X0303 4 2010-10-01 0000053669 JOHNSON CONTROLS INC JCI 0001321504 Augustin Jeffrey G 5757 N GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201 0 1 0 0 Vice President Common Stock 6500 D Common Stock 274.489 I By 401(k) Trust Employee Stock Option (Right to Buy) 30.54 2010-10-01 4 A 0 35000 0 A 2012-10-01 2020-10-01 Common Stock 35000 35000 D Phantom Stock Units/Retirement Restoration Plan Common Stock 2345.76 2345.76 D Phantom Stock Units/Long-Term Incentive Plan Common Stock 26334.634 26334.634 D Phantom Stock Units/Restricted Stock Grant Common Stock 26024.738 26024.738 D Employee Stock Option (Right to Buy) 22.5617 2007-11-16 2015-11-16 Common Stock 72000 72000 D Employee Stock Option (Right to Buy) 23.965 2008-10-02 2016-10-02 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 36000 36000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Stock 48000 48000 D Employee Stock Option (Right to Buy) 24.87 2011-10-01 2019-10-01 Common Stock 48000 48000 D Includes 6,500 shares of previously granted restricted stock which vests as follows: 3,250 on November 2, 2011, and 3,250 on November 2, 2013, subject to continuous employment with the issuer. The number of underlying securities is based on the stock fund balance on September 30, 2010. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 30, 2010, stock fund price of $30.50 per share. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time. Includes 39.592 phantom stock units acquired through the reinvestment of dividends on January 4, April 5, July 2, and October 4 2010, at prices ranging from $26.88 to $33.10 per phantom stock unit, and a company match of 105.743 phantom stock units on February 16, 2010. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. These phantom share units were accrued in the Johnson Controls Long-Term Incentive Plan and are payable in cash following the reporting person's termination of employment with the company. The units may be transferred by the reporting person into an alternative investment account at any time. Includes 442.331 phantom stock units acquired through the reinvestment of dividends on January 4, April 5, July 2, and October 4, 2010, at prices ranging from $26.88 to $33.10 per phantom stock unit. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The restricted stock units were accrued under the Johnson Controls Restricted Stock Plan. The units will be settled 100% in cash following the reporting person's termination of employment with the company, subject to a vesting schedule. Includes 532.718 phantom stock units acquired through the reinvestment of dividends on January 4, April 5, July 2, and October 4, 2010, at prices ranging from $26.88 to $33.10 per phantom stock unit. Angela M. Blair, Attorney-in-Fact for Jeffrey G. Augustin 2010-10-05