0001968582-23-000042.txt : 20230501 0001968582-23-000042.hdr.sgml : 20230501 20230501103254 ACCESSION NUMBER: 0001968582-23-000042 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230501 DATE AS OF CHANGE: 20230501 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 23870977 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Bose Arani CENTRAL INDEX KEY: 0001651318 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1351 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 144 1 primary_doc.xml 144 0001651318 XXXXXXXX LIVE 0001321732 Penumbra Inc 001-37557 One Penumbra Place Alameda CA 94502 510-748-3200 Arani Bose Affiliate Common J.P. Morgan Securities LLC

390 Madison Avenue - 6th Floor New York NY 10017

5000 1431700 38178925 05/01/2023 NYSE Common 06/23/2015 Option Exercise Issuer N 5000 06/23/2015 Cash N Arani Bose

Care of Penumbra Inc One Penumbra Place Alameda CA 94502

Common 03/01/2023 5000 1291313.73 Arani Bose

Care of Penumbra Inc One Penumbra Place Alameda CA 94502

Common 04/03/2023 5000 1377938.55 05/01/2023 11/15/2022 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Arani Bose