0001321646-22-000056.txt : 20220315 0001321646-22-000056.hdr.sgml : 20220315 20220315130234 ACCESSION NUMBER: 0001321646-22-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220315 FILED AS OF DATE: 20220315 DATE AS OF CHANGE: 20220315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fogarty Kevin Michael CENTRAL INDEX KEY: 0001478560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 22740049 MAIL ADDRESS: STREET 1: 30 GRAND GARDEN COURT CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Corp CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Kraton Performance Polymers, Inc. DATE OF NAME CHANGE: 20091218 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 4 1 wf-form4_164736373774041.xml FORM 4 X0306 4 2022-03-15 1 0001321646 Kraton Corp KRA 0001478560 Fogarty Kevin Michael C/O KRATON CORPORATION 15710 JOHN F. KENNEDY BLVD., SUITE 300 HOUSTON TX 77032 1 1 0 0 President and CEO Common Stock 2022-03-15 4 D 0 668611 46.50 D 0 D Employee Options (Right to Buy) 23.84 2022-03-15 4 D 0 65093 22.66 D 2023-03-04 Common Stock 65093.0 0 D Employee Options (Right to Buy) 27.98 2022-03-15 4 D 0 73052 18.52 D 2024-03-03 Common Stock 73052.0 0 D Includes approximately 69,576 shares of common stock underlying restricted stock unit awards previously reported in Table I which did not vest and are being cancelled for no consideration. This option, which provided for vesting in three annual installments beginning March 4, 2014, was canceled in the merger in exchange for a cash payment of $1,457,007.38, representing the difference between the exercise price of the option and the cash price on the effective date of the merger ($46.50 per share). This option, which provided for vesting in three annual installments beginning March 3, 2015, was canceled in the merger in exchange for a cash payment of $1,352,923.04, representing the difference between the exercise price of the option and the cash price on the effective date of the merger ($46.50 per share). /s/ James L. Simmons As Attorney-in-Fact for Kevin M. Fogarty 2022-03-15