0001209191-21-026895.txt : 20210415 0001209191-21-026895.hdr.sgml : 20210415 20210415213049 ACCESSION NUMBER: 0001209191-21-026895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210413 FILED AS OF DATE: 20210415 DATE AS OF CHANGE: 20210415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taylor Ryan D. CENTRAL INDEX KEY: 0001823923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39540 FILM NUMBER: 21829935 MAIL ADDRESS: STREET 1: C/O PALANTIR TECHNOLOGIES INC. STREET 2: 1555 BLAKE STREET, SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Palantir Technologies Inc. CENTRAL INDEX KEY: 0001321655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 680551851 BUSINESS ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-358-3679 MAIL ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Palantir Technologies Inc DATE OF NAME CHANGE: 20050324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-13 0 0001321655 Palantir Technologies Inc. PLTR 0001823923 Taylor Ryan D. C/O PALANTIR TECHNOLOGIES INC. 1555 BLAKE STREET, SUITE 250 DENVER CO 80202 0 1 0 0 See Remarks Class A Common Stock 2021-04-13 4 C 0 76000 A 1494434 D Class A Common Stock 2021-04-13 4 S 0 76000 25.00 D 1418434 D Employee Stock Option (Right to buy) 4.72 2021-04-13 4 M 0 76000 0.00 D 2030-06-03 Class B Common Stock 76000 1535504 D Class B Common Stock 4.72 2021-04-13 4 M 0 76000 0.00 A Class A Common Stock 76000 206484 D Class B Common Stock 2021-04-13 4 C 0 76000 0.00 D Class A Common Stock 76000 130484 D All transactions listed in this Form 4 are related and represent one series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. This transaction represents a sale of shares in the open market made at a price of $25.00 per share. The option, originally for 1,611,504 shares, vested as to 11,500 shares on April 1, 2018 and each month thereafter through December 1, 2019; 30,000 shares vested on January 1, 2020 and vest each month thereafter through March 1, 2022; and 46,667 shares vest on April 1, 2022 and each month thereafter through March 1, 2023, subject to the Reporting Person continuing as a service provider through each such date. Officer title: Chief Legal and Business Affairs Officer /s/ Justin V. Laubach, under power of attorney 2021-04-15