0001475246-17-000006.txt : 20170616
0001475246-17-000006.hdr.sgml : 20170616
20170616111904
ACCESSION NUMBER: 0001475246-17-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170614
FILED AS OF DATE: 20170616
DATE AS OF CHANGE: 20170616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE
CENTRAL INDEX KEY: 0001321741
IRS NUMBER: 830423116
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7032875800
MAIL ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLADSTONE DAVID
CENTRAL INDEX KEY: 0000900199
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00704
FILM NUMBER: 17915152
MAIL ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 200
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-06-14
0001321741
GLADSTONE INVESTMENT CORPORATION\DE
GAIN
0000900199
GLADSTONE DAVID
1521 WESTBRANCH DRIVE
SUITE 100
MCLEAN
VA
22102
1
1
0
0
CEO
Common Stock
2017-06-14
4
P
0
4000
9.257
A
625973
D
Common Stock
2017-06-14
4
P
0
20000
9.25
A
645973
D
Michael LiCalsi, Attorney-in-fact
2017-06-16