0001321646-21-000061.txt : 20210303 0001321646-21-000061.hdr.sgml : 20210303 20210303162521 ACCESSION NUMBER: 0001321646-21-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fogarty Kevin Michael CENTRAL INDEX KEY: 0001478560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 21709304 MAIL ADDRESS: STREET 1: 30 GRAND GARDEN COURT CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Corp CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Kraton Performance Polymers, Inc. DATE OF NAME CHANGE: 20091218 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 4 1 wf-form4_161480669015245.xml FORM 4 X0306 4 2021-03-01 0 0001321646 Kraton Corp KRA 0001478560 Fogarty Kevin Michael C/O KRATON CORPORATION 15710 JOHN F. KENNEDY BLVD., SUITE 300 HOUSTON TX 77032 1 1 0 0 President and CEO Common Stock 2021-03-01 4 A 0 42070 0 A 479602 D Common Stock 2021-03-01 4 M 0 83098 37.11 A 562700 D Common Stock 2021-03-01 4 S 0 83098 40.4106 D 479602 D Common Stock 2021-03-02 4 F 0 20872 39.185 D 458730 D Employee Options (Right to Buy) 37.11 2021-03-01 4 M 0 83098 40.4106 D 2021-03-07 Common Stock 83098.0 0 D The award shall vest in three equal annual installments beginning on March 1, 2022, subject to the Reporting Person being continuously employed by the Issuer through each applicable vesting date. The price in column 4 is a weighted average. The prices actually received range from $40.0200 to $41.0100. For all transactions reported in this Form 4 utilizing a weighted average price, the Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 53,040 restricted stock units, the first annual installment of the award granted to the Reporting Person on March 2, 2020. The options vested in three equal installments on March 7, 2012, March 7, 2013 and March 7, 2014. /s/ James L. Simmons As Attorney-in-Fact for Kevin M. Fogarty 2021-03-03