0001209191-21-013040.txt : 20210222 0001209191-21-013040.hdr.sgml : 20210222 20210222213954 ACCESSION NUMBER: 0001209191-21-013040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210218 FILED AS OF DATE: 20210222 DATE AS OF CHANGE: 20210222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taylor Ryan D. CENTRAL INDEX KEY: 0001823923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39540 FILM NUMBER: 21662839 MAIL ADDRESS: STREET 1: C/O PALANTIR TECHNOLOGIES INC. STREET 2: 1555 BLAKE STREET, SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Palantir Technologies Inc. CENTRAL INDEX KEY: 0001321655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 680551851 BUSINESS ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-358-3679 MAIL ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Palantir Technologies Inc DATE OF NAME CHANGE: 20050324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-18 0 0001321655 Palantir Technologies Inc. PLTR 0001823923 Taylor Ryan D. C/O PALANTIR TECHNOLOGIES INC. 1555 BLAKE STREET, SUITE 250 DENVER CO 80202 0 1 0 0 See Remarks Class A Common Stock 2021-02-18 4 C 0 218255 0.00 A 1799189 D Class A Common Stock 2021-02-18 4 S 0 190991 25.07 D 1608198 D Class A Common Stock 2021-02-18 4 S 0 27264 25.8542 D 1580934 D Employee Stock Option (Right to buy) 4.72 2021-02-18 4 M 0 218255 0.00 D 2030-06-03 Class B Common Stock 218255 0 D Class B Common Stock 4.72 2021-02-18 4 M 0 218255 0.00 A Class A Common Stock 218255 348739 D Class B Common Stock 2021-02-18 4 C 0 218255 0.00 D Class A Common Stock 218255 130484 D All transactions listed in this Form 4 are related and represent one series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $24.52 to $25.50. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.52 to $26.30. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. The options exercised in this transaction were fully vested and exercisable as of the transaction date. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Officer title: Chief Legal and Business Affairs Officer /s/ Justin V. Laubach, under power of attorney 2021-02-22