X0206 3/A 2012-05-25 2012-08-07 0 0000099106 TRANS LUX CORP TNLX 0001321913 ELSER MARCO M VIA SISTINA 121 ROME L6 00187 ITALY 1 0 0 0 Common Stock 42500 I Manager of the account. Common Stock 62500 I Manager of the account. Common Stock 60000 I Manager of the account and owns 50% ofthe equity. Series A Convertible Preferred Stock 5000 I Manager of the account. Series A Convertible Preferred Stock 4000 I Manager of the account. A Warrants 0.2 2011-11-14 2013-09-13 Common Stock 90000 I Manager of the account. B Warrants 0.5 2014-11-14 Common Stock 90000 I Manager of the account. Owned by Carlisle Investments, of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. Owned by Elser & Co., of which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. Owned by AdviCorp plc, of which I exercise voting and dispositive rights as the account manager, and own 50% of the equity of AdviCorp plc. Each A Warrant entitles the holder to purchase one share of Common Stock and one B Warrant, at an exercise price of $0.20 per share. The B Warrants are exercisable upon the holder's exercise of the A Warrants pursuant to which the B Warrants are issued, and are exercisable for three years from November 14, 2011, the date of the original offering. /s/ Marco Elser 2013-08-16