0001567619-20-012966.txt : 20200706 0001567619-20-012966.hdr.sgml : 20200706 20200706164715 ACCESSION NUMBER: 0001567619-20-012966 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200702 FILED AS OF DATE: 20200706 DATE AS OF CHANGE: 20200706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAAB MICHAEL CENTRAL INDEX KEY: 0001321402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36485 FILM NUMBER: 201013999 MAIL ADDRESS: STREET 1: 1119 ST PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARDELYX, INC. CENTRAL INDEX KEY: 0001437402 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 34175 ARDENWOOD BLVD. CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 510-745-7047 MAIL ADDRESS: STREET 1: 34175 ARDENWOOD BLVD. CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: NTERYX INC DATE OF NAME CHANGE: 20080611 4 1 doc1.xml FORM 4 X0306 4 2020-07-02 0 0001437402 ARDELYX, INC. ARDX 0001321402 RAAB MICHAEL C/O ARDELYX, INC. 34175 ARDENWOOD BLVD, SUITE 100 FREMONT CA 94555 1 1 0 0 President & CEO Common Stock 2020-07-02 4 S 0 23128 7.0101 D 24364 I Family Trust Common Stock 1000 I Family Trust Common Stock 208057 D Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2019. The transaction was executed in multiple trades in prices ranging from $7.00 to $7.0650, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012. The shares are owned directly by trusts for the benefit of the Reporting Person's children. /s/ Elizabeth Grammer, Attorney-in-Fact for Michael Raab 2020-07-06