0001968582-23-000102.txt : 20230511 0001968582-23-000102.hdr.sgml : 20230511 20230511162508 ACCESSION NUMBER: 0001968582-23-000102 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 23911440 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Elsesser Adam CENTRAL INDEX KEY: 0001651323 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1351 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 144 1 primary_doc.xml 144 0001651323 XXXXXXXX LIVE 0001321732 Penumbra Inc. 001-37557 One Penumbra Place Alameda CA 94502 510-748-3200 Adam Elsesser Affiliate Common J.P. Morgan Securities LLC

390 Madison Avenue New York NY 10017

28998 9203385 38252969 05/11/2023 NYSE Common 05/11/2023 Option Exercise Adam Elsesser N 28998 05/11/2023 Cash Y 05/11/2023 11/15/2022 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Adam Elsesser