0001209191-21-067226.txt : 20211130
0001209191-21-067226.hdr.sgml : 20211130
20211130202552
ACCESSION NUMBER: 0001209191-21-067226
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211126
FILED AS OF DATE: 20211130
DATE AS OF CHANGE: 20211130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karp Alexander C.
CENTRAL INDEX KEY: 0001823951
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39540
FILM NUMBER: 211460980
MAIL ADDRESS:
STREET 1: C/O PALANTIR TECHNOLOGIES INC.
STREET 2: 1555 BLAKE STREET, SUITE 250
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Palantir Technologies Inc.
CENTRAL INDEX KEY: 0001321655
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 680551851
BUSINESS ADDRESS:
STREET 1: 1555 BLAKE STREET
STREET 2: SUITE 250
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 720-358-3679
MAIL ADDRESS:
STREET 1: 1555 BLAKE STREET
STREET 2: SUITE 250
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Palantir Technologies Inc
DATE OF NAME CHANGE: 20050324
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-26
0
0001321655
Palantir Technologies Inc.
PLTR
0001823951
Karp Alexander C.
C/O PALANTIR TECHNOLOGIES INC.
1555 BLAKE STREET, SUITE 250
DENVER
CO
80202
1
1
0
0
See Remarks
Class A Common Stock
2021-11-26
4
C
0
195443
A
6627701
D
Class A Common Stock
2021-11-26
4
S
0
195443
20.8866
D
6432258
D
Class A Common Stock
2021-11-29
4
C
0
189695
A
6621953
D
Class A Common Stock
2021-11-29
4
S
0
189695
20.9641
D
6432258
D
Class A Common Stock
2021-11-30
4
C
0
189696
A
6621954
D
Class A Common Stock
2021-11-30
4
S
0
179027
20.5873
D
6442927
D
Class A Common Stock
2021-11-30
4
S
0
10669
21.1739
D
6432258
D
Class B Common Stock
2021-11-26
4
C
0
195443
0.00
D
Class A Common Stock
195443
46352176
D
Class B Common Stock
2021-11-29
4
C
0
189695
0.00
D
Class A Common Stock
189695
46162481
D
Class B Common Stock
2021-11-30
4
C
0
189696
0.00
D
Class A Common Stock
189696
45972785
D
This transaction is part of a related series of transactions undertaken on November 26, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 195,443 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.41 to $21.08. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction is part of a related series of transactions undertaken on November 29, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 189,695 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.57 to $21.37. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction is part of a related series of transactions undertaken on November 30, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 189,696 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.13 to $21.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (8) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.13 to $21.23. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Officer title: Chief Executive Officer
/s/ Justin V. Laubach, under power of attorney
2021-11-30