0001062993-23-020250.txt : 20231107 0001062993-23-020250.hdr.sgml : 20231107 20231107151408 ACCESSION NUMBER: 0001062993-23-020250 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231106 FILED AS OF DATE: 20231107 DATE AS OF CHANGE: 20231107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Easton Rachael Z. CENTRAL INDEX KEY: 0001900475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00704 FILM NUMBER: 231383227 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-11-06 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0001900475 Easton Rachael Z. 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 0 1 0 0 CFO and Treasurer 0 Common Stock 2023-11-06 4 P 0 650 14.67 A 1400 D /s/ Michael LiCalsi 2023-11-07