0001127602-11-012674.txt : 20110407
0001127602-11-012674.hdr.sgml : 20110407
20110407154627
ACCESSION NUMBER: 0001127602-11-012674
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110405
FILED AS OF DATE: 20110407
DATE AS OF CHANGE: 20110407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ott Richard A.
CENTRAL INDEX KEY: 0001478412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34581
FILM NUMBER: 11746259
MAIL ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD., SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kraton Performance Polymers, Inc.
CENTRAL INDEX KEY: 0001321646
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 200411521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
BUSINESS PHONE: 800 457-2866
MAIL ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
FORMER COMPANY:
FORMER CONFORMED NAME: Polymer Holdings LLC
DATE OF NAME CHANGE: 20050324
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-04-05
0001321646
Kraton Performance Polymers, Inc.
KRA
0001478412
Ott Richard A.
C/O KRATON PERFORMANCE POLYMERS
15710 JOHN F. KENNEDY BLVD, SUITE 300
HOUSTON
TX
77032
1
VP, HR & Communications
Common Stock
2011-04-05
4
M
0
7021
13.512
A
9648
D
Common Stock
2011-04-05
4
S
0
7021
40.00
D
2627
D
Common Stock
2011-04-06
4
M
0
2304
13.512
A
4931
D
Common Stock
2011-04-06
4
S
0
2304
40.1684
D
2627
D
Employee Options (Right to Buy)
13.512
2011-04-05
4
M
0
7021
0
D
2014-01-01
Common Stock
7021
11312
D
Employee Options (Right to Buy)
13.512
2011-04-06
4
M
0
2304
0
D
2014-01-01
Common Stock
2304
9008
D
Transacted under a 10b5-1 plan that was adopted on March 11, 2011.
The price in column 4 is a weighted average. The prices actually received ranged from $40 to $40.29. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
All options reported above have vested and are immediately exercisable.
/s/ Stephen E. Tremblay as Attorney-in-Fact for Richard Ott
2011-04-06