X0508 4 2024-10-10 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0001238279 DULLUM DAVID A R 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 0 1 0 0 President 0 Common Stock 2024-10-10 5 G 0 E 3000 0.00 D 0 I Shares held in Trust Common Stock 149916 D Common Stock 1349 I By Spouse Represents a distribution of securities by the Zena Mercedes Yvonne Dullum Trust to the trust's beneficiaries in connection with a distribution of all of the trust's assets. These securities were held by the Zena Mercedes Yvonne Dullum Trust for the benefit of Mr. Dullum's family. Mr. Dullum was successor Trustee to the trust. Mr. Dullum does not have an economic interest in the trust and disclaims beneficial ownership of these securities. The filing of this report is not an admission that Mr. Dullum is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. Mr. Dullum disclaims beneficial ownership of these 1,349 shares held by his spouse and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or any other purpose. /s/ Michael LiCalsi 2024-10-11