X0306 4 2015-09-18 0 0000822411 ImmunoCellular Therapeutics, Ltd. IMUC 0001322731 Singhvi Rahul C/O IMMUNOCELLULAR THERAPEUTICS, LTD. 23622 CALABASAS ROAD, SUITE 300 CALABASAS CA 91302 1 0 0 0 Common Stock 2015-09-18 4 A 0 10000 0.00 A 15000 D Common Stock 0.00 2015-09-18 4 A 0 10000 0.00 A 2019-09-18 Common Stock 10000 10000 D Reflects the receipt of a restricted stock unit. Each restricted stock unit represents a contingent right to receive one (1) share of Immunocellular Therapeutics, Ltd. common stock. The restricted stock unit are fully vested as of the grant date. Reflects the receipt of a restricted stock unit. Each restricted stock unit represents a contingent right to receive one (1) share of ImmunoCellular Therapeutics, Ltd. common stock. During the period from September 18, 2015 to September 18, 2019, the restricted stock unit may vest and become immediately exercisable if the average daily closing price of ImmunoCellular Therapeutics, Ltd. common stock on the NYSE MKT during any five (5) consecutive trading day period exceeds a closing $1.50 weighted average bid and ask price per share (as adjusted for any stock splits and the like). /s/ David Biener, Attorney-In-Fact 2015-09-22