0000899243-20-025952.txt : 20200922
0000899243-20-025952.hdr.sgml : 20200922
20200922183100
ACCESSION NUMBER: 0000899243-20-025952
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200918
FILED AS OF DATE: 20200922
DATE AS OF CHANGE: 20200922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEG Holdings, LLC
CENTRAL INDEX KEY: 0001694360
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38643
FILM NUMBER: 201190523
BUSINESS ADDRESS:
STREET 1: 6260 LOOKOUT RD.
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-531-1000
MAIL ADDRESS:
STREET 1: 6260 LOOKOUT RD.
CITY: BOULDER
STATE: CO
ZIP: 80301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gores Alec E
CENTRAL INDEX KEY: 0001322454
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38643
FILM NUMBER: 201190524
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: 18TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PAE Inc
CENTRAL INDEX KEY: 0001720821
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700]
IRS NUMBER: 823173473
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7799 LEESBURG PIKE
STREET 2: SUITE 300 NORTH
CITY: FALLS CHURCH
STATE: VA
ZIP: 22043
BUSINESS PHONE: (703) 717-6000
MAIL ADDRESS:
STREET 1: 7799 LEESBURG PIKE
STREET 2: SUITE 300 NORTH
CITY: FALLS CHURCH
STATE: VA
ZIP: 22043
FORMER COMPANY:
FORMER CONFORMED NAME: Gores Holdings III, Inc.
DATE OF NAME CHANGE: 20171025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-18
1
0001720821
PAE Inc
PAE
0001694360
AEG Holdings, LLC
9800 WILSHIRE BLVD.
BEVERLY HILLS
CA
90212
0
0
1
0
0001322454
Gores Alec E
9800 WILSHIRE BLVD.
BEVERLY HILLS
CA
90212
0
0
1
0
Warrants to Purchase Shares of Class A Common Stock
11.50
2020-09-18
4
S
0
5020639
2.50
D
2020-03-11
2025-03-11
Class A Common Stock, par value $0.0001 per share
5020639
0
D
Warrants to Purchase Shares of Class A Common Stock
11.50
2020-09-18
4
S
0
1244976
2.50
A
2020-03-11
2025-03-11
Class A Common Stock, par value $0.0001 per share
1244976
1244976
I
See Footnote
Warrants to Purchase Shares of Class A Common Stock
11.50
2020-09-18
4
S
0
1285711
2.50
A
2020-03-11
2025-03-11
Class A Common Stock, par value $0.0001 per share
1285711
1285711
I
See Footnote
Warrants to Purchase Shares of Class A Common Stock
11.50
2020-09-21
4
J
0
1285711
D
2020-03-11
2025-03-11
Class A Common Stock, par value $0.0001 per share
1285711
0
D
On September 18, 2020, AEG Holdings, LLC ("AEG") sold an aggregate of 5,020,639 warrants ("Warrants") to purchase 5,020,639 shares of Class A common stock of PAE Incorporated (the "Issuer") to Pacific Credit Corp. ("PCC") and several trusts. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
Of the 5,020,639 Warrants sold by AEG described in footnote 1 above, 1,244,976 of the Warrants were acquired by a trust for the benefit of a member of Mr. Gores' household in a change in form of beneficial ownership pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended ("Rule 16a-13"), and Mr. Gores may continue to be deemed to have beneficial ownership of the securities beneficially owned by such trust.
Of the 5,020,639 Warrants sold by AEG described in footnote 1 above, 1,285,711 of the Warrants were acquired by PCC. Mr. Gores has dispositive and voting power with respect to securities owned by PCC. As such, the transaction resulted in a change in form of beneficial ownership pursuant to Rule 16a-13, and Mr. Gores may continue to be deemed to have beneficial ownership of the securities beneficially owned by PCC.
On September 21, 2020, PCC transferred the 1,285,711 Warrants referred to in footnote 3 above in a distribution-in-kind.
AEG Holdings, LLC, By: Andrew McBride, Attorney-in-Fact
2020-09-22
Alec Gores, By: Andrew McBride, Attorney-in-Fact
2020-09-22