0000950170-24-003024.txt : 20240108
0000950170-24-003024.hdr.sgml : 20240108
20240108173236
ACCESSION NUMBER: 0000950170-24-003024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240104
FILED AS OF DATE: 20240108
DATE AS OF CHANGE: 20240108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tonn W Matthew
CENTRAL INDEX KEY: 0001789707
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51237
FILM NUMBER: 24521184
MAIL ADDRESS:
STREET 1: 2 N RIVERSIDE PLAZA, SUITE 1300
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FreightCar America, Inc.
CENTRAL INDEX KEY: 0001320854
STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 SOUTH WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (800) 458-2235
MAIL ADDRESS:
STREET 1: 125 SOUTH WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: FCA Acquisition Corp.
DATE OF NAME CHANGE: 20050316
4
1
ownership.xml
4
X0508
4
2024-01-04
0001320854
FreightCar America, Inc.
RAIL
0001789707
Tonn W Matthew
125 SOUTH WACKER DRIVE
SUITE 1500
CHICAGO
IL
60606
false
true
false
false
Chief Commercial Officer
false
Common Stock
2024-01-04
4
A
false
61814
0.00
A
250422
D
Employee Stock Option
2.73
2024-01-04
4
A
false
86940
0.00
A
2034-01-04
Common Stock
86940
86940
D
Employee Stock Option
3.22
2033-01-06
Common Stock
55908
55908
D
Employee Stock Option
3.82
2032-01-17
Common Stock
47849
47849
D
Employee Stock Option
3.81
2031-01-28
Common Stock
49162
49162
D
Employee Stock Option
2.38
2031-01-05
Common Stock
300000
300000
D
Employee Stock Option
1.66
2030-01-24
Common Stock
144090
144090
D
Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture).
The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan.
The options vest in three equal annual installments beginning on January 4, 2025.
The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient.
On January 6, 2023, the recipient was granted 55,908 options. 19,008 options are fully vested and currently exercisable, 18,450 options will vest on January 6, 2025, and 18,450 options will vest on January 6, 2026.
On January 17, 2022, the recipient was granted 47,849 options. 16,268 options are fully vested and currently exercisable, 15,790 options will vest on January 17, 2024 and 15,791 options will vest on January 17, 2025.
On January 28, 2021, the recipient was granted 49,162 options. 32,938 options are fully vested and currently exercisable and 16,224 options will vest on January 28, 2024.
On January 5, 2021, the recipient was granted 300,000 cash-settled stock appreciation rights which are fully vested and currently exercisable.
On January 24, 2020 the recipient was granted 144,090 cash-settled stock appreciation rights which are fully vested and currently exercisable.
/s/ Celia Perez, as attorney in fact
2024-01-08