0001321646-18-000147.txt : 20180924 0001321646-18-000147.hdr.sgml : 20180924 20180924160059 ACCESSION NUMBER: 0001321646-18-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180920 FILED AS OF DATE: 20180924 DATE AS OF CHANGE: 20180924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fogarty Kevin Michael CENTRAL INDEX KEY: 0001478560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 181083481 MAIL ADDRESS: STREET 1: 30 GRAND GARDEN COURT CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Corp CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Kraton Performance Polymers, Inc. DATE OF NAME CHANGE: 20091218 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 4 1 wf-form4_153781924033661.xml FORM 4 X0306 4 2018-09-20 0 0001321646 Kraton Corp KRA 0001478560 Fogarty Kevin Michael C/O KRATON CORPORATION 15710 JOHN F. KENNEDY BLVD., SUITE 300 HOUSTON TX 77032 1 1 0 0 President and CEO Common Stock 2018-09-20 4 M 0 18856 14.46 A 273281 D Common Stock 2018-09-20 4 S 0 18856 50 D 254425 D Common Stock 2018-09-21 4 M 0 27748 14.46 A 282173 D Common Stock 2018-09-21 4 S 0 27748 50.0009 D 254425 D Employee Options (Right to Buy) 14.46 2018-09-20 4 M 0 18856 0 A 2020-01-03 Common Stock 18856.0 67244 D Employee Options (Right to Buy) 14.46 2018-09-21 4 M 0 27748 0 A 2020-01-03 Common Stock 27748.0 39496 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2018. The price in column 4 is a weighted average. The prices actually received ranged from $50 to $50.20. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. The options became exercisable in equal installments on each of the first five anniversaries of January 3, 2010. /s/ James L. Simmons As Attorney-in-Fact for Kevin M. Fogarty 2018-09-24