0001321655-23-000134.txt : 20231205
0001321655-23-000134.hdr.sgml : 20231205
20231205205253
ACCESSION NUMBER: 0001321655-23-000134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231201
FILED AS OF DATE: 20231205
DATE AS OF CHANGE: 20231205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohen Stephen Andrew
CENTRAL INDEX KEY: 0001823920
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39540
FILM NUMBER: 231468256
MAIL ADDRESS:
STREET 1: C/O PALANTIR TECHNOLOGIES INC.
STREET 2: 1200 17TH STREET, FLOOR 15
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Palantir Technologies Inc.
CENTRAL INDEX KEY: 0001321655
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 680551851
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 17TH STREET
STREET 2: FLOOR 15
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 720-358-3679
MAIL ADDRESS:
STREET 1: 1200 17TH STREET
STREET 2: FLOOR 15
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Palantir Technologies Inc
DATE OF NAME CHANGE: 20050324
4
1
wk-form4_1701827562.xml
FORM 4
X0508
4
2023-12-01
0
0001321655
Palantir Technologies Inc.
PLTR
0001823920
Cohen Stephen Andrew
C/O PALANTIR TECHNOLOGIES INC.
1200 17TH STREET, FLOOR 15
DENVER
CO
80202
1
1
0
0
See Remarks
1
Class A Common Stock
2023-12-01
4
C
0
500000
A
500592
D
Class A Common Stock
2023-12-01
4
S
0
500000
20.0181
D
592
D
Class A Common Stock
2023-12-04
4
C
0
156100
A
156692
D
Class A Common Stock
2023-12-04
4
S
0
156100
19.1131
D
592
D
Class B Common Stock
2023-12-01
4
C
0
500000
0
D
Class A Common Stock
500000
12706959
D
Class B Common Stock
2023-12-04
4
C
0
156100
0
D
Class A Common Stock
156100
12550859
D
This transaction is part of a related series of transactions undertaken on December 1, 2023. The Reporting Person converted 500,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on September 1, 2023.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $19.56 to $20.28. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction is part of a related series of transactions undertaken on December 4, 2023. The Reporting Person converted 156,100 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on September 1, 2023.
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $18.99 to $19.84. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Officer title: President and Secretary. This Form 4 has been compiled based on applicable requirements to reflect the specific transactions described herein and is not intended to disclose or describe all shares and/or other equity securities owned or beneficially held by the Reporting Person. For additional details regarding the Reporting Person's overall stock and equity holdings, please see the Issuer's Proxy Statement filed with the Securities and Exchange Commission on April 26, 2023, including under the heading "Security Ownership Of Certain Beneficial Owners And Management" (subject to the definitions, explanations, and time periods described therein).
/s/ Justin V. Laubach, under power of attorney
2023-12-05