0001321732-23-000133.txt : 20231116
0001321732-23-000133.hdr.sgml : 20231116
20231116193513
ACCESSION NUMBER: 0001321732-23-000133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231114
FILED AS OF DATE: 20231116
DATE AS OF CHANGE: 20231116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roberts Johanna
CENTRAL INDEX KEY: 0001751980
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37557
FILM NUMBER: 231416079
MAIL ADDRESS:
STREET 1: PENUMBRA, INC.
STREET 2: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penumbra Inc
CENTRAL INDEX KEY: 0001321732
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: (510) 995-2486
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
4
1
wk-form4_1700181303.xml
FORM 4
X0508
4
2023-11-14
0
0001321732
Penumbra Inc
PEN
0001751980
Roberts Johanna
ONE PENUMBRA PLACE
ALAMEDA
CA
94502
0
1
0
0
EVP, Gen. Counsel & Secretary
0
Common Stock
2023-11-14
4
S
0
60
211.12
D
63577
D
Common Stock
2023-11-14
4
S
0
60
212.28
D
63517
D
Common Stock
2023-11-14
4
S
0
80
213.34
D
63437
D
Common Stock
2023-11-14
4
S
0
183
214.50
D
63254
D
Common Stock
2023-11-14
4
S
0
177
215.25
D
63077
D
Common Stock
2023-11-14
4
S
0
40
216.45
D
63037
D
Common Stock
2023-11-15
4
F
0
186
227.88
D
62851
D
The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
This transaction was executed in multiple trades at prices ranging from $210.95 to $211.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
A portion of these shares is subject to vesting.
This transaction was executed in multiple trades at prices ranging from $212.01 to $212.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $212.95 to $213.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $214.17 to $214.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $214.98 to $215.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $216.41 to $216.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.
/s/ Johanna Roberts
2023-11-16