0000899243-21-018736.txt : 20210507
0000899243-21-018736.hdr.sgml : 20210507
20210507181953
ACCESSION NUMBER: 0000899243-21-018736
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210506
FILED AS OF DATE: 20210507
DATE AS OF CHANGE: 20210507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gores Alec E
CENTRAL INDEX KEY: 0001322454
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40265
FILM NUMBER: 21904458
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: 18TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GG Sponsor, LLC
CENTRAL INDEX KEY: 0001852693
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40265
FILM NUMBER: 21904460
BUSINESS ADDRESS:
STREET 1: 6260 LOOKOUT ROAD
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: (303) 531-3100
MAIL ADDRESS:
STREET 1: 6260 LOOKOUT ROAD
CITY: BOULDER
STATE: CO
ZIP: 80301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEG Holdings, LLC
CENTRAL INDEX KEY: 0001694360
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40265
FILM NUMBER: 21904459
BUSINESS ADDRESS:
STREET 1: 6260 LOOKOUT RD.
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-531-1000
MAIL ADDRESS:
STREET 1: 6260 LOOKOUT RD.
CITY: BOULDER
STATE: CO
ZIP: 80301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gores Guggenheim, Inc.
CENTRAL INDEX KEY: 0001847127
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 854385646
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6260 LOOKOUT ROAD
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-531-3100
MAIL ADDRESS:
STREET 1: 6260 LOOKOUT ROAD
CITY: BOULDER
STATE: CO
ZIP: 80301
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-06
0
0001847127
Gores Guggenheim, Inc.
GGPI
0001852693
GG Sponsor, LLC
C/O GORES GUGGENHEIM, INC.
6260 LOOKOUT ROAD
BOULDER
CO
80301
1
0
1
0
0001694360
AEG Holdings, LLC
6260 LOOKOUT ROAD
BOULDER
CO
80301
1
0
1
0
0001322454
Gores Alec E
6260 LOOKOUT ROAD
BOULDER
CO
80301
1
0
1
0
Class F Common Stock, par value $0.0001 per share
2021-05-06
4
D
0
781250
0.00
D
Class A Common Stock, par value $0.0001 per share
781250
9962500
I
See Footnotes
Pursuant to the Amended and Restated Certificate of Incorporation of Gores Guggenheim, Inc. (the "Issuer"), shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253338).
Consists of the Reporting Persons' (as defined below) pecuniary interest in 781,250, or 50%, of the aggregate of 1,562,500 shares of Class F common stock forfeited by Gores Guggenheim Sponsor LLC ("Sponsor"), of which GG Sponsor, LLC ("GG") is a managing member. The Sponsor forfeited the 1,562,500 shares of Class F common stock to the Issuer for no consideration, which was exempted pursuant to Rule 16b-3(e), in connection with the election of the underwriters of the Issuer's initial public offering not to exercise the remaining unused portion of the over-allotment option.
AEG Holdings, LLC ("AEG") is the sole member of GG. Alec Gores is the managing member of AEG (and together with GG and AEG, the "Reporting Persons"). Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
By: /s/ Andrew McBride, Attorney-in-Fact for GG Sponsor, LLC
2021-05-07
By: /s/ Andrew McBride, Attorney-in-Fact for AEG Holdings, LLC
2021-05-07
By: /s/ Andrew McBride, Attorney-in-Fact for Alec E. Gores
2021-05-07