0001209191-21-059668.txt : 20211005 0001209191-21-059668.hdr.sgml : 20211005 20211005190113 ACCESSION NUMBER: 0001209191-21-059668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karp Alexander C. CENTRAL INDEX KEY: 0001823951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39540 FILM NUMBER: 211308238 MAIL ADDRESS: STREET 1: C/O PALANTIR TECHNOLOGIES INC. STREET 2: 1555 BLAKE STREET, SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Palantir Technologies Inc. CENTRAL INDEX KEY: 0001321655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 680551851 BUSINESS ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-358-3679 MAIL ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Palantir Technologies Inc DATE OF NAME CHANGE: 20050324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-01 0 0001321655 Palantir Technologies Inc. PLTR 0001823951 Karp Alexander C. C/O PALANTIR TECHNOLOGIES INC. 1555 BLAKE STREET, SUITE 250 DENVER CO 80202 1 1 0 0 See Remarks Employee Stock Option (Right to buy) 0.103 2021-10-01 4 M 0 1915887 0.00 D 2021-12-03 Class B Common Stock 1915887 7327072 D Class B Common Stock 0.103 2021-10-01 4 M 0 1915887 0.00 A Class A Common Stock 1915887 38309261 D The indicated transactions are related and were undertaken in compliance with a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised vested Class B Common Stock options that are expiring on December 3, 2021, resulting in a decrease in the number of outstanding options held and an increase in the number of shares of Class B Common Stock held. The options exercised in this transaction were fully vested and exercisable as of the transaction date. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Officer title: Chief Executive Officer /s/ Justin V. Laubach, under power of attorney 2021-10-05