 OPLINK COMMUNICATIONS COM 68375Q106 3472 206400 SH DFND 01 206400 0 0 PLANET PAYMENT INC COM Y72603118 287 146420 SH DFND 01 146420 0 0 POWER SOLUTIONS INT'L COM 74437C101 1596 23136 SH DFND 01 23136 0 0 PROCERA NETWORKS INC COM 74269U203 2764 288500 SH DFND 01 288500 0 0 RINGCENTRAL INC COM 76680R206 1084 85300 SH DFND 01 85300 0 0 SERVICENOW INC COM 81762P102 76 1300 SH SOLE 01 1300 0 0 SHORTEL INC COM 825211105 3403 511800 SH DFND 01 511800 0 0 SIZMEK INC COM 83013P105 457 59000 SH DFND 01 59000 0 0 SCIQUEST INC COM 80908T101 429 28500 SH DFND 01 28500 0 0 TECHTARGET INC COM 87874R100 1502 174839 SH DFND 01 174839 0 0 TREE.COM INC COM 894675107 4156 115800 SH DFND 01 115800 0 0 UNWIRED PLANET INC COM 683718308 2091 1124300 SH DFND 01 1124300 0 0 VERTEX ENERGY - PIPE COM 92534K107 222 35508 SH DFND 01 35508 0 0 VIOLIN MEMORY INC COM 92763A101 1634 335438 SH DFND 01 335438 0 0 VIRTUSA CORP COM 92827P102 2078 58428 SH SOLE 58428 0 0 VOXX INTERNATIONAL CORP COM 91829F104 1008 108400 SH DFND 01 108400 0 0 WEB.COM GROUP INC COM 94733A104 3437 172201 SH DFND 01 172201 0 0 XG TECHNOLOGY COM 98372A309 228 116486 SH SOLE 116486 0 0 ZBB ENERGY CORP COM 98876R303 476 850000 SH DFND 01 850000 0 0 ZENITH EPIGENETICS PRIVATE 000000000 144 300500 SH SOLE 300500 0 0 ELOYALTY CORP. SERIES B CONV PF CVPF 290152990 115 22475 SH SOLE 22475 0 0 OCZ TECHNOLOGY WTS EXP 11/01/1 WNT 6709949R5 0 267749 SH SOLE 267749 0 0 RESVERLOGIX CORP WTS 06/14/16 WNT 76128M165 0 152750 SH SOLE 152750 0 0 ZENITH EPIGENETICS WTS 6/14/1 WNT 989353115 35 152750 SH SOLE 152750 0 0