0001321646-18-000147.txt : 20180924
0001321646-18-000147.hdr.sgml : 20180924
20180924160059
ACCESSION NUMBER: 0001321646-18-000147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180920
FILED AS OF DATE: 20180924
DATE AS OF CHANGE: 20180924
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fogarty Kevin Michael
CENTRAL INDEX KEY: 0001478560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34581
FILM NUMBER: 181083481
MAIL ADDRESS:
STREET 1: 30 GRAND GARDEN COURT
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kraton Corp
CENTRAL INDEX KEY: 0001321646
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 200411521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
BUSINESS PHONE: 800 457-2866
MAIL ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
FORMER COMPANY:
FORMER CONFORMED NAME: Kraton Performance Polymers, Inc.
DATE OF NAME CHANGE: 20091218
FORMER COMPANY:
FORMER CONFORMED NAME: Polymer Holdings LLC
DATE OF NAME CHANGE: 20050324
4
1
wf-form4_153781924033661.xml
FORM 4
X0306
4
2018-09-20
0
0001321646
Kraton Corp
KRA
0001478560
Fogarty Kevin Michael
C/O KRATON CORPORATION
15710 JOHN F. KENNEDY BLVD., SUITE 300
HOUSTON
TX
77032
1
1
0
0
President and CEO
Common Stock
2018-09-20
4
M
0
18856
14.46
A
273281
D
Common Stock
2018-09-20
4
S
0
18856
50
D
254425
D
Common Stock
2018-09-21
4
M
0
27748
14.46
A
282173
D
Common Stock
2018-09-21
4
S
0
27748
50.0009
D
254425
D
Employee Options (Right to Buy)
14.46
2018-09-20
4
M
0
18856
0
A
2020-01-03
Common Stock
18856.0
67244
D
Employee Options (Right to Buy)
14.46
2018-09-21
4
M
0
27748
0
A
2020-01-03
Common Stock
27748.0
39496
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2018.
The price in column 4 is a weighted average. The prices actually received ranged from $50 to $50.20. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
The options became exercisable in equal installments on each of the first five anniversaries of January 3, 2010.
/s/ James L. Simmons As Attorney-in-Fact for Kevin M. Fogarty
2018-09-24