0000950170-24-003024.txt : 20240108 0000950170-24-003024.hdr.sgml : 20240108 20240108173236 ACCESSION NUMBER: 0000950170-24-003024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240104 FILED AS OF DATE: 20240108 DATE AS OF CHANGE: 20240108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tonn W Matthew CENTRAL INDEX KEY: 0001789707 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51237 FILM NUMBER: 24521184 MAIL ADDRESS: STREET 1: 2 N RIVERSIDE PLAZA, SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FreightCar America, Inc. CENTRAL INDEX KEY: 0001320854 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 SOUTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (800) 458-2235 MAIL ADDRESS: STREET 1: 125 SOUTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: FCA Acquisition Corp. DATE OF NAME CHANGE: 20050316 4 1 ownership.xml 4 X0508 4 2024-01-04 0001320854 FreightCar America, Inc. RAIL 0001789707 Tonn W Matthew 125 SOUTH WACKER DRIVE SUITE 1500 CHICAGO IL 60606 false true false false Chief Commercial Officer false Common Stock 2024-01-04 4 A false 61814 0.00 A 250422 D Employee Stock Option 2.73 2024-01-04 4 A false 86940 0.00 A 2034-01-04 Common Stock 86940 86940 D Employee Stock Option 3.22 2033-01-06 Common Stock 55908 55908 D Employee Stock Option 3.82 2032-01-17 Common Stock 47849 47849 D Employee Stock Option 3.81 2031-01-28 Common Stock 49162 49162 D Employee Stock Option 2.38 2031-01-05 Common Stock 300000 300000 D Employee Stock Option 1.66 2030-01-24 Common Stock 144090 144090 D Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture). The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares. Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. The options vest in three equal annual installments beginning on January 4, 2025. The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient. On January 6, 2023, the recipient was granted 55,908 options. 19,008 options are fully vested and currently exercisable, 18,450 options will vest on January 6, 2025, and 18,450 options will vest on January 6, 2026. On January 17, 2022, the recipient was granted 47,849 options. 16,268 options are fully vested and currently exercisable, 15,790 options will vest on January 17, 2024 and 15,791 options will vest on January 17, 2025. On January 28, 2021, the recipient was granted 49,162 options. 32,938 options are fully vested and currently exercisable and 16,224 options will vest on January 28, 2024. On January 5, 2021, the recipient was granted 300,000 cash-settled stock appreciation rights which are fully vested and currently exercisable. On January 24, 2020 the recipient was granted 144,090 cash-settled stock appreciation rights which are fully vested and currently exercisable. /s/ Celia Perez, as attorney in fact 2024-01-08