0001321646-22-000056.txt : 20220315
0001321646-22-000056.hdr.sgml : 20220315
20220315130234
ACCESSION NUMBER: 0001321646-22-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220315
FILED AS OF DATE: 20220315
DATE AS OF CHANGE: 20220315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fogarty Kevin Michael
CENTRAL INDEX KEY: 0001478560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34581
FILM NUMBER: 22740049
MAIL ADDRESS:
STREET 1: 30 GRAND GARDEN COURT
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kraton Corp
CENTRAL INDEX KEY: 0001321646
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 200411521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
BUSINESS PHONE: 800 457-2866
MAIL ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
FORMER COMPANY:
FORMER CONFORMED NAME: Kraton Performance Polymers, Inc.
DATE OF NAME CHANGE: 20091218
FORMER COMPANY:
FORMER CONFORMED NAME: Polymer Holdings LLC
DATE OF NAME CHANGE: 20050324
4
1
wf-form4_164736373774041.xml
FORM 4
X0306
4
2022-03-15
1
0001321646
Kraton Corp
KRA
0001478560
Fogarty Kevin Michael
C/O KRATON CORPORATION
15710 JOHN F. KENNEDY BLVD., SUITE 300
HOUSTON
TX
77032
1
1
0
0
President and CEO
Common Stock
2022-03-15
4
D
0
668611
46.50
D
0
D
Employee Options (Right to Buy)
23.84
2022-03-15
4
D
0
65093
22.66
D
2023-03-04
Common Stock
65093.0
0
D
Employee Options (Right to Buy)
27.98
2022-03-15
4
D
0
73052
18.52
D
2024-03-03
Common Stock
73052.0
0
D
Includes approximately 69,576 shares of common stock underlying restricted stock unit awards previously reported in Table I which did not vest and are being cancelled for no consideration.
This option, which provided for vesting in three annual installments beginning March 4, 2014, was canceled in the merger in exchange for a cash payment of $1,457,007.38, representing the difference between the exercise price of the option and the cash price on the effective date of the merger ($46.50 per share).
This option, which provided for vesting in three annual installments beginning March 3, 2015, was canceled in the merger in exchange for a cash payment of $1,352,923.04, representing the difference between the exercise price of the option and the cash price on the effective date of the merger ($46.50 per share).
/s/ James L. Simmons As Attorney-in-Fact for Kevin M. Fogarty
2022-03-15