0001127602-11-012674.txt : 20110407 0001127602-11-012674.hdr.sgml : 20110407 20110407154627 ACCESSION NUMBER: 0001127602-11-012674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110405 FILED AS OF DATE: 20110407 DATE AS OF CHANGE: 20110407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ott Richard A. CENTRAL INDEX KEY: 0001478412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 11746259 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD., SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Performance Polymers, Inc. CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-04-05 0001321646 Kraton Performance Polymers, Inc. KRA 0001478412 Ott Richard A. C/O KRATON PERFORMANCE POLYMERS 15710 JOHN F. KENNEDY BLVD, SUITE 300 HOUSTON TX 77032 1 VP, HR & Communications Common Stock 2011-04-05 4 M 0 7021 13.512 A 9648 D Common Stock 2011-04-05 4 S 0 7021 40.00 D 2627 D Common Stock 2011-04-06 4 M 0 2304 13.512 A 4931 D Common Stock 2011-04-06 4 S 0 2304 40.1684 D 2627 D Employee Options (Right to Buy) 13.512 2011-04-05 4 M 0 7021 0 D 2014-01-01 Common Stock 7021 11312 D Employee Options (Right to Buy) 13.512 2011-04-06 4 M 0 2304 0 D 2014-01-01 Common Stock 2304 9008 D Transacted under a 10b5-1 plan that was adopted on March 11, 2011. The price in column 4 is a weighted average. The prices actually received ranged from $40 to $40.29. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. All options reported above have vested and are immediately exercisable. /s/ Stephen E. Tremblay as Attorney-in-Fact for Richard Ott 2011-04-06