0001321646-19-000019.txt : 20190228 0001321646-19-000019.hdr.sgml : 20190228 20190228154154 ACCESSION NUMBER: 0001321646-19-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190226 FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simmons James Leo CENTRAL INDEX KEY: 0001628313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 19642907 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Corp CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Kraton Performance Polymers, Inc. DATE OF NAME CHANGE: 20091218 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 4 1 wf-form4_155138649664190.xml FORM 4 X0306 4 2019-02-26 0 0001321646 Kraton Corp KRA 0001628313 Simmons James Leo C/O KRATON CORPORATION 15710 JOHN F. KENNEDY BLVD., SUITE 300 HOUSTON TX 77032 0 1 0 0 SVP, General Counsel & Sec. Common Stock 2019-02-26 4 F 0 1754 35.665 D 23501 D Common Stock 2019-02-26 4 A 0 4824 0 A 28325 D Common Stock 2019-02-26 4 F 0 1253 35.665 D 27072 D Common Stock 2019-02-26 4 J 0 2552 D 24520 D Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 7,202 restricted stock awards granted to the Reporting Person on February 26, 2016. Based upon a weighted 33.5% achievement level of the performance metrics, the Reporting Person is receiving 4,824 of the targeted 14,403 restricted stock performance units granted on February 26, 2016. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 4,824 restricted stock performance units granted to the Reporting Person on February 26, 2016. Represents shares to be transferred to the Reporting Person's ex-spouse, pursuant to a divorce decree. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-spouse. /s/ James L. Simmons 2019-02-28