0001209191-21-067226.txt : 20211130 0001209191-21-067226.hdr.sgml : 20211130 20211130202552 ACCESSION NUMBER: 0001209191-21-067226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211126 FILED AS OF DATE: 20211130 DATE AS OF CHANGE: 20211130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karp Alexander C. CENTRAL INDEX KEY: 0001823951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39540 FILM NUMBER: 211460980 MAIL ADDRESS: STREET 1: C/O PALANTIR TECHNOLOGIES INC. STREET 2: 1555 BLAKE STREET, SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Palantir Technologies Inc. CENTRAL INDEX KEY: 0001321655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 680551851 BUSINESS ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-358-3679 MAIL ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Palantir Technologies Inc DATE OF NAME CHANGE: 20050324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-26 0 0001321655 Palantir Technologies Inc. PLTR 0001823951 Karp Alexander C. C/O PALANTIR TECHNOLOGIES INC. 1555 BLAKE STREET, SUITE 250 DENVER CO 80202 1 1 0 0 See Remarks Class A Common Stock 2021-11-26 4 C 0 195443 A 6627701 D Class A Common Stock 2021-11-26 4 S 0 195443 20.8866 D 6432258 D Class A Common Stock 2021-11-29 4 C 0 189695 A 6621953 D Class A Common Stock 2021-11-29 4 S 0 189695 20.9641 D 6432258 D Class A Common Stock 2021-11-30 4 C 0 189696 A 6621954 D Class A Common Stock 2021-11-30 4 S 0 179027 20.5873 D 6442927 D Class A Common Stock 2021-11-30 4 S 0 10669 21.1739 D 6432258 D Class B Common Stock 2021-11-26 4 C 0 195443 0.00 D Class A Common Stock 195443 46352176 D Class B Common Stock 2021-11-29 4 C 0 189695 0.00 D Class A Common Stock 189695 46162481 D Class B Common Stock 2021-11-30 4 C 0 189696 0.00 D Class A Common Stock 189696 45972785 D This transaction is part of a related series of transactions undertaken on November 26, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 195,443 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.41 to $21.08. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction is part of a related series of transactions undertaken on November 29, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 189,695 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.57 to $21.37. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction is part of a related series of transactions undertaken on November 30, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 189,696 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.13 to $21.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (8) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.13 to $21.23. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Officer title: Chief Executive Officer /s/ Justin V. Laubach, under power of attorney 2021-11-30