0001321732-19-000062.txt : 20190515
0001321732-19-000062.hdr.sgml : 20190515
20190515195311
ACCESSION NUMBER: 0001321732-19-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190513
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elsesser Adam
CENTRAL INDEX KEY: 0001651323
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37557
FILM NUMBER: 19830313
MAIL ADDRESS:
STREET 1: 1351 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penumbra Inc
CENTRAL INDEX KEY: 0001321732
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: (510) 995-2486
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
4
1
wf-form4_155796437418880.xml
FORM 4
X0306
4
2019-05-13
0
0001321732
Penumbra Inc
PEN
0001651323
Elsesser Adam
ONE PENUMBRA PLACE
ALAMEDA
CA
94502
1
1
0
0
Chairman, CEO and President
Common Stock
2019-05-13
4
S
0
1800
124.05
D
1112182
I
By Trust
Common Stock
2019-05-13
4
S
0
3110
125
D
1109072
I
By Trust
Common Stock
2019-05-13
4
S
0
2350
125.84
D
1106722
I
By Trust
Common Stock
2019-05-13
4
S
0
400
126.73
D
1106322
I
By Trust
Common Stock
2019-05-13
4
S
0
27
127.94
D
1106295
I
By Trust
Common Stock
2019-05-13
4
S
0
13
128.83
D
1106282
I
By Trust
Common Stock
2019-05-13
4
S
0
300
129.38
D
1105982
I
By Trust
The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
This transaction was executed in multiple trades at prices ranging from $123.36 to $124.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Shares are held by the Siegel/Elsesser Revocable Trust.
This transaction was executed in multiple trades at prices ranging from $124.50 to $125.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $125.42 to $126.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $126.65 to $126.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Johanna Roberts, as attorney-in-fact for Adam Elsesser
2019-05-15