0000899243-20-025952.txt : 20200922 0000899243-20-025952.hdr.sgml : 20200922 20200922183100 ACCESSION NUMBER: 0000899243-20-025952 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200918 FILED AS OF DATE: 20200922 DATE AS OF CHANGE: 20200922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AEG Holdings, LLC CENTRAL INDEX KEY: 0001694360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38643 FILM NUMBER: 201190523 BUSINESS ADDRESS: STREET 1: 6260 LOOKOUT RD. CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-531-1000 MAIL ADDRESS: STREET 1: 6260 LOOKOUT RD. CITY: BOULDER STATE: CO ZIP: 80301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gores Alec E CENTRAL INDEX KEY: 0001322454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38643 FILM NUMBER: 201190524 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BOULEVARD STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PAE Inc CENTRAL INDEX KEY: 0001720821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 823173473 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7799 LEESBURG PIKE STREET 2: SUITE 300 NORTH CITY: FALLS CHURCH STATE: VA ZIP: 22043 BUSINESS PHONE: (703) 717-6000 MAIL ADDRESS: STREET 1: 7799 LEESBURG PIKE STREET 2: SUITE 300 NORTH CITY: FALLS CHURCH STATE: VA ZIP: 22043 FORMER COMPANY: FORMER CONFORMED NAME: Gores Holdings III, Inc. DATE OF NAME CHANGE: 20171025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-18 1 0001720821 PAE Inc PAE 0001694360 AEG Holdings, LLC 9800 WILSHIRE BLVD. BEVERLY HILLS CA 90212 0 0 1 0 0001322454 Gores Alec E 9800 WILSHIRE BLVD. BEVERLY HILLS CA 90212 0 0 1 0 Warrants to Purchase Shares of Class A Common Stock 11.50 2020-09-18 4 S 0 5020639 2.50 D 2020-03-11 2025-03-11 Class A Common Stock, par value $0.0001 per share 5020639 0 D Warrants to Purchase Shares of Class A Common Stock 11.50 2020-09-18 4 S 0 1244976 2.50 A 2020-03-11 2025-03-11 Class A Common Stock, par value $0.0001 per share 1244976 1244976 I See Footnote Warrants to Purchase Shares of Class A Common Stock 11.50 2020-09-18 4 S 0 1285711 2.50 A 2020-03-11 2025-03-11 Class A Common Stock, par value $0.0001 per share 1285711 1285711 I See Footnote Warrants to Purchase Shares of Class A Common Stock 11.50 2020-09-21 4 J 0 1285711 D 2020-03-11 2025-03-11 Class A Common Stock, par value $0.0001 per share 1285711 0 D On September 18, 2020, AEG Holdings, LLC ("AEG") sold an aggregate of 5,020,639 warrants ("Warrants") to purchase 5,020,639 shares of Class A common stock of PAE Incorporated (the "Issuer") to Pacific Credit Corp. ("PCC") and several trusts. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG. Of the 5,020,639 Warrants sold by AEG described in footnote 1 above, 1,244,976 of the Warrants were acquired by a trust for the benefit of a member of Mr. Gores' household in a change in form of beneficial ownership pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended ("Rule 16a-13"), and Mr. Gores may continue to be deemed to have beneficial ownership of the securities beneficially owned by such trust. Of the 5,020,639 Warrants sold by AEG described in footnote 1 above, 1,285,711 of the Warrants were acquired by PCC. Mr. Gores has dispositive and voting power with respect to securities owned by PCC. As such, the transaction resulted in a change in form of beneficial ownership pursuant to Rule 16a-13, and Mr. Gores may continue to be deemed to have beneficial ownership of the securities beneficially owned by PCC. On September 21, 2020, PCC transferred the 1,285,711 Warrants referred to in footnote 3 above in a distribution-in-kind. AEG Holdings, LLC, By: Andrew McBride, Attorney-in-Fact 2020-09-22 Alec Gores, By: Andrew McBride, Attorney-in-Fact 2020-09-22