0001321646-21-000061.txt : 20210303
0001321646-21-000061.hdr.sgml : 20210303
20210303162521
ACCESSION NUMBER: 0001321646-21-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fogarty Kevin Michael
CENTRAL INDEX KEY: 0001478560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34581
FILM NUMBER: 21709304
MAIL ADDRESS:
STREET 1: 30 GRAND GARDEN COURT
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kraton Corp
CENTRAL INDEX KEY: 0001321646
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 200411521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
BUSINESS PHONE: 800 457-2866
MAIL ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
FORMER COMPANY:
FORMER CONFORMED NAME: Kraton Performance Polymers, Inc.
DATE OF NAME CHANGE: 20091218
FORMER COMPANY:
FORMER CONFORMED NAME: Polymer Holdings LLC
DATE OF NAME CHANGE: 20050324
4
1
wf-form4_161480669015245.xml
FORM 4
X0306
4
2021-03-01
0
0001321646
Kraton Corp
KRA
0001478560
Fogarty Kevin Michael
C/O KRATON CORPORATION
15710 JOHN F. KENNEDY BLVD., SUITE 300
HOUSTON
TX
77032
1
1
0
0
President and CEO
Common Stock
2021-03-01
4
A
0
42070
0
A
479602
D
Common Stock
2021-03-01
4
M
0
83098
37.11
A
562700
D
Common Stock
2021-03-01
4
S
0
83098
40.4106
D
479602
D
Common Stock
2021-03-02
4
F
0
20872
39.185
D
458730
D
Employee Options (Right to Buy)
37.11
2021-03-01
4
M
0
83098
40.4106
D
2021-03-07
Common Stock
83098.0
0
D
The award shall vest in three equal annual installments beginning on March 1, 2022, subject to the Reporting Person being continuously employed by the Issuer through each applicable vesting date.
The price in column 4 is a weighted average. The prices actually received range from $40.0200 to $41.0100. For all transactions reported in this Form 4 utilizing a weighted average price, the Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 53,040 restricted stock units, the first annual installment of the award granted to the Reporting Person on March 2, 2020.
The options vested in three equal installments on March 7, 2012, March 7, 2013 and March 7, 2014.
/s/ James L. Simmons As Attorney-in-Fact for Kevin M. Fogarty
2021-03-03